0001856405-23-000005.txt : 20231114 0001856405-23-000005.hdr.sgml : 20231114 20231114113105 ACCESSION NUMBER: 0001856405-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SONA ASSET MANAGEMENT (US) LLC CENTRAL INDEX KEY: 0001856405 IRS NUMBER: 815123428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21820 FILM NUMBER: 231402787 BUSINESS ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-779-6302 MAIL ADDRESS: STREET 1: 800 3RD AVENUE STREET 2: SUITE 1702 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001856405 XXXXXXXX 09-30-2023 09-30-2023 SONA ASSET MANAGEMENT (US) LLC

800 3RD AVENUE SUITE 1702 NEW YORK NY 10022

13F COMBINATION REPORT 028-21820 000291738 801-112410 0001103882 028-05431 000138460 801-72796 Paloma Partners Management Co N John P Berkery 508-360-8282 John P Berkery New York NY 11-14-2023 1 119 2424241476 false 1 0001910877 028-21819 003003668 802-117783 SONA ASSET MANAGEMENT (UK) LLP INFORMATION TABLE 2 sona13f.xml ABRI SPAC I INC *W EXP 09/18/202 00085X113 4210 100000 SH SOLE 1 100000 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 4520 200000 SH SOLE 1 200000 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 2726 40000 SH SOLE 1 40000 0 0 ALARM COM HLDGS INC NOTE1/1 011642AB1 8879518 10200000 SH SOLE 1 10200000 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 02376RAF9 19180890 18000000 SH SOLE 1 18000000 0 0 AP ACQUISITION CORP *W EXP 12/07/202 G04058114 1563 25000 SH SOLE 1 25000 0 0 APOLLO GLOBAL MGMT INC SER A MAND CNV 03769M304 271833590 5000000 SH SOLE 1 5000000 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 23415 298275 SH SOLE 1 298275 0 0 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BIOMEDICAL INC *W EXP 02/14/202 67644C112 5330 35200 SH SOLE 1 35200 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 1993 50000 SH SOLE 1 50000 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 6760 45052 SH SOLE 1 45052 0 0 P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 9148 53809 SH SOLE 1 53809 0 0 PDD HOLDINGS INC NOTE12/0 722304AC6 10925003 11050000 SH SOLE 1 11050000 0 0 PERCEPTION CAPITAL CORP II *W EXP 10/25/202 G7007D110 12563 125000 SH SOLE 1 125000 0 0 PHP VENTURES ACQUISITION COR *W EXP 08/16/202 69291C114 1801 31600 SH SOLE 1 31600 0 0 PLUM ACQUISITION CORP I *W EXP 03/18/202 G7134L118 1600 20000 SH SOLE 1 20000 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 7461 186538 SH SOLE 1 186538 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 4618 37500 SH SOLE 1 37500 0 0 RAPID7 INC NOTE 0.250% 3/1 753422AF1 31573432 37000000 SH SOLE 1 37000000 0 0 RCF ACQUISITION CORP *W EXP 99/99/999 G7330C110 2185 25000 SH SOLE 1 25000 0 0 RIGEL RESOURCE ACQ CORP *W EXP 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