Chief Compliance Officer

0001863894-22-000001.txt : 20220203 0001863894-22-000001.hdr.sgml : 20220203 20220203144027 ACCESSION NUMBER: 0001863894-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 EFFECTIVENESS DATE: 20220203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regency Capital Management Inc.\DE CENTRAL INDEX KEY: 0001863894 IRS NUMBER: 861178090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21267 FILM NUMBER: 22587830 BUSINESS ADDRESS: STREET 1: 1001 BISHOP STREET STREET 2: STE 1090 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8084513193 MAIL ADDRESS: STREET 1: 1001 BISHOP STREET STREET 2: STE 1090 CITY: HONOLULU STATE: HI ZIP: 96813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001863894 XXXXXXXX 12-31-2021 12-31-2021 Regency Capital Management Inc.\DE

1001 BISHOP STREET STE 1090 HONOLULU HI 96813

13F HOLDINGS REPORT 028-21267 N Arthur Mallet Chief Compliance Officer 8084513193 Arthur Mallet Honolulu HI 02-03-2022 0 128 157341 false INFORMATION TABLE 2 2021123113fregencycm.xml 20211231 13F REGENCY CM AMAZON COM INC COM Stock 023135106 6762 2028 SH SOLE 0 0 0 2028 VIACOMCBS INC CL B Stock 92556H206 153 5066 SH SOLE 0 0 0 5066 INVESCO QQQ TRUST ETF 46090E103 27 67 SH SOLE 0 0 0 67 STARBUCKS CORP COM Stock 855244109 62 530 SH SOLE 0 0 0 530 ISHARES GOLD TRUST ETF 464285204 3920 112617 SH SOLE 0 0 0 112617 WILLIAMS SONOMA INC COM Stock 969904101 5 27 SH SOLE 0 0 0 27 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1646 6819 SH SOLE 0 0 0 6819 OLIN CORP COM PAR $1 Stock 680665205 3 50 SH SOLE 0 0 0 50 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 541 6332 SH SOLE 0 0 0 6332 COSTCO WHSL CORP NEW COM Stock 22160K105 10362 18253 SH SOLE 0 0 0 18253 WATSCO INC COM Stock 942622200 2068 6609 SH SOLE 0 0 0 6609 VANGUARD REAL ESTATE ETF ETF 922908553 19 162 SH SOLE 0 0 0 162 CME GROUP INC COM Stock 12572Q105 2695 11795 SH SOLE 0 0 0 11795 NETFLIX INC COM Stock 64110L106 349 580 SH SOLE 0 0 0 580 ISHARES SILVER TRUST ETF 46428Q109 3142 146087 SH SOLE 0 0 0 146087 FIRST HAWAIIAN INC COM Stock 32051X108 1 18 SH SOLE 0 0 0 18 RITCHIE BROS AUCTIONEERS COM Stock 767744105 2475 40430 SH SOLE 0 0 0 40430 OSHKOSH CORP COM Stock 688239201 8 67 SH SOLE 0 0 0 67 SPDR S&P 500 ETF ETF 78462F103 994 2092 SH SOLE 0 0 0 2092 MASTERCARD INCORPORATED CL A Stock 57636Q104 18 50 SH SOLE 0 0 0 50 ALLSTATE CORP COM Stock 020002101 205 1746 SH SOLE 0 0 0 1746 VERIZON COMMUNICATIONS INC COM Stock 92343V104 364 7000 SH SOLE 0 0 0 7000 VALE S A SPONSORED ADS ADR 91912E105 641 45694 SH SOLE 0 0 0 45694 BLACK STONE MINERALS L P COM UNIT Stock 09225M101 382 37000 SH SOLE 0 0 0 37000 HONEYWELL INTL INC COM Stock 438516106 2309 11072 SH SOLE 0 0 0 11072 US BANCORP DEL COM NEW Stock 902973304 2 30 SH SOLE 0 0 0 30 XCEL ENERGY INC COM Stock 98389B100 2067 30531 SH SOLE 0 0 0 30531 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF ETF 78464A359 11 135 SH SOLE 0 0 0 135 HOME DEPOT INC COM Stock 437076102 4387 10571 SH SOLE 0 0 0 10571 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 306 2173 SH SOLE 0 0 0 2173 TERRITORIAL BANCORP INC COM Stock 88145X108 8 334 SH SOLE 0 0 0 334 BHP GROUP LTD SPONSORED ADS ADR 088606108 121 2000 SH SOLE 0 0 0 2000 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 56 184 SH SOLE 0 0 0 184 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 5 45 SH SOLE 0 0 0 45 NUTRIEN LTD COM Stock 67077M108 1541 20493 SH SOLE 0 0 0 20493 ABERDEEN STANDARD PHYSICAL PLATINUM SHARES ETF ETF 003260106 4 50 SH SOLE 0 0 0 50 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 9485 31724 SH SOLE 0 0 0 31724 ALPHABET INC CAP STK CL A Stock 02079K305 5991 2068 SH SOLE 0 0 0 2068 MICROSOFT CORP COM Stock 594918104 6633 19721 SH SOLE 0 0 0 19721 CVS HEALTH CORP COM Stock 126650100 125 1211 SH SOLE 0 0 0 1211 AUTOLUS THERAPEUTICS PLC SPON ADS ADR 05280R100 0 0 SH SOLE 0 0 0 0 AVERY DENNISON CORP COM Stock 053611109 1911 8822 SH SOLE 0 0 0 8822 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 451 1 SH SOLE 0 0 0 1 CBOE GLOBAL MKTS INC COM Stock 12503M108 1371 10510 SH SOLE 0 0 0 10510 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 74 326 SH SOLE 0 0 0 326 VANGUARD MID-CAP INDEX FUND ETF 922908629 49 192 SH SOLE 0 0 0 192 AMPHENOL CORP NEW CL A Stock 032095101 5587 63883 SH SOLE 0 0 0 63883 KKR & CO INC COM Stock 48251W104 447 6000 SH SOLE 0 0 0 6000 LYONDELLBASELL INDUSTRIES N V SHS - A - Stock N53745100 9 100 SH SOLE 0 0 0 100 CORTEVA INC COM Stock 22052L104 1227 25950 SH SOLE 0 0 0 25950 MORPHIC HLDG INC COM Stock 61775R105 0 0 SH SOLE 0 0 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 23 358 SH SOLE 0 0 0 358 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 25 471 SH SOLE 0 0 0 471 TWILIO INC CL A Stock 90138F102 2396 9098 SH SOLE 0 0 0 9098 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 42 400 SH SOLE 0 0 0 400 BROOKFIELD INFRASTRUCTURE CORP COM SB VTG SHS A Stock 11275Q107 1500 21982 SH SOLE 0 0 0 21982 GLADSTONE LD CORP COM REIT 376549101 648 19200 SH SOLE 0 0 0 19200 CHEMED CORP NEW COM Stock 16359R103 5342 10098 SH SOLE 0 0 0 10098 OCUPHIRE PHARMA INC COM Stock 67577R102 0 0 SH SOLE 0 0 0 0 CONFLUENT INC CLASS A COM Stock 20717M103 50 660 SH SOLE 0 0 0 660 HERTZ GLOBAL HLDGS INC COM NEW Stock 42806J700 4 160 SH SOLE 0 0 0 160 LUCID GROUP INC COM Stock 549498103 0 4 SH SOLE 0 0 0 4 VANGUARD VALUE INDEX FUND ETF 922908744 6321 42971 SH SOLE 0 0 0 42971 VANGUARD GROWTH INDEX FUND ETF 922908736 151 472 SH SOLE 0 0 0 472 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 3821 143230 SH SOLE 0 0 0 143230 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 739 6907 SH SOLE 0 0 0 6907 META PLATFORMS INC CL A Stock 30303M102 16 47 SH SOLE 0 0 0 47 ISHARES U.S. TRANSPORTATION ETF ETF 464287192 8 28 SH SOLE 0 0 0 28 ALEXANDER & BALDWIN INC NEW COM REIT 014491104 100 4000 SH SOLE 0 0 0 4000 CANADIAN PAC RY LTD COM Stock 13645T100 46 645 SH SOLE 0 0 0 645 MOODYS CORP COM Stock 615369105 2555 6542 SH SOLE 0 0 0 6542 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 40 569 SH SOLE 0 0 0 569 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 1208 2913 SH SOLE 0 0 0 2913 S&P GLOBAL INC COM Stock 78409V104 2353 4986 SH SOLE 0 0 0 4986 MANULIFE FINL CORP COM Stock 56501R106 76 4008 SH SOLE 0 0 0 4008 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 9 112 SH SOLE 0 0 0 112 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 6 50 SH SOLE 0 0 0 50 HAWAIIAN ELEC INDUSTRIES COM Stock 419870100 130 3130 SH SOLE 0 0 0 3130 FASTENAL CO COM Stock 311900104 4 60 SH SOLE 0 0 0 60 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 43 120 SH SOLE 0 0 0 120 CISCO SYS INC COM