0001140361-21-037308.txt : 20211109 0001140361-21-037308.hdr.sgml : 20211109 20211109210410 ACCESSION NUMBER: 0001140361-21-037308 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HBC Water Resources LP CENTRAL INDEX KEY: 0001892966 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40955 FILM NUMBER: 211394075 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-451-4645 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HBC Water Resources II LP CENTRAL INDEX KEY: 0001892967 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40955 FILM NUMBER: 211394074 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-451-4645 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 450 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aris Water Solutions, Inc. CENTRAL INDEX KEY: 0001865187 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281) 501-3070 MAIL ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Solaris Water, Inc. DATE OF NAME CHANGE: 20210601 3 1 form3.xml FORM 3 X0206 3 2021-11-05 0 0001865187 Aris Water Solutions, Inc. ARIS 0001892966 HBC Water Resources LP 3963 MAPLE AVENUE, SUITE 450 DALLAS TX 75219 true 0001892967 HBC Water Resources II LP 3963 MAPLE AVENUE, SUITE 450 DALLAS TX 75219 true Class B Common Stock 3179324 D Solaris Midstream Holdings, LLC Units 0 Class A Common Stock 3179324 D Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. Immediately prior to closing of the Issuer's initial public offering, the Fourth Amended and Restated Limited Liability Company Agreement of Solaris Midstream Holdings, LLC ("Solaris LLC"), of which the Issuer is the managing member, became effective (the "Solaris LLC Agreement"). Pursuant to the Solaris LLC Agreement, (i) all of the membership interests in Solaris LLC held by its existing owners were converted into a single class of units in Solaris LLC ("Solaris LLC Units") and (ii) Solaris LLC distributed to its members, including HBC Water Resources LP ("HBC") and HBC Water Resources II LP ("HBC II"), one share of Class B common stock for each Solaris LLC Unit held by such members, in each case based on the average of the volume weighted average price of shares of the Issuer's Class A common stock for the 10 trading days commencing with the date of the initial listing of the Issuer's Class A common stock on the New York Stock Exchange (the "VWAP"). The number of Solaris LLC Units and shares of Class B common stock beneficially owned by the reporting persons was determined on November 5, 2021 based on the VWAP. HBC and HBC II directly own 1,811,085 and 1,368,239 shares of Class B common stock, respectively, and an equal number of Solaris LLC Units. Subject to certain limitations and exceptions described in the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are redeemable from time to time for shares of Class A common stock of the Issuer (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions). HBC Water Resources LP By: HBC Water Resources GP LP, its general partner, By: /s/ Joseph Colonnetta Name: Joseph Colonnetta Title: Manager 2021-11-09 HBC Water Resources II LP By: HBC Water Resources II GP LP, its general partner By: /s/ Joseph Colonnetta Name: Joseph Colonnetta Title: Manager 2021-11-09