The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 578,416 | 5,645,835 | SH | DFND | 1,2 | 5,645,835 | 0 | 0 | |
| ISHARES TR | INTRMD CR BD ETF | 464288638 | 48,246 | 999,292 | SH | DFND | 1,2 | 999,292 | 0 | 0 | |
| SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 43,463 | 1,387,722 | SH | DFND | 1 | 1,387,722 | 0 | 0 | |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 172,737 | 2,358,512 | SH | DFND | 1 | 2,358,512 | 0 | 0 | |
| ISHARES TR | SH TR CRPORT ETF | 464288646 | 6,118 | 124,144 | SH | DFND | 124,144 | 0 | 0 | ||
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 871 | 9,977 | SH | DFND | 1 | 9,977 | 0 | 0 | |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 973 | 9,838 | SH | DFND | 1 | 9,838 | 0 | 0 | |
| PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 821 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
| PIMCO ETF TR | ENHANCD SHORT | 72201R643 | 24,450 | 249,000 | SH | DFND | 1 | 249,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 6,506 | 248,042 | SH | DFND | 1 | 248,042 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H109 | 1,966 | 76,517 | SH | DFND | 1 | 76,517 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF10 | 00888H307 | 34 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H406 | 824 | 31,972 | SH | DFND | 1 | 31,972 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BFR 10 | 00888H604 | 15,474 | 579,301 | SH | DFND | 1 | 579,301 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BUFR20 | 00888H505 | 10,912 | 408,000 | SH | DFND | 1 | 408,000 | 0 | 0 | |
| ISHARES | 10+ YR INVT GRD | 464289511 | 74,660 | 1,548,000 | SH | DFND | 1 | 1,548,000 | 0 | 0 | |
| IMPACT SHS TR I | AFFORDABLE HOUS | 45259R103 | 21,060 | 1,248,751 | SH | DFND | 1 | 1,248,751 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LARGE CAP 6 MON | 00888H877 | 11,447 | 490,780 | SH | DFND | 1 | 490,780 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 21,417 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 00888H869 | 8,726 | 398,883 | SH | DFND | 1 | 398,883 | 0 | 0 | |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 21,679 | 377,100 | SH | DFND | 1 | 377,100 | 0 | 0 | |
| AIM ETF PRODUCTS TRUST | US LRG CP BUF20 | 00888H208 | 100 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |