The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,095,387,206 | 10,227,705 | SH | DFND | 1,2 | 10,227,705 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 23,145,000 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 1,260,842 | 24,597 | SH | DFND | 1 | 24,597 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 2,978,717 | 58,144 | SH | DFND | 1 | 58,144 | 0 | 0 | ||
ISHARES TR | 10+ YR INVST GRD | 464289511 | 81,148,660 | 1,622,000 | SH | DFND | 1 | 1,622,000 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 23,723,361 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 180,550 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 124,360 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 48,444 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 166,450 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 172,450 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 8,794,830 | 239,250 | SH | DFND | 1 | 239,250 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H737 | 142,800 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H745 | 702,526 | 23,117 | SH | DFND | 1 | 23,117 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H752 | 411,703 | 14,143 | SH | DFND | 1 | 14,143 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H760 | 1,621,403 | 51,802 | SH | DFND | 1 | 51,802 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H778 | 147,300 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H786 | 147,950 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 148,250 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H810 | 157,800 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H828 | 159,200 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 1,158,222 | 37,362 | SH | DFND | 1 | 37,362 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 148,700 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 1,443,068 | 46,386 | SH | DFND | 1 | 46,386 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 6,989,886 | 246,383 | SH | DFND | 1 | 246,383 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 2,994,900 | 98,387 | SH | DFND | 1 | 98,387 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H711 | 5,010,036 | 179,700 | SH | DFND | 1 | 179,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H729 | 5,806,581 | 200,020 | SH | DFND | 1 | 200,020 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H687 | 5,525,609 | 198,906 | SH | DFND | 1 | 198,906 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H695 | 5,052,467 | 174,223 | SH | DFND | 1 | 174,223 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity Buffer15 U | 00888H612 | 5,126,409 | 199,860 | SH | DFND | 1 | 199,860 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity 6 Month Fl | 00888H620 | 5,148,331 | 199,780 | SH | DFND | 1 | 199,780 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity Buffer15 U | 00888H596 | 5,324,137 | 199,780 | SH | DFND | 1 | 199,780 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Large Cap 6 Month | 00888H653 | 5,200,273 | 199,780 | SH | DFND | 1 | 199,780 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity Buffer15 U | 00888H588 | 5,128,563 | 200,100 | SH | DFND | 1 | 200,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Large Cap 6 Month | 00888H646 | 5,082,440 | 199,860 | SH | DFND | 1 | 199,860 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,571,320 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 925,067 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 855,270 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 989,900 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 5,911,796 | 181,622 | SH | DFND | 1 | 181,622 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,019,589 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 183,230,350 | 2,416,012 | SH | DFND | 1 | 2,416,012 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H679 | 5,163,881 | 193,985 | SH | DFND | 1 | 193,985 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H661 | 5,214,536 | 198,649 | SH | DFND | 1 | 198,649 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity 6 Month Fl | 00888H638 | 5,326,050 | 198,511 | SH | DFND | 1 | 198,511 | 0 | 0 | ||
Community Capital Management LLC | CCM AFFORDABLE HOUS MBS ETF | 74741A106 | 20,966,529 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 |