The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,114,001,629 | 10,227,705 | SH | DFND | 1,2 | 10,227,705 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 23,319,000 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 1,269,205 | 24,597 | SH | DFND | 1 | 24,597 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 4,443,104 | 86,644 | SH | DFND | 1 | 86,644 | 0 | 0 | ||
ISHARES TR | 10+ YR INVST GRD | 464289511 | 83,549,220 | 1,622,000 | SH | DFND | 1 | 1,622,000 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 24,077,835 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 2,142,049 | 61,456 | SH | DFND | 1 | 61,456 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 121,040 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 46,977 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 163,059 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 169,300 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 8,590,271 | 239,250 | SH | DFND | 1 | 239,250 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H737 | 4,575,545 | 164,381 | SH | DFND | 1 | 164,381 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H745 | 4,703,669 | 160,617 | SH | DFND | 1 | 160,617 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H752 | 4,298,570 | 154,143 | SH | DFND | 1 | 154,143 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H760 | 4,403,618 | 149,302 | SH | DFND | 1 | 149,302 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H778 | 565,784 | 19,700 | SH | DFND | 1 | 19,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H786 | 144,790 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 145,100 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H810 | 990,562 | 32,440 | SH | DFND | 1 | 32,440 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H828 | 688,158 | 22,265 | SH | DFND | 1 | 22,265 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 1,186,162 | 39,362 | SH | DFND | 1 | 39,362 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 146,275 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 1,411,744 | 46,386 | SH | DFND | 1 | 46,386 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 7,123,755 | 256,383 | SH | DFND | 1 | 256,383 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 7,861,906 | 265,887 | SH | DFND | 1 | 265,887 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H711 | 4,875,261 | 179,700 | SH | DFND | 1 | 179,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H729 | 5,595,459 | 200,020 | SH | DFND | 1 | 200,020 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H687 | 5,407,260 | 198,906 | SH | DFND | 1 | 198,906 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H695 | 4,893,854 | 174,223 | SH | DFND | 1 | 174,223 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,554,189 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 932,650 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 864,450 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 989,113 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 5,937,223 | 181,622 | SH | DFND | 1 | 181,622 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,198,179 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 189,004,619 | 2,416,012 | SH | DFND | 1 | 2,416,012 | 0 | 0 | ||
CCM Affordable Housing MBS ETF | CCM AFF H MBSETF | 74741A106 | 21,117,878 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H679 | 5,041,709 | 193,985 | SH | DFND | 1 | 193,985 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H661 | 5,058,597 | 198,649 | SH | DFND | 1 | 198,649 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | AllianzIM US Equity 6 Month Fl | 00888H638 | 5,191,043 | 198,511 | SH | DFND | 1 | 198,511 | 0 | 0 |