0001213900-24-068444.txt : 20240813 0001213900-24-068444.hdr.sgml : 20240813 20240813181734 ACCESSION NUMBER: 0001213900-24-068444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240811 FILED AS OF DATE: 20240813 DATE AS OF CHANGE: 20240813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dillon James JD CENTRAL INDEX KEY: 0001977198 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 241203482 MAIL ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIGO ENERGY, INC. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: (408) 402-0802 MAIL ADDRESS: STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY STREET 2: SUITE 150 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: Roth CH Acquisition IV Co. DATE OF NAME CHANGE: 20210406 4 1 ownership.xml X0508 4 2024-08-11 0 0001855447 TIGO ENERGY, INC. TYGO 0001977198 Dillon James JD 655 CAMPBELL TECHNOLOGY PARKWAY, STE 150 CAMPBELL CA 95008 0 1 0 0 Chief Marketing Officer 0 Common Stock 2024-08-11 4 F 0 6715 1.26 D 51885 D Represents shares of common stock, par value $0.0001 per share ("Common Stock") withheld in an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations of the reporting person arising out of the vesting of previously reported restricted stock units ("RSUs"). Includes 28,985 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the Grant Date, subject to continued service through each such vesting date. The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4. /s/ Bill Roeschlein, as attorney-in-fact_____ 2024-08-13