0001104659-21-108221.txt : 20210820 0001104659-21-108221.hdr.sgml : 20210820 20210820170350 ACCESSION NUMBER: 0001104659-21-108221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess Galen Paul CENTRAL INDEX KEY: 0001872461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40683 FILM NUMBER: 211194513 MAIL ADDRESS: STREET 1: C/O SNAP ONE HOLDINGS CORP. STREET 2: 1800 CONTINENTAL BLVD., SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28273 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snap One Holdings Corp. CENTRAL INDEX KEY: 0001856430 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 821952221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28273 BUSINESS PHONE: (704) 927-7620 MAIL ADDRESS: STREET 1: 1800 CONTINENT BOULEVARD, SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28273 4 1 a4.xml 4 X0306 4 2021-07-27 0 0001856430 Snap One Holdings Corp. SNPO 0001872461 Hess Galen Paul C/O SNAP ONE HOLDINGS CORP. 1800 CONTINENTAL BLVD., SUITE 200 CHARLOTTE NC 28273 0 1 0 0 Chief Product Officer Common Stock 2021-07-27 4 A 0 93312 A 236859 D Common Stock 2021-08-18 4 S 0 8893 16.875 D 227966 D Stock Options (Right to Buy) 18 2021-07-27 4 A 0 202451 A 2027-10-23 Common Stock 202451 202451 D Stock Options (Right to Buy) 18 2021-07-27 4 A 0 45278 A 2030-12-01 Common Stock 45278 45278 D Represents shares of restricted common stock received from the issuer in respect of unvested units held from three grants in Crackle Holdings L.P. prior to the consummation of the initial public offering of the issuer, of which (i) a portion will vest in equal installments on each October 23 and April 23 with a final vesting date of October 23, 2022, (ii) a portion will vest in equal installments on each December 1 and June 1 with a final vesting date of December 1, 2025 and (iii) a portion will vest subject to the satisfaction of certain performance-based vesting conditions on our prior to February 4, 2024. These securities were previously reported on the Form 3 filed by the Reporting Person. Includes shares received in a distribution from Crackle Holdings L.P. in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. On August 18, 2021, the underwriters of the initial public offering of the issuer exercised the over-allotment option in part. This amount represents the $18.00 public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.125 per share. Represents stock options received by the reporting person in respect of certain of the reporting person's previously held interests in Crackle Holdings L.P. These securities were previously reported on the Form 3 filed by the Reporting Person, although the Expiration Date on the Form 3 was incorrectly stated and has been corrected in the table above. Of these options, as of July 27, 2021, 113,879 are unvested options which will vest as follows: (i) 37,960 options will vest in equal installments on each October 23 and April 23 with a final vesting date of October 23, 2022 and (ii) 75,919 will vest subject to the satisfaction of certain performance-based vesting conditions on or prior to February 4, 2024. Of these opions, as of July 27, 2021, 45,278 are unvested options which will vest 20% on December 1, 2021 and thereafter in equal installments on each June 1 and December 1 with a final vesting date of December 1, 2025. /s/ JD Ellis, Attorney-in-fact for Galen Paul Hess 2021-08-20