FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 07/10/2008 |
3. Issuer Name and Ticker or Trading Symbol
CENTEX CORP [ CTX ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8,099 | D | |
Common Stock Units(1) | 593 | D | |
CommonStock Units(2) | 5,216 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | (3) | 04/01/2010 | Common Stock (Par Value $0.25) | 1,000 | $10.7156 | D | |
Non-Qualified Stock Option (Right to Buy) | (4) | 04/14/2010 | Common Stock (Par Value $0.25) | 4,022 | $31.8364 | D | |
Non-Qualified Stock Option (Right to Buy) | (5) | 05/14/2011 | Common Stock (Par Value $0.25) | 8,905 | $45.24 | D | |
Non-Qualified Stock Option (Right to Buy) | (6) | 05/12/2012 | Common Stock (Par Value $0.25) | 12,700 | $57.36 | D | |
Non-Qualified Stock Option (Right to Buy) | (7) | 05/11/2013 | Common Stock (Par Value $0.25) | 3,222 | $55.16 | D | |
Non-Qualified Stock Option (Right to Buy) | (8) | 05/10/2014 | Common Stock (Par Value $0.25) | 14,298 | $45.53 | D | |
Non-Qualified Stock Option (Right to Buy) | (8) | 05/07/2015 | Common Stock (Par Value $0.25) | 37,926 | $22.08 | D |
Explanation of Responses: |
1. This amount represents the right to receive one share of Centex common stock at the time the award is paid. This award will vest on 3/31/09. |
2. This amount represents the right to receive one share of Centex common stock at the time the award is paid. This award will vest as follows: 33 1/3% on 3/31/09, 33 1/3% on 3/31/10 and 33 1/3% on 3/31/11. |
3. This award vested as follows: 20% on 4/1/00, 20% on 4/1/01, 20% on 4/1/02, 20% on 4/1/03 and 20% on 4/1/04. |
4. This award vested as follows: 8.25% per quarter in fiscal 2004, 8.25% per quarter in fiscal 2005 and 8.50% per quarter in fiscal 2006. |
5. This award vested as follows: 8.25% per quarter in fiscal 2005, 8.25% per quarter in fiscal 2006 and 8.50% per quarter in fiscal 2007. |
6. This award vested as follows: 8.25% per quarