SC 13D/A 1 procaps_13da5.htm AMENDMENT
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 5)

 

Procaps Group, S.A.

 

(Name of Issuer)

 

Ordinary Shares, nominal value of $0.01 per share

 

(Title of Class of Securities)

 

L7756P 102 (Ordinary Shares)

 

(CUSIP Number)

 

9 rue de Bitbourg, L-1273
Luxembourg
Grand Duchy of Luxembourg
R.C.S. Luxembourg: B253360
Tel : +356 7995-6138
(Address of Principal Executive Offices)

 

(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

 

August 8, 2024

 

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

         
1  

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Hoche Partners Pharma Holding S.A.

    
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)    o
(b)    o		    
3   SEC USE ONLY
 		    
4   SOURCE OF FUNDS (See Instructions)
 
AF		    
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)		   o
6   CITIZENSHIP OR PLACE OF ORGANIZATION
 
Grand Duchy of Luxembourg		    

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON 		  7 SOLE VOTING POWER
 
15,877,516
  8 SHARED VOTING POWER
 
0
  9 SOLE DISPOSITIVE POWER
 
15,877,516
  10 SHARED DISPOSITIVE POWER
 
0

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

15,877,516*		    
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (See Instructions)		   o
13      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

14.1%*		    
14 TYPE OF REPORTING PERSON (See Instructions)

CO		    

 

*See Item 5
 
 

Explanatory Note:

This Amendment No. 5 (“Amendment No. 5”) amends and supplements the statement on Schedule 13D of Hoche Partners Pharma Holding S.A. (the “Reporting Person”) that was filed with the Securities and Exchange Commission (the “Commission”) on September 29, 2021 (the “Schedule 13D”), as amended by Amendment No. 1 to the Schedule 13D, filed with the Commission on January 12, 2024, as amended by Amendment No. 2 to the Schedule 13D, filed with the Commission on February 20, 2024, as amended by Amendment No. 3 to the Schedule 13D, filed with the Commission on July 22, 2024, and as further amended by Amendment No. 4 to the Schedule 13D, filed with the Commission on July 29, 2024 with respect to the ordinary shares, nominal value of $0.01 per share, of Procaps Group, S.A., (the “Issuer” or “Procaps”). This amendment to the Schedule 13D constitutes Amendment No. 5 to the Schedule 13D. Capitalized terms used but not defined herein have the meanings given to such terms in the Schedule 13D. This Amendment No. 5 is being filed for the purpose of publicly disclosing certain important developments in connection with the Reporting Person’s investment in Procaps. Except as set forth herein, the Schedule 13D is unmodified.

Item 4.Purpose of the Transaction

Item 4 of the Schedule 13D is amended and supplemented as follows:

 

On August 5, 2024, legal counsel to the Reporting Person issued preservation demand notices (the “Notice”) for documents and information to the following individuals:

 

1.Mr. Ruben Minski Gontovnik;
2.Mr. Jose Antonio Vieira;
3.Mr. Luis Fernando Castro;
4.Mr. David Yanovich Wancier;
5.Mr. Kyle P. Bransfield;
6.Ms. Sandra Sanchez y Oldenhage; and
7.Mr. Jose Minksi

 

The Notice requires the identified individuals to preserve all documents and materials related to, amongst other things, transactions with affiliated parties, the 2012 related party loan for $2,500,000, financial statements, undisclosed related party transactions, communications with the Securities and Exchange Commission and the Nasdaq, and communications with Deloitte & Touche S.A.S.

 
 

SIGNATURE

After reasonable inquiry and to the best of the Reporting Person’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: August 8, 2024

  hoche partners pharma holding s.a.
     
By:  /s/ Roman Sokolowski
    Name:      Roman Sokolowski
    Title:        Director
     
  Stonehage Fleming Corporate Service Luxembourg
S.A., Director

 

  By: /s/ Alexander Ludbrook - Miles
    Name:       Alexander Ludbrook - Miles
    Title:         Director
     
  By: /s/ Ariane Vansimpsen
    Name:      Ariane Vansimpsen
    Title:        Director