SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Guy Gianluca

(Last) (First) (Middle)
7625 LITTLE RD, SUITE 200A

(Street)
NEW PORT RICHEY FL 34654

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2024
3. Issuer Name and Ticker or Trading Symbol
Zeo Energy Corp. [ ZEO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CISO and Director
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class V Common Stock(1) 5,900,478 I See Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As described in the Issuer's current report on Form 8-K filed on March 13, 2024, these shares were issued as a result of the consummation by ZEO Energy Corp. (the "Issuer") of its initial business combination (the "Business Combination") on March 13, 2024, pursuant to that certain Business Combination Agreement, dated as of April 19, 2023 (as amended on January 24, 2024), by and among the Issuer, ESGEN OpCo, LLC, Sunergy Renewables, LLC, and the other parties thereto. The reporting person also holds corresponding economic, non-voting Class B units of ESGEN OpCo, LLC, a Delaware limited liability company (the "Exchangeable OpCo Units"). Subject to certain conditions, the reporting person may exchange their Exchangeable OpCo Units, together with the surrender for cancellation of an equal number of shares of Class V Common Stock of the Issuer, for shares of Class A common stock, par value $0.0001 per share, of the Issuer.
2. Comprises shares of Zeo Class V Common Stock shares held of record by LAMADD LLC, for which the reporting person may be deemed to be the beneficial owner of shares held by such entitiy. The reporting person disclaims beneficial ownership over any such shares expected to be held by such entity.
/s/ Gianluca Guy 03/15/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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