0001213900-21-064812.txt : 20211210 0001213900-21-064812.hdr.sgml : 20211210 20211210205047 ACCESSION NUMBER: 0001213900-21-064812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mazarakis John CENTRAL INDEX KEY: 0001867660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41123 FILM NUMBER: 211486762 MAIL ADDRESS: STREET 1: C/O CHICAGO ATLANTIC REAL ESTATE FINANCE STREET 2: 420 NORTH WABASH AVENUE, SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Atlantic Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001867949 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 863125132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 809-7002 MAIL ADDRESS: STREET 1: 420 NORTH WABASH AVENUE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 ownership.xml X0306 4 2021-12-07 0 0001867949 Chicago Atlantic Real Estate Finance, Inc. REFI 0001867660 Mazarakis John CHICAGO ATLANTIC REAL ESTATE FINANCE INC 420 NORTH WABASH AVENUE, SUITE 500 CHICAGO IL 60611 1 1 0 0 Exec. Chairman of the Board Common Stock 2021-12-07 4 P 0 156250 16.00 A 156250 D Common Stock 2021-12-08 4 P 0 5000 16.00 A 5000 I By spouse Common Stock 19616 I Held through ownership of interests in Chicago Atlantic Fund, LLC Common Stock 23912 I Held through ownership of interests in Chicago Atlantic Fund QP, LLC On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering. Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC. Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC. All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022. /s/ John Mazarakis 2021-12-10