0001493152-24-008810.txt : 20240305
0001493152-24-008810.hdr.sgml : 20240305
20240305095545
ACCESSION NUMBER: 0001493152-24-008810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith David John
CENTRAL INDEX KEY: 0001873086
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40556
FILM NUMBER: 24718574
MAIL ADDRESS:
STREET 1: 15 WEST 38TH STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Glimpse Group, Inc.
CENTRAL INDEX KEY: 0001854445
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 812958271
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 15 WEST 38TH ST, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 917-292-2685
MAIL ADDRESS:
STREET 1: 15 WEST 38TH ST, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
ownership.xml
X0508
4
2024-02-29
0
0001854445
Glimpse Group, Inc.
VRAR
0001873086
Smith David John
15 WEST 38TH ST, 12TH FLOOR
NEW YORK
NY
10018
1
1
0
0
Chief Creative Officer
0
Stock Option (Right to Purchase)
2024-02-29
2024-02-29
4
D
0
64349
0
D
Common Stock
64349
0
D
Stock Option (Right to Purchase)
2024-03-01
2024-03-01
4
A
0
51480
0
A
2031-03-01
Common Stock
51480
51480
D
Represents the forfeiture of vested options to purchase an aggregate of 64,349 shares of common stock ("CS") granted under the issuer's 2016 equity incentive plan, as amended (the "2016 Plan"), consisting of options to purchase (i) 4,500 shares of CS and 20,004 shares of CS granted on January 6, 2023 and September 1, 2018, respectively, with exercise prices of $7.00/share and $4.00/share, respectively, (ii) 6,668 shares of CS and 14,232 shares of CS granted on September 1, 2019 and January 1, 2020, respectively, with exercise prices of $4.00/share and $4.50/share, respectively, (iii) 1,333 shares of CS and 667 shares of CS granted on May 1, 2020 and July 1, 2020, respectively, with an exercise price of $4.50/share, (iv) 889 shares of CS and 11,556 shares of CS granted on November 1, 2020 and January 1, 2021, with an exercise price of $4.50/share, and (v) 4,500 shares of CS granted on April 1, 2023 with an exercise price of $7.00/share.
The options in footnote (1) were to expire 10 years from their respective grant dates.
Mr. Smith was granted options to purchase an aggregate of 51,480 shares of the issuer's common stock under the 2016 Plan on March 1, 2023, consisting of (i) options to purchase 17,160 shares of common stock, at an exercise price of $3.00 per share, which options vest on March 1, 2025, (ii) options to purchase 17,160 shares of common stock, at an exercise price of $2.50 per share, which options vest on March 1, 2026, and (ii) options to purchase 17,160 shares of common stock, at an exercise price of $2.00 per share, which options vest on March 1, 2027. The foregoing options are set to expire seven years from the grant date.
/s/ David John Smith
2024-03-05