0001213900-21-064812.txt : 20211210
0001213900-21-064812.hdr.sgml : 20211210
20211210205047
ACCESSION NUMBER: 0001213900-21-064812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211207
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mazarakis John
CENTRAL INDEX KEY: 0001867660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41123
FILM NUMBER: 211486762
MAIL ADDRESS:
STREET 1: C/O CHICAGO ATLANTIC REAL ESTATE FINANCE
STREET 2: 420 NORTH WABASH AVENUE, SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001867949
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 863125132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 809-7002
MAIL ADDRESS:
STREET 1: 420 NORTH WABASH AVENUE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
ownership.xml
X0306
4
2021-12-07
0
0001867949
Chicago Atlantic Real Estate Finance, Inc.
REFI
0001867660
Mazarakis John
CHICAGO ATLANTIC REAL ESTATE FINANCE INC
420 NORTH WABASH AVENUE, SUITE 500
CHICAGO
IL
60611
1
1
0
0
Exec. Chairman of the Board
Common Stock
2021-12-07
4
P
0
156250
16.00
A
156250
D
Common Stock
2021-12-08
4
P
0
5000
16.00
A
5000
I
By spouse
Common Stock
19616
I
Held through ownership of interests in Chicago Atlantic Fund, LLC
Common Stock
23912
I
Held through ownership of interests in Chicago Atlantic Fund QP, LLC
On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.
/s/ John Mazarakis
2021-12-10