0001862198-21-000001.txt : 20210521 0001862198-21-000001.hdr.sgml : 20210521 20210521093057 ACCESSION NUMBER: 0001862198-21-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 EFFECTIVENESS DATE: 20210521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Financial Investment Management Ltd CENTRAL INDEX KEY: 0001862198 IRS NUMBER: 861582645 STATE OF INCORPORATION: CO FISCAL YEAR END: 1220 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-400163 FILM NUMBER: 21946824 BUSINESS ADDRESS: STREET 1: 4255 SOUTH BUCKLEY ROAD #1296 CITY: AURORA STATE: CO ZIP: 80013 BUSINESS PHONE: 6037337714 MAIL ADDRESS: STREET 1: 4255 SOUTH BUCKLEY ROAD #1296 CITY: AURORA STATE: CO ZIP: 80013 D 1 primary_doc.xml X0708 D LIVE 0001862198 UBS Financial Investment Management Ltd 4255 SOUTH BUCKLEY ROAD #1296 AURORA CO COLORADO 80013 6037337714 COLORADO None None Limited Liability Company true 2021 Dan Titus Bacani 4610 south ulster street denver CO COLORADO 80237 Executive Officer Other Not Applicable 06c false true false true false 10000 Bacani Dan Titus None None None 4610 south ulster street denver CO COLORADO 80237 All States false 8000000 0 8000000 false 0 10000 true 10000 true 10000 true false UBS Financial Investment Management Ltd Dan Titus Bacani Dan Titus Bacani CEO 2021-05-21