UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
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| and three-fourths of one Redeemable Warrant to purchase one share of Common Stock | American LLC | |||
| American LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On September 6, 2024, Ault Disruptive Technologies Corporation (the “Company”) held an Annual Meeting of Stockholders (the “Meeting”). As of the close of business on August 7, 2024, the record date for the Meeting, the Company had 2,942,180 shares of common stock, par value $0.001 per share (“Common Stock”) issued and outstanding, which constituted all of the outstanding voting capital stock of the Company.
At the Meeting, the stockholders voted on two proposals, each of which is described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on August 8, 2024 (the “Proxy Statement”). At the Meeting, stockholders approved both proposals that were presented for a vote. The table below sets forth the number of votes cast for and against or withheld, and the number of abstentions or broker non-votes, for each matter voted upon by the Company’s stockholders.
Proposal One: The re-election of the director named in the Proxy Statement, to the Company's board of directors, with such director serving as a Class II director to hold office for a term of three years or until his successor has been duly elected and qualified.
| For | Against | Abstain |
Broker Non-Votes | |||||
| Steve J. Smith | 2,879,263 | 687 | 0 | 19,718 |
Proposal Two: The ratification of Marcum LLP, as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.
| For | Against | Abstain | Broker Non-Votes | |||
| 2,895,922 | 3,746 | 0 | 0 |
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. | Exhibit Description | |
| 101 | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: September 6, 2024 | AULT DISRUPTIVE TECHNOLOGIES CORPORATION | |
| By: |
/s/ Henry Nisser | |
| Name: | Henry Nisser | |
| Title: | President and General Counsel | |