0001193125-23-035733.txt : 20230213 0001193125-23-035733.hdr.sgml : 20230213 20230213160608 ACCESSION NUMBER: 0001193125-23-035733 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EngageSmart, Inc. CENTRAL INDEX KEY: 0001863105 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-93328 FILM NUMBER: 23618340 BUSINESS ADDRESS: STREET 1: 30 BRAINTREE HILL OFFICE PARK STREET 2: SUITE 101 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-3733 MAIL ADDRESS: STREET 1: 30 BRAINTREE HILL OFFICE PARK STREET 2: SUITE 101 CITY: BRAINTREE STATE: MA ZIP: 02184 FORMER COMPANY: FORMER CONFORMED NAME: EngageSmart, LLC DATE OF NAME CHANGE: 20210519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Burgess John Keenan CENTRAL INDEX KEY: 0001912221 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O ENGAGESMART, LLC STREET 2: 30 BRAINTREE HILL OFFICE PARK, SUITE 101 CITY: BRAINTREE STATE: MA ZIP: 02184 SC 13G/A 1 d465420dsc13ga.htm SC 13G/A SC 13G/A

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

EngageSmart, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

29283F103

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 29283F103    Schedule 13G    Page 1 of 4

 

  1    

  Names of Reporting Persons

 

  John Burgess

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

    5     

  Sole Voting Power

 

  3,973,924

   6   

  Shared Voting Power

 

  1,970,978

   7   

  Sole Dispositive Power

 

  3,973,924

   8   

  Shared Dispositive Power

 

  1,970,978

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  5,944,902

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  3.6%

12  

  Type of Reporting Person

 

  IN

CUSIP No. 29283F103    Schedule 13G    Page 2 of 4

 

ITEM 1.    (a)     Name

of Issuer:

EngageSmart, Inc. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

30 Braintree Hill Office Park, Suite 101, Braintree, Massachusetts 02184

 

ITEM 2.    (a)     Name

of Person Filing:

This statement is filed on behalf of John Burgess (the “Reporting Person”).

 

  (b)

Address or Principal Business Office:

The business address of the Reporting Person is c/o EngageSmart, Inc., 30 Braintree Hill Office Park, Suite 101, Braintree, Massachusetts 02184.

 

  (c)

Citizenship of each Reporting Person is:

The Reporting Person is a citizen of the United States.

 

  (d)

Title of Class of Securities:

Common Stock, par value $0.001 per share (“Common Stock”).

 

  (e)

CUSIP Number:

29283F103

 

ITEM 3.

Not applicable.

 

ITEM 4.    Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2022, based upon 165,481,995 shares of Common Stock outstanding as of October 31, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 3, 2022.

CUSIP No. 29283F103    Schedule 13G    Page 3 of 4

 

Reporting Person   

Amount

beneficially

owned

     

Percent

of class:

     Sole power
to vote or
to direct
the vote:		      Shared
power to
vote or to
direct the
vote:		     

Sole

power to
dispose or
to direct
the
disposition

of:

     

Shared

power to

dispose or

to direct

the

disposition

of:

  

John Burgess

      5,944,902        3.6 %      3,973,924        1,970,978        3,973,924        1,970,978  

The Reporting Person is the beneficial owner of 5,944,902 shares of Common Stock, which consist of (i) 3,973,924 shares of Common Stock held of record by the Reporting Person; (ii) 990,000 shares of Common Stock held of record by the Robert P. Bennett 2019 Descendants’ Trust, of which the Reporting Person and his spouse serve as co-trustees; and (iii) 980,978 shares of Common Stock held of record by The Bennett Family 2020 Trust, of which the Reporting Person serves as co-trustee.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ☒

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.

CUSIP No. 29283F103    Schedule 13G    Page 4 of 4

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 13, 2023

 

John Burgess

/s/ John Burgess