-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THOigZ5R8LPVCup5nc/41Z9wGOEpO4Gbbd8j9vMf85awd4qP3un7UZa9fBP5ze3o 9hW5wh+x/Clm/bX2iyaqtQ== 0000018540-99-000030.txt : 19990330 0000018540-99-000030.hdr.sgml : 19990330 ACCESSION NUMBER: 0000018540-99-000030 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL & SOUTH WEST CORP CENTRAL INDEX KEY: 0000018540 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 510007707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: SEC FILE NUMBER: 074-00017 FILM NUMBER: 99575610 BUSINESS ADDRESS: STREET 1: 1616 WOODALL RODGERS FRWY CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2147771000 U-9C-3 1 12/31/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 FOR THE QUARTER ENDED DECEMBER 31, 1998 Central and South West Corporation (CSW) (Name of registered holding company) 1616 Woodall Rodgers Freeway Dallas, Texas 75202 (Address of principal executive offices) ITEM 1 - ORGANIZATION CHART
Energy or Percentage Gas- of Voting Name of Reporting Company related Date of State of Securities (Ownership Information) Company Organization Organization Held Nature of Business - -------------------------------------------------------------------------------------------------------------- Item 1 is only required to be reported for the first three calendar quarters of the fiscal year.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
Principal Consideration Company Type of security amount of Issue or Cost of Person to whom received for issuing security issued security renewal capital security issued each security - ------------------------------------------------------------------------------------------------------- (000's) DECO Loan note 1,845 Company Company Amount of contributing receiving capital capital capital contribution - ---------------------------------------------------- (000's) None
ITEM 3 - ASSOCIATE TRANSACTIONS Part I - Transactions performed by reporting companies on behalf of associate companies
Direct Indirect Reporting company Associated company Type of services costs costs Cost of Total amount rendering services receiving services rendered charged charged capital billed - ------------------------------------------------------------------------------------------------------- (000's) (000's) (000's) Enershop, Inc. CSW/ICG Lease Management $14 $14 ChoiceCom, LLP Enershop, Inc. CSW Power Lease Management 4 4 Marketing, Inc. CSW Power Enershop, Inc. Lease Management 56 56 Marking, Inc. CSW Power CSW/ICG Lease Management 32 32 Marketing, Inc. ChoiceCom, LLP CSW Energy, Inc. Orange Plant services 423 $ 180 603 Cogeneration CSW Energy, Inc. Polk Plant services 456 179 635 Cogeneration CSW Energy, Inc. Sweeny Plant services 724 212 936 Cogeneration CSW Energy, Inc. Sweeny G.P. II Administrative 129 129 Services CSW Energy, Inc. DECO Administrative 19 19 Services
Part II - Transactions performed by associate companies on behalf of reporting companies
Direct Indirect Associate company Reporting company Type of services costs costs Cost of Total Amount rendering services receiving services rendered charged charged capital billed - ------------------------------------------------------------------------------------------------------- (000's) (000's) (000's) CSW Power Enershop, Inc. Lease Management 56 56 Marketing, Inc. Enershop, Inc. CSW Power Lease Management 4 4 Marketing, Inc. C3 CSW Energy Meter Data Communications, Services, Inc. Management 5 5 Inc.
For other associate company transactions, please refer to the most recent annual report on Form U-13-60 filed by Central and South West Corporation with the Securities and Exchange Commission. ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT Investments in energy-related companies (millions): Total consolidated capitalization as of December 31, 1998 $ 7,920 line 1 Total capitalization multiplied by 15% 1,188 line 2 (line 1 multiplied by 0.15) Greater of $50 million or line 2 1,188 line 3 Total current aggregate investment: (Beginning 4/1/97) (categorized by major line of energy-related business) Energy-related Category 1: Energy Services $ 16 Energy-related Category 5: Energy Marketing 8 Energy-related Category 7: Maintenance Services 0 Energy-related Category 8: Qualifying Facility 7 Energy-related Categories 2,3,4,6,9,10 0 Total current aggregate investment 31 line 4 -------- Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $ 1,157 line 5 ======== Investments in gas-related companies (millions): Total current aggregate investment: (Beginning 4/1/97) (categorized by major line of energy-related business) Gas-related business Categories 1 and 2 0 Total current aggregate investment $0 ======== ITEM 5 - OTHER INVESTMENTS
Major line of energy- Other investment in Other investment in related business last U-9C-3 report this U-9C-3 report Reason for difference in other investment - ------------------------------------------------------------------------------------------------------------- (000's) (000's) Energy services $ 2,696 $0 Amounts invested prior to April 1, 1997 are excluded from Item 4 Maintenance services 0 0 Qualifying facility $ 194,644 0 Amounts invested prior to April 1, 1997 are excluded from Item 4
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS Financial Statements Financial statements are only provided for the first three calendar quarters of the fiscal year. Exhibits Exhibit A - Certificate of Central and South West Corporation Please contact Mr. Steven K. Bargmann at (214) 777-2210 with inquiries concerning this report. SIGNATURE Central and South West Corporation /s/ Lawrence B. Connors By: Lawrence B. Connors (Name) Controller (Title) March 29, 1999 (Date) EX-99.A 2 EXHIBIT A Exhibit A CENTRAL AND SOUTH WEST CORPORATION CERTIFICATE The undersigned certifies that he is the duly designated and acting Controller of Central and South West Corporation, a Delaware corporation, and that a conformed copy of the Quarterly Report on Form U-9C-3 shall be filed with the Specific State Commissions that have jurisdiction over the retail rates of the public-utility companies that are associate companies of any of the reporting companies. The names and addresses of the Specific State Commissions are: Arkansas Public Service Commission 1000 Center P. O. Box 400 Little Rock, AR 72203-0400 Louisiana Public Service Commission One American Place P. O. Box 91154 Baton Rouge, LA 70821-9154 Oklahoma Corporation Commission 2101 N. Lincoln Blvd. P. O. Box 52000-2000 Oklahoma City, OK 73152-2000 Public Utility Commission of Texas 1701 N. Congress Avenue Austin, TX 78701 IN WITNESS WHEREOF, I have hereunto set my hand as of the 29th day of March, 1999. /s/ Lawrence B. Connors Lawrence B. Connors Controller -----END PRIVACY-ENHANCED MESSAGE-----