0001104659-22-032919.txt : 20220311 0001104659-22-032919.hdr.sgml : 20220311 20220311163341 ACCESSION NUMBER: 0001104659-22-032919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220309 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Brad CENTRAL INDEX KEY: 0001876053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 22733610 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm228848-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-09 0 0001860543 Cadre Holdings, Inc. CDRE 0001876053 Williams Brad C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 0 1 0 0 PRESIDENT Common Stock, par value $0.0001 per share ("Common Stock") 2022-03-09 4 A 0 11762 0 A Common Stock 11762 11762 D Stock Option (right to purchase) 23.45 2022-03-09 4 A 0 42770 0 A 2032-03-09 Common Stock 42770 42770 D Phantom Stock 2022-03-09 4 A 0 261000 0 A Common Stock 261000 261000 D Comprised of a restricted stock award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 11,762 restricted shares of Common Stock. 3,920 restricted shares of Common Stock will vest and become non-forfeitable on March 9, 2023 and 3,921 restricted shares of Common Stock will vest and become non-forfeitable on each of March 9, 2024 and March 9, 2025. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 14,256 shares of the Issuer's Common Stock will vest and become exercisable on March 9, 2023 and options to purchase 14,257 shares of the Issuer's Common Stock will vest and become exercisable on each of March 9, 2024 and March 9, 2025. Phantom stock award granted under the Safariland Group Amended and Restated 2021 Phantom Restricted Share Plan consisting of 261,000 shares of phantom stock. Each share of phantom stock is the economic equivalent of one share of Common Stock. 87,000 shares of phantom stock will vest and become non-forfeitable on each of March 18, 2022, March 18, 2023 and March 18, 2024. /s/ Brad Williams 2022-03-11