EDGAR Filing Documents for 0001213900-23-084420

Form 8-K - Current report:

SEC Accession No. 0001213900-23-084420

Filing Date

2023-11-08

Accepted

2023-11-07 17:34:28

Documents

Period of Report

2023-11-02

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 7.01: Regulation FD Disclosure
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Interactive Data

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	ea187789-8k_collective.htm iXBRL	8-K	179811
2	SUBSIDIARIES OF THE COMPANY	ea187789ex21-1_collective.htm	EX-21.1	2857
3	PRESS RELEASE, DATED NOVEMBER 2, 2023	ea187789ex99-1_collective.htm	EX-99.1	14635
4	MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERA	ea187789ex99-2_collective.htm	EX-99.2	161237
5	SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION	ea187789ex3-1_collective.htm	EX-3.1	49142
6	FORM OF AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT	ea187789ex10-1_collective.htm	EX-10.1	139295
7	FORM OF VOTING AGREEMENT	ea187789ex10-2_collective.htm	EX-10.2	38206
8	FORM OF MANAGEMENT EARNOUT AGREEMENT	ea187789ex10-3_collective.htm	EX-10.3	52614
9	FORM OF SPONSOR EARNOUT AGREEMENT	ea187789ex10-4_collective.htm	EX-10.4	50633
10	FORM OF WARRANT REVENUE SHARING SIDE LETTER	ea187789ex10-5_collective.htm	EX-10.5	13109
11	FORM OF LOCK-UP AGREEMENT	ea187789ex10-6_collective.htm	EX-10.6	37387
12	FORM OF INDEMNIFICATION AGREEMENT	ea187789ex10-7_collective.htm	EX-10.7	93264
13	FORM OF ESCROW AGREEMENT BETWEEN DLQ, INC. AND CONTINENTAL STOCK TRANSFER	ea187789ex10-9_collective.htm	EX-10.9	65043
14	FORM OF ESCROW AGREEMENT BETWEEN LOGIQ, INC, AND CONTINENTAL STOCK TRANSFER	ea187789ex10-10_collective.htm	EX-10.10	47543
15	RIGHT OF FIRST REFUSAL AGREEMENT	ea187789ex10-11_collective.htm	EX-10.11	22766
16	CODE OF BUSINESS CONDUCT AND ETHICS	ea187789ex14-01_collective.htm	EX-14.01	44862
	Complete submission text file	0001213900-23-084420.txt		1444957

Data Files

Seq	Description	Document	Type	Size
17	XBRL SCHEMA FILE	caud-20231102.xsd	EX-101.SCH	3830
18	XBRL DEFINITION FILE	caud-20231102_def.xml	EX-101.DEF	26701
19	XBRL LABEL FILE	caud-20231102_lab.xml	EX-101.LAB	36844
20	XBRL PRESENTATION FILE	caud-20231102_pre.xml	EX-101.PRE	25325
22	EXTRACTED XBRL INSTANCE DOCUMENT	ea187789-8k_collective_htm.xml	XML	5458

Mailing Address 85 BROAD STREET 16-079 NEW YORK NY 10004

Business Address 85 BROAD STREET 16-079 NEW YORK NY 10004 (808) 829-1057

Collective Audience, Inc. (Filer) CIK: 0001854583 (see all company filings)