0001856405-24-000004.txt : 20240521
0001856405-24-000004.hdr.sgml : 20240521
20240521170826
ACCESSION NUMBER: 0001856405-24-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240521
DATE AS OF CHANGE: 20240521
EFFECTIVENESS DATE: 20240521
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONA ASSET MANAGEMENT (US) LLC
CENTRAL INDEX KEY: 0001856405
ORGANIZATION NAME:
IRS NUMBER: 815123428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21820
FILM NUMBER: 24970575
BUSINESS ADDRESS:
STREET 1: 800 3RD AVENUE
STREET 2: SUITE 1702
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-779-6302
MAIL ADDRESS:
STREET 1: 800 3RD AVENUE
STREET 2: SUITE 1702
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR/A
1
primary_doc.xml
X0202
13F-HR/A
LIVE
false
false
false
0001856405
XXXXXXXX
03-31-2024
03-31-2024
true
1
RESTATEMENT
SONA ASSET MANAGEMENT (US) LLC
800 3RD AVENUE
SUITE 1702
NEW YORK
NY
10022
13F COMBINATION REPORT
028-21820
000291738
801-112410
0001103882
028-05431
000138460
801-72796
Paloma Partners Management Co
N
John P. Berkery
CCO/COO
(508) 360-8282
John P. Berkery
New York
NY
05-21-2024
1
70
2987489440
false
1
0001910877
028-21819
000300668
802-117783
SONA ASSET MANAGEMENT (UK) LLP
INFORMATION TABLE
2
sona13fa.xml
ALBEMARLE CORP
7.25% DEP SHS A
012653200
70800000
1200000
SH
SOLE
1
1200000
0
0
AMERICAN AIRLINES GROUP INC
NOTE 6.500% 7/0
02376RAF9
23237800
20000000
PRN
SOLE
1
20000000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
7102400
965000
SH
SOLE
1
965000
0
0
APOLLO GLOBAL MGMT INC
SER A MAND CNV
03769M304
43031250
675000
SH
SOLE
1
675000
0
0
ARBOR REALTY TRUST INC
COM
038923108
8281250
625000
SH
Put
SOLE
1
625000
0
0
ARDAGH METAL PACKAGING S A
SHS
L02235106
4287500
1250000
SH
SOLE
1
1250000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
288222
3300
SH
SOLE
1
3300
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
24608251
25000000
PRN
SOLE
1
25000000
0
0
BRIDGEBIO PHARMA INC
NOTE 2.250% 2/0
10806XAD4
9470826
11500000
PRN
SOLE
1
11500000
0
0
BURFORD CAP LTD
ORD SHS
G17977110
3194000
200000
SH
SOLE
1
200000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
5248800
120000
SH
SOLE
1
120000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
3676500
225000
SH
SOLE
1
225000
0
0
CINEMARK HLDGS INC
NOTE 4.500% 8/1
17243VAB8
10425293
7500000
PRN
SOLE
1
7500000
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
2704224
10200
SH
SOLE
1
10200
0
0
CYTOKINETICS INC
NOTE 3.500% 7/0
23282WAC4
29666422
18702000
PRN
SOLE
1
18702000
0
0
DANA INC
COM
235825205
2032000
160000
SH
SOLE
1
160000
0
0
DROPBOX INC
NOTE3/0
26210CAC8
10692225
11250000
PRN
SOLE
1
11250000
0
0
DROPBOX INC
NOTE3/0
26210CAD6
53787800
57500000
PRN
SOLE
1
57500000
0
0
EXACT SCIENCES CORP
NOTE 1.000% 1/1
30063PAA3
5033115
4500000
PRN
SOLE
1
4500000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
4633350
5000000
PRN
SOLE
1
5000000
0
0
FIVE9 INC
NOTE 0.500% 6/0
338307AD3
15137472
16000000
PRN
SOLE
1
16000000
0
0
FLUOR CORP NEW
COM
343412102
2168964
51300
SH
SOLE
1
51300
0
0
FORWARD AIR CORP
COM
349853101
2177700
70000
SH
SOLE
1
70000
0
0
GENEDX HOLDINGS CORP
*W EXP 07/22/202
81663L119
2837
51582
SH
SOLE
1
51582
0
0
GLOBAL PMTS INC
COM
37940X102
7083980
53000
SH
SOLE
1
53000
0
0
GOAL ACQUISITIONS CORP
*W EXP 99/99/999
38021H115
5218
276070
SH
SOLE
1
276070
0
0
GREENFIRE RES LTD NEW
COM SHS
39525U107
29992355
5019641
SH
SOLE
1
5019641
0
0
IHS HOLDING LIMITED
ORD SHS
G4701H109
10495678
2973280
SH
SOLE
1
2973280
0
0
IQIYI INC
NOTE 6.500% 3/1
