The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,181,776,089 | 10,928,205 | SH | DFND | 1,2 | 10,928,205 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 22,524,000 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 39,393,211 | 779,292 | SH | DFND | 1 | 779,292 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 4,847,663 | 96,644 | SH | DFND | 1 | 96,644 | 0 | 0 | ||
ISHARES TR | 10+ YR INVST GRD | 464289511 | 79,783,920 | 1,548,000 | SH | DFND | 1 | 1,548,000 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 23,448,078 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 2,240,146 | 71,456 | SH | DFND | 1 | 71,456 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 112,360 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 41,304 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 148,850 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 151,900 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 10,276,658 | 319,250 | SH | DFND | 1 | 319,250 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H737 | 5,128,079 | 199,381 | SH | DFND | 1 | 199,381 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H745 | 5,176,797 | 198,117 | SH | DFND | 1 | 198,117 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H752 | 5,141,872 | 199,143 | SH | DFND | 1 | 199,143 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H760 | 5,231,678 | 199,302 | SH | DFND | 1 | 199,302 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H778 | 5,304,032 | 199,700 | SH | DFND | 1 | 199,700 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H786 | 5,263,892 | 199,541 | SH | DFND | 1 | 199,541 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H794 | 3,510,629 | 130,701 | SH | DFND | 1 | 130,701 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H810 | 5,452,364 | 199,940 | SH | DFND | 1 | 199,940 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H828 | 5,241,126 | 194,765 | SH | DFND | 1 | 194,765 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H836 | 5,271,097 | 194,362 | SH | DFND | 1 | 194,362 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF20 | 00888H844 | 4,520,538 | 162,434 | SH | DFND | 1 | 162,434 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LRG CAP BUF10 | 00888H851 | 5,452,587 | 191,386 | SH | DFND | 1 | 191,386 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 8,921,831 | 358,883 | SH | DFND | 1 | 358,883 | 0 | 0 | ||
AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 9,687,740 | 351,387 | SH | DFND | 1 | 351,387 | 0 | 0 | ||
IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 21,328,667 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | ||
PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,377,100 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 909,004 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 853,830 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 981,341 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 13,538,283 | 421,622 | SH | DFND | 1 | 421,622 | 0 | 0 | ||
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 6,885,646 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 189,487,821 | 2,416,012 | SH | DFND | 1 | 2,416,012 | 0 | 0 |