0001213900-23-067764.txt : 20230815
0001213900-23-067764.hdr.sgml : 20230815
20230815160619
ACCESSION NUMBER: 0001213900-23-067764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230811
FILED AS OF DATE: 20230815
DATE AS OF CHANGE: 20230815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Jeffrey Stuart
CENTRAL INDEX KEY: 0001978839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 231174897
MAIL ADDRESS:
STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIGO ENERGY, INC.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY
STREET 2: SUITE 150
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: (408) 402-0802
MAIL ADDRESS:
STREET 1: 655 CAMPBELL TECHNOLOGY PARKWAY
STREET 2: SUITE 150
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: Roth CH Acquisition IV Co.
DATE OF NAME CHANGE: 20210406
4
1
ownership.xml
X0508
4
2023-08-11
0
0001855447
TIGO ENERGY, INC.
TYGO
0001978839
Sullivan Jeffrey Stuart
655 CAMPBELL TECHNOLOGY PKWY,
STE 150
CAMPBELL
CA
95008
0
1
0
0
Chief Operating Officer
0
Common Stock
2023-08-11
4
A
0
56522
0.00
A
56522
D
Stock Option (right to buy)
11.50
2023-08-11
4
A
0
88328
0.00
A
2033-08-10
Common Stock
88328
88328
D
Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date.
Stock option was granted under the Issuer's 2023 Incentive Plan. The option is scheduled to vest as to twenty-five percent (25%) of the shares subject to the stock option on August 11, 2023 and one forty-eighth (1/48th) of the shares subject to the option shall vest on the last day of each calendar month thereafter, subject to continued service through each such vesting date.
/s/ Bill Roeschlein, as attorney-in-fact
2023-08-15