0001209191-23-058566.txt : 20231213 0001209191-23-058566.hdr.sgml : 20231213 20231213193334 ACCESSION NUMBER: 0001209191-23-058566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Jonathan Miles CENTRAL INDEX KEY: 0001880369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40926 FILM NUMBER: 231485263 MAIL ADDRESS: STREET 1: C/O VIVID SEATS INC. STREET 2: 111 N. CANAL STREET, SUITE 800 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivid Seats Inc. CENTRAL INDEX KEY: 0001856031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 863355184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-291-9966 MAIL ADDRESS: STREET 1: 24 E. WASHINGTON STREET STREET 2: STE. 900 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-07 0 0001856031 Vivid Seats Inc. SEAT 0001880369 Wagner Jonathan Miles C/O VIVID SEATS INC. 24 E. WASHINGTON STREET, SUITE 900 CHICAGO IL 60602 0 1 0 0 Chief Technology Officer 0 Class A Common Stock 2023-12-11 4 M 0 10153 A 88416 D Class A Common Stock 2023-12-12 4 S 0 2915 6.95 D 85501 D Stock Option 15.00 2023-12-07 4 D 0 110273 D 2031-10-19 Class A Common Stock 110273 0 D Stock Option 12.86 2023-12-07 4 D 0 110273 D 2031-10-19 Class A Common Stock 110273 0 D Stock Option 12.86 2023-12-07 4 D 0 265252 D 2031-10-19 Class A Common Stock 265252 0 D Stock Option 6.76 2023-12-07 4 A 0 265252 A 2031-10-19 Class A Common Stock 265252 265252 D Stock Option 10.26 2023-12-07 4 D 0 313283 D 2032-03-11 Class A Common Stock 313283 0 D Stock Option 6.76 2023-12-07 4 A 0 313283 A 2032-03-11 Class A Common Stock 313283 313283 D Restricted Stock Units 2023-12-11 4 M 0 10153 0.00 D Class A Common Stock 10153 50764 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. Represents shares sold pursuant to a mandatory "sell to cover" provision of the RSU agreement to satisfy tax withholding obligations arising in connection with the vesting and settlement of the RSUs. Represents the weighted average sale price of multiple transactions at prices ranging from $6.95 to $7.00 per share. The reporting person undertakes to provide, upon request of the staff of the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. The stock option began vesting in 16 equal quarterly installments on January 19, 2022. The stock option was cancelled by mutual agreement of the reporting person and the Issuer in connection with the other stock option cancellations and grants reported on this Form. The reporting person agreed to cancellation of a stock option granted on October 19, 2021 in exchange for a new stock option having a lower exercise price, but otherwise identical terms. One-third of the stock option vested on March 11, 2023. The remainder of the stock option vests in equal quarterly installments such that the stock option will be fully vested on March 11, 2025. The reporting person agreed to cancellation of a stock option granted on March 11, 2022 in exchange for a new stock option having a lower exercise price, but otherwise identical terms. One-third of the RSUs vested and settled on March 11, 2023. The remainder of the RSUs vest and settle in equal quarterly installments such that the RSUs will be fully vested on March 11, 2025. The RSUs do not have an expiration date. /s/ Jonathan Miles Wagner 2023-12-13