0001104659-23-032826.txt : 20230315 0001104659-23-032826.hdr.sgml : 20230315 20230315163205 ACCESSION NUMBER: 0001104659-23-032826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230313 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Brad CENTRAL INDEX KEY: 0001876053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 23735707 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm238945-9_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-13 0 0001860543 Cadre Holdings, Inc. CDRE 0001876053 Williams Brad C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 0 1 0 0 PRESIDENT Restricted Stock Units 2023-03-13 4 A 0 12572 0 A Common Stock 12572 12572 D Stock Option (right to purchase) 20.53 2023-03-13 4 A 0 45972 0 A 2033-03-13 Common Stock 45972 45972 D Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 12,572 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 4,190 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 4,191 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 15,324 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2024, March 13, 2025 and March 13, 2026. /s/ Brad Williams 2023-03-15