G4939KAF3
18847461
19800000
PRN
SOLE
1
19800000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
6739600
280000
SH
Call
SOLE
1
0
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
250516000
2300000
SH
Put
SOLE
1
2300000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
53365680
564000
SH
Call
SOLE
1
0
0
0
ISHARES TR
7-10 YR TRSY BD
464287440
288713000
3050000
SH
Call
SOLE
1
0
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
130021500
1450000
SH
Put
SOLE
1
1450000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
998970414
12851800
SH
Put
SOLE
1
12851800
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
34462400
35000000
PRN
SOLE
1
35000000
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
16895620
17000000
PRN
SOLE
1
17000000
0
0
LIFE TIME GROUP HOLDINGS INC
COMMON STOCK
53190C102
5044000
325000
SH
SOLE
1
325000
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
15020235
13500000
PRN
SOLE
1
13500000
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1410000
300000
SH
Call
SOLE
1
0
0
0
NABORS INDS INC
NOTE 1.750% 6/1
62957HAL9
4544256
6105000
PRN
SOLE
1
6105000
0
0
NCL CORP LTD
NOTE 5.375% 8/0
62886HAX9
15029747
11420000
PRN
SOLE
1
11420000
0
0
NCL CORP LTD
NOTE 2.500% 2/1
62886HBK6
56427620
58000000
PRN
SOLE
1
58000000
0
0
NOVO-NORDISK A S
ADR
670100205
1284000
10000
SH
SOLE
1
10000
0
0
NUTANIX INC
NOTE 0.250%10/0
67059NAH1
18477227
15028000
PRN
SOLE
1
15028000
0
0
PDD HOLDINGS INC
NOTE12/0
722304AC6
37506085
38635000
PRN
SOLE
1
38635000
0
0
PENN ENTERTAINMENT INC
COM
707569109
1821000
100000
SH
SOLE
1
100000
0
0
PHP VENTURES ACQUISITION COR
*W EXP 08/16/202
69291C114
727
31600
SH
SOLE
1
31600
0
0
PRENETICS GLOBAL LTD
*W EXP 05/18/202
G72245114
1193
186538
SH
SOLE
1
186538
0
0
RAPID7 INC
NOTE 0.250% 3/1
753422AF1
17549600
20000000
PRN
SOLE
1
20000000
0
0
ROYAL CARIBBEAN GROUP
NOTE 6.000% 8/1
780153BQ4
85038600
30000000
PRN
SOLE
1
30000000
0
0
SEA LTD
NOTE 2.375%12/0
81141RAF7
60791307
60500000
PRN
SOLE
1
60500000
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
31727278
37000000
PRN
SOLE
1
37000000
0
0
SHIFT4 PMTS INC
NOTE12/1
82452JAB5
10773000
10000000
PRN
SOLE
1
10000000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
51615060
51000000
PRN
SOLE
1
51000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
98075625
187500
SH
Put
SOLE
1
187500
0
0
TECHTARGET INC
NOTE12/1
87874RAD2
20900000
22000000
PRN
SOLE
1
22000000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
2102200
20000
SH
SOLE
1
20000
0
0
TH INTERNATIONAL LIMITED
ORDINARY SHARES
G8656L106
575000
500000
SH
SOLE
1
500000
0
0
THE REALREAL INC
NOTE 3.000% 6/1
88339PAB7
5765467
7742000
PRN
SOLE
1
7742000
0
0
THE REALREAL INC
NOTE 1.000% 3/0
88339PAD3
11462501
26200000
PRN
SOLE
1
26200000
0
0
UBER TECHNOLOGIES INC
NOTE12/1
90353TAJ9
26946000
24000000
PRN
SOLE
1
24000000
0
0
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
40014520
13000000
PRN
SOLE
1
13000000
0
0
VAIL RESORTS INC
NOTE1/0
91879QAN9
8382258
9131000
PRN
SOLE
1
9131000
0
0
VERTEX ENERGY INC
COM
92534K107
307322
219516
SH
SOLE
1
219516
0
0
VROOM INC
NOTE 0.750% 7/0
92918VAB5
960000
2000000
PRN
SOLE
1
2000000
0
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
49147545
53027000
PRN
SOLE
1
53027000
0
0
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
53859960
57932000
PRN
SOLE
1
57932000
0
0
ZILLOW GROUP INC
NOTE 0.750% 9/0
98954MAE1
59141000
50000000
PRN
SOLE
1
50000000
0
0
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
7992000
7500000
PRN
SOLE
1
7500000
0
0