-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, D+IbylM72U7ng1x0lkdtjOdcXNRQrRI48hZGMRk69BrGglt4/ZV9bcQ3+fHU+RY0 t9wffgDr4DXk711ZVRwiLg== 0000018540-95-000065.txt : 19950502 0000018540-95-000065.hdr.sgml : 19950502 ACCESSION NUMBER: 0000018540-95-000065 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950501 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL & SOUTH WEST CORP CENTRAL INDEX KEY: 0000018540 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 510007707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08517 FILM NUMBER: 95532987 BUSINESS ADDRESS: STREET 1: 1616 WOODALL RODGERS FRWY CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2147541000 U-1/A 1 REGULATORY APPROVAL FOR RESTRUCTURING 1 File No. 70-8517 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM U-1 DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ______________________________________ CENTRAL AND SOUTH WEST CORPORATION and CENTRAL AND SOUTH WEST SERVICES, INC. 1616 Woodall Rodgers Freeway P.O. Box 660164 Dallas, Texas 75202 (Names of companies filing this statement and addresses of principal executive offices) _____________________________________ CENTRAL AND SOUTH WEST CORPORATION (Name of top registered holding company parent) ____________________________________ Stephen J. McDonnell Treasurer Central and South West Corporation 1616 Woodall Rodgers Freeway P.O. Box 660164 Dallas, Texas 75202 Joris M. Hogan Milbank, Tweed, Hadley & McCloy One Chase Manhattan Plaza New York, New York 10005 (Names and addresses of agents for service) with copies to Messrs. George J. Forsyth, Guilford W. Gaylord & Rodrigo J. Howard Milbank, Tweed, Hadley & McCloy One Chase Manhattan Plaza New York, New York 10005 2 Central and South West Corporation ("CSW"), a Delaware corporation and a holding company registered under the Public Utility Holding Company Act of 1935, as amended ("the Act"), and Central and South West Services, Inc. ("CSWS"), a wholly owned subsidiary service company of CSW, hereby file this Amendment No. 3 to the Form U-1 Declaration in File No. 70-8517 for the purpose of amending Item 4 as follows. In all other respects, the Declaration as previously filed and heretofore amended will remain the same. 1. Item 4 ("Regulatory Approval") is amended by adding the following sentence to the end of the second paragraph thereof: "In order to assist the efforts of state regulatory authorities to monitor charges by CSWS to the Operating Companies, CSWS will permit state regulatory authorities to examine all books, accounts, memoranda, contracts and records of CSWS; provided, however, that CSWS will permit such examination if and only to the extent that any such charges would be included in retail rates of any of the Operating Companies and such examination is required for the effective discharge of the state regulatory authorities' responsibilities." 3 S I G N A T U R E - - - - - - - - - Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Dated: April 28, 1995 CENTRAL AND SOUTH WEST CORPORATION By: /s/ STEPHEN J. MCDONNELL Stephen J. McDonnell Treasurer 4 CERTIFICATE OF SERVICE The undersigned hereby certifies that he has this 28th day of April, 1995 caused a copy of Amendment No. 3 to the Declaration of Central and South West Corporation ("CSW") and Central and South West Services, Inc. ("CSWS") on Form U-1 to be mailed to each of the persons listed below by first class mail, postage prepaid: Jacqueline T. Miller Assistant General Counsel Office of General Counsel Oklahoma Corporation Commission 400 Jim Thorpe Office Building Oklahoma City, Oklahoma 73105 Robert W. Gee Chairman Public Utility Commission of Texas 7800 Shoal Creek Blvd. Austin, Texas 78757 Patrick Wood, III Commissioner Public Utility Commission of Texas 7800 Shoal Creek Blvd. Austin, Texas 78757 Sarah Goodfriend Commissioner Public Utility Commission of Texas 7800 Shoal Creek Blvd. Austin, Texas 78757 Mary W. Cochran General Counsel Arkansas Public Service Commission 1000 Center Street P. O. Box 400 Little Rock, Arkansas 72203-0400 Paul R. Hightower Commission Counsel Arkansas Public Service Commission 1000 Center Street P. O. Box 400 Little Rock, Arkansas 72203-0400 5 Michael R. Fontham Stone, Pigman, Walther, Wittmann & Hutchinson 546 Carondelet Street New Orleans, Louisiana 70130 Noel J. Darce Stone, Pigman, Walther, Wittmann & Hutchinson 546 Carondelet Street New Orleans, Louisiana 70130 William H. Bruchette Brickfield, Bruchette & Ritts, P.C. 1025 Thomas Jefferson St., N.W. 8th Floor, West Tower Washington, D.C. 20007 A. Hewitt Rose Brickfield, Bruchette & Ritts, P.C. 1025 Thomas Jefferson St., N.W. 8th Floor, West Tower Washington, D.C. 20007 /s/ JEFFREY B. HITT Jeffrey B. Hitt -----END PRIVACY-ENHANCED MESSAGE-----