Stock 17275R102 34 544 SH SOLE 0 0 0 543 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 50 905 SH SOLE 0 0 0 905 HAWAIIAN HOLDINGS INC COM Stock 419879101 0 21 SH SOLE 0 0 0 21 ADVANCED MICRO DEVICES INC COM Stock 007903107 1 5 SH SOLE 0 0 0 5 ISHARES MSCI EMERGING MARKETS ASIA INDEX FUND ETF 464286426 1 12 SH SOLE 0 0 0 12 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 22 254 SH SOLE 0 0 0 254 ISHARES CORE S&P 500 ETF ETF 464287200 1333 2795 SH SOLE 0 0 0 2795 RIO TINTO PLC SPONSORED ADR ADR 767204100 1693 25294 SH SOLE 0 0 0 25294 ECOLAB INC COM Stock 278865100 47 200 SH SOLE 0 0 0 200 CHARLES RIV LABS INTL INC COM Stock 159864107 300 796 SH SOLE 0 0 0 796 SALESFORCE COM INC COM Stock 79466L302 3023 11896 SH SOLE 0 0 0 11896 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 4753 7123 SH SOLE 0 0 0 7123 JPMORGAN CHASE & CO COM Stock 46625H100 0 2 SH SOLE 0 0 0 2 CHEVRON CORP NEW COM Stock 166764100 155 1324 SH SOLE 0 0 0 1323 MAUI LD & PINEAPPLE INC COM Stock 577345101 2 200 SH SOLE 0 0 0 200 MARKEL CORP COM Stock 570535104 325 263 SH SOLE 0 0 0 263 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 130 2554 SH SOLE 0 0 0 2554 DANAHER CORPORATION COM Stock 235851102 26 80 SH SOLE 0 0 0 80 WALMART INC COM Stock 931142103 1660 11470 SH SOLE 0 0 0 11470 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 65 1308 SH SOLE 0 0 0 1308 PFIZER INC COM Stock 717081103 66 1112 SH SOLE 0 0 0 1112 3M CO Stock 88579Y101 1163 6546 SH SOLE 0 0 0 6546 CATERPILLAR INC COM Stock 149123101 9 43 SH SOLE 0 0 0 43 ALPHABET INC CAP STK CL C Stock 02079K107 12 4 SH SOLE 0 0 0 4 SPORTSMANS WHSE HLDGS INC COM Stock 84920Y106 882 74721 SH SOLE 0 0 0 74721 SPORTSMANS WHSE HLDGS INC COM Stock 84920Y106 118 10000 SH Call SOLE 0 0 0 10000 COCA-COLA FEMSA SAB DE CV SPONSORD ADR REP ADR 191241108 3 60 SH SOLE 0 0 0 60 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN Stock 65341B106 14 164 SH SOLE 0 0 0 164 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 76 440 SH SOLE 0 0 0 440 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 11242 98541 SH SOLE 0 0 0 98541 FERGUSON PLC NEW SHS Stock G3421J106 1929 10770 SH SOLE 0 0 0 10770 VANGUARD LONG-TERM BOND INDEX FUND ETF 921937793 27 266 SH SOLE 0 0 0 266 C H ROBINSON WORLDWIDE INC COM NEW Stock 12541W209 1028 9550 SH SOLE 0 0 0 9550 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 44 547 SH SOLE 0 0 0 547 LAM RESEARCH CORP COM Stock 512807108 181 252 SH SOLE 0 0 0 252 SYNOPSYS INC COM Stock 871607107 202 548 SH SOLE 0 0 0 548 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 42 675 SH SOLE 0 0 0 675 DOMINION ENERGY INC Stock 25746U109 2970 37804 SH SOLE 0 0 0 37804 UNITEDHEALTH GROUP INC COM Stock 91324P102 2871 5718 SH SOLE 0 0 0 5718 LOWES COS INC COM Stock 548661107 3626 14029 SH SOLE 0 0 0 14029 DEERE & CO COM Stock 244199105 2571 7497 SH SOLE 0 0 0 7497 ISHARES MSCI ACWI INDEX FUND ETF 464288257 32 300 SH SOLE 0 0 0 300 BANK HAWAII CORP COM Stock 062540109 360 4300 SH SOLE 0 0 0 4300 ISHARES S&P MIDCAP FUND ETF 464287507 1 4 SH SOLE 0 0 0 4 APPLE INC COM Stock 037833100 3528 19866 SH SOLE 0 0 0 19866 WEC ENERGY GROUP INC COM Stock 92939U106 2013 20737 SH SOLE 0 0 0 20737 DISNEY WALT CO COM Stock 254687106 6 39 SH SOLE 0 0 0 39 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 30 177 SH SOLE 0 0 0 177