0001104659-22-115487.txt : 20221107 0001104659-22-115487.hdr.sgml : 20221107 20221107170843 ACCESSION NUMBER: 0001104659-22-115487 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quiroga Cortes Isidoro Alfonso CENTRAL INDEX KEY: 0001854578 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40672 FILM NUMBER: 221366361 MAIL ADDRESS: STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260 CITY: AUSTIN STATE: TX ZIP: 78759 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aequanimitas Limited Partnership CENTRAL INDEX KEY: 0001953625 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40672 FILM NUMBER: 221366360 BUSINESS ADDRESS: STREET 1: LEONEL AGUIRRE 1830 STREET 2: UNIT 101 CITY: MONTEVIDEO STATE: X3 ZIP: 11500 BUSINESS PHONE: 56992369383 MAIL ADDRESS: STREET 1: LEONEL AGUIRRE 1830 STREET 2: UNIT 101 CITY: MONTEVIDEO STATE: X3 ZIP: 11500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rani Therapeutics Holdings, Inc. CENTRAL INDEX KEY: 0001856725 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2051 RINGWOOD AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 457-3700 MAIL ADDRESS: STREET 1: 2051 RINGWOOD AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 tm2229846-2_4aseq1.xml OWNERSHIP DOCUMENT X0306 4/A 2022-10-31 2022-11-02 0 0001856725 Rani Therapeutics Holdings, Inc. RANI 0001854578 Quiroga Cortes Isidoro Alfonso LEONEL AGUIRRE 1830, APARTMENT 101 MONTEVIDEO X3 11500 URUGUAY 0 0 1 0 0001953625 Aequanimitas Limited Partnership LEONEL AGUIRRE 1830, APARTMENT 101 MONTEVIDEO X3 11500 URUGUAY 0 0 1 0 Class A Common Stock 2022-10-31 4 P 0 16523 6.1113 A 5218821 I Shares indirectly held through Aequanimitas Limited Partnership Class A Common Stock 2022-11-01 4 P 0 3768 5.9802 A 5222589 I Shares indirectly held through Aequanimitas Limited Partnership Class A Common Stock 2022-11-02 4 P 0 25197 6.3085 A 5247786 I Shares indirectly held through Aequanimitas Limited Partnership This amendment to Isidoro Alfonso Quiroga Cortes' Form 4, originally filed with the SEC on November 2, 2022 (the "Original Form 4"), is being filed to include Aequanimitas Limited Partnership ("Aequanimitas") as a Reporting Person under the Original Form 4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.14 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $6.22 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.50 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas as its general partner with the power to manage Aequanimitas. Isidoro Alfonso Quiroga Cortes is the sole limited partner of Aequanimitas. /s/ Isidoro Alfonso Quiroga Cortes 2022-11-07 /s/ Isidoro Alfonso Quiroga Cortes Authorized Signatory of Aequanimitas Limited Partnership 2022-11-07