0001415889-24-022365.txt : 20240827 0001415889-24-022365.hdr.sgml : 20240827 20240827204748 ACCESSION NUMBER: 0001415889-24-022365 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240820 FILED AS OF DATE: 20240827 DATE AS OF CHANGE: 20240827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruben Andrew CENTRAL INDEX KEY: 0001872293 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40630 FILM NUMBER: 241250739 MAIL ADDRESS: STREET 1: C/O ZEVIA PBC STREET 2: 15821 VENTURA BLVD., SUITE 135 CITY: ENCINO STATE: CA ZIP: 91436 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zevia PBC CENTRAL INDEX KEY: 0001854139 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 862862492 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BLVD. STREET 2: SUITE 135 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: 203-331-7639 MAIL ADDRESS: STREET 1: 15821 VENTURA BLVD. STREET 2: SUITE 135 CITY: ENCINO STATE: CA ZIP: 91436 4/A 1 form4a-08282024_120845.xml X0508 4/A 2024-08-20 2024-08-26 0001854139 Zevia PBC ZVIA 0001872293 Ruben Andrew C/O ZEVIA PBC 15821 VENTURA BLVD., SUITE 145 ENCINO CA 91436 true false false false 0 Class A Common Stock 2024-08-20 4 P 0 9560 1.0470 A 9560 I By The Ruben Family Trust Class A Common Stock 192246 D The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.0499 to $1.0450, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. On August 26, 2024, the Reporting Person filed a Form 4 (the "Original Form 4"), which mistakenly described the price in column 4 as a weighted average sale price, rather than a weighted average purchase price, in footnote (1). Accordingly, this amendment is being filed to amend and restate footnote (1) from the Original Form 4 in its entirety. Includes 143,480 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 6,666 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15,2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settledwithin 30 days following such vesting date. /s/ Lorna R. Simms, Attorney-in-Fact for Andrew Ruben 2024-08-27