EX-99.1 2 nvx-ex99_1.htm EX-99.1 EX-99.1

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

EXHIBIT 99.1

Announcement Summary

 

 

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday July 16, 2024

 

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

 

 

ASX +security

 

Number of +securities to

 

code

Security description

be quoted Issue date

 

 

 

 

 

NVX

ORDINARY FULLY PAID

3,415,759 16/07/2024

 

 

 

 

Refer to next page for full details of the announcement

 

 

 

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

Part 1 - Entity and announcement details

 

 

 

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

1.2 Registered number type

ACN

Registration number

157690830

 

1.3 ASX issuer code

NVX

 

1.4 The announcement is

New announcement

1.5 Date of this announcement

16/7/2024

 

 

 

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

Part 2 - Type of Issue

 

 

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

 

 

 

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

 

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

 

 

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

 

Please state the number of options that were exercised or other

+convertible securities that were

converted

12,000,000

The first date the options were exercised or other +convertible securities were converted

16/7/2024

The last date the options were exercised or other +convertible securities were converted

16/7/2024

 

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

 

Name of KMP

 

Name of registered holder

 

Number of options being exercised or other +convertible securities

being converted

 

 

 

 

 

Nicholas Liveris

 

Nicholas Liveris

 

1,000,000

 

 

 

 

 

Chris Burns

 

BNP Paribas Nominees Pty Ltd

 

1,000,000

 

 

 

 

 

Robert Natter

 

Robert J Natter Trust

 

1,000,000

 

 

 

 

 

Issue date

16/7/2024

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

 

 

 

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

Issue details

 

 

Number of +securities to be quoted

3,415,759

Are the +securities being issued for a cash consideration?

Yes

 

In what currency is the cash consideration being paid?

 

What is the issue price per +security?

 

 

 

AUD - Australian Dollar

 

AUD 0.69895500

 

Any other information the entity wishes to provide about the +securities to be quoted

 

 

 

 

 

 

 

 

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Appendix 2A - Application for quotation of securities

 

 

 

 

Part 4 - Issued capital following quotation

 

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

 

ASX +security code and description

Total number of

+securities on issue

 

 

NVX : ORDINARY FULLY PAID

492,717,579

 

 

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description

Total number of

+securities on issue

 

 

NVXAD : PERFORMANCE RIGHTS

25,841,570

 

 

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

16,166,667

 

 

NVXAG : SHARE RIGHTS

698,295

 

 

NVXAL : CONVERTIBLE NOTES

45,221,586

 

 

 

 

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