0001104659-22-115487.txt : 20221107
0001104659-22-115487.hdr.sgml : 20221107
20221107170843
ACCESSION NUMBER: 0001104659-22-115487
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20221107
DATE AS OF CHANGE: 20221107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quiroga Cortes Isidoro Alfonso
CENTRAL INDEX KEY: 0001854578
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40672
FILM NUMBER: 221366361
MAIL ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aequanimitas Limited Partnership
CENTRAL INDEX KEY: 0001953625
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40672
FILM NUMBER: 221366360
BUSINESS ADDRESS:
STREET 1: LEONEL AGUIRRE 1830
STREET 2: UNIT 101
CITY: MONTEVIDEO
STATE: X3
ZIP: 11500
BUSINESS PHONE: 56992369383
MAIL ADDRESS:
STREET 1: LEONEL AGUIRRE 1830
STREET 2: UNIT 101
CITY: MONTEVIDEO
STATE: X3
ZIP: 11500
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rani Therapeutics Holdings, Inc.
CENTRAL INDEX KEY: 0001856725
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2051 RINGWOOD AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 457-3700
MAIL ADDRESS:
STREET 1: 2051 RINGWOOD AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4/A
1
tm2229846-2_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2022-10-31
2022-11-02
0
0001856725
Rani Therapeutics Holdings, Inc.
RANI
0001854578
Quiroga Cortes Isidoro Alfonso
LEONEL AGUIRRE 1830,
APARTMENT 101
MONTEVIDEO
X3
11500
URUGUAY
0
0
1
0
0001953625
Aequanimitas Limited Partnership
LEONEL AGUIRRE 1830,
APARTMENT 101
MONTEVIDEO
X3
11500
URUGUAY
0
0
1
0
Class A Common Stock
2022-10-31
4
P
0
16523
6.1113
A
5218821
I
Shares indirectly held through Aequanimitas Limited Partnership
Class A Common Stock
2022-11-01
4
P
0
3768
5.9802
A
5222589
I
Shares indirectly held through Aequanimitas Limited Partnership
Class A Common Stock
2022-11-02
4
P
0
25197
6.3085
A
5247786
I
Shares indirectly held through Aequanimitas Limited Partnership
This amendment to Isidoro Alfonso Quiroga Cortes' Form 4, originally filed with the SEC on November 2, 2022 (the "Original Form 4"), is being filed to include Aequanimitas Limited Partnership ("Aequanimitas") as a Reporting Person under the Original Form 4.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.14 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.96 to $6.22 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.50 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Isidoro Alfonso Quiroga Cortes directly owns 100% of the issued and outstanding interest of the Aequanimitas Management LLC (the "General Partner"). The General Partner directly controls Aequanimitas as its general partner with the power to manage Aequanimitas. Isidoro Alfonso Quiroga Cortes is the sole limited partner of Aequanimitas.
/s/ Isidoro Alfonso Quiroga Cortes
2022-11-07
/s/ Isidoro Alfonso Quiroga Cortes Authorized Signatory of Aequanimitas Limited Partnership
2022-11-07