0001562180-22-005417.txt : 20220630 0001562180-22-005417.hdr.sgml : 20220630 20220630144540 ACCESSION NUMBER: 0001562180-22-005417 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220628 FILED AS OF DATE: 20220630 DATE AS OF CHANGE: 20220630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kochansky Joseph Morris CENTRAL INDEX KEY: 0001880114 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40838 FILM NUMBER: 221057655 MAIL ADDRESS: STREET 1: C/O CLEARWATER ANALYTICS HOLDINGS, INC. STREET 2: 777 W. MAIN STREET, SUITE 900 CITY: BOISE STATE: ID ZIP: 83702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearwater Analytics Holdings, Inc. CENTRAL INDEX KEY: 0001866368 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 W. MAIN STREET, SUITE 900 CITY: BOISE STATE: ID ZIP: 83702 BUSINESS PHONE: 208-918-2400 MAIL ADDRESS: STREET 1: 777 W. MAIN STREET, SUITE 900 CITY: BOISE STATE: ID ZIP: 83702 4/A 1 primarydocument.xml PRIMARY DOCUMENT X0306 4/A 2022-06-28 2022-06-30 false 0001866368 Clearwater Analytics Holdings, Inc. CWAN 0001880114 Kochansky Joseph Morris C/O CLEARWATER ANALYTICS HOLDINGS, INC. 777 W. MAIN STREET, SUITE 900 BOISE ID 83702 false true false false See Remarks Class A Common Stock 2022-06-28 4 M false 93750.00 0.00 A 97726.00 D Class A Common Stock 2022-06-28 4 F false 41295.00 12.25 D 56431.00 D Restricted Stock Units 0.00 2022-06-28 2022-06-28 4 M false 93750.00 0.00 D Class A Common Stock 281250.00 281250.00 D On June 28, 2021, the Reporting Person received a grant of 375,000 restricted units which, upon vesting, would be settled in units of CWAN Holdings LLC Interests. The restricted units were subsequently converted into an equivalent number of restricted stock units ("RSU") in connection with the Issuer's IPO. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. This amendment is being filed to correct the Price of the Disposed Securities, which is $12.25. The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.09 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The RSUs were granted on June 28, 2021, and vest in four equal annual installments beginning on and including June 28, 2022. This represents the unvested portion of the RSUs granted on June 28, 2021 and does not include other RSUs with different vesting terms. President, Product and Technology /s/ Alphonse Valbrune, as Attorney-in-Fact for Joseph Kochansky 2022-06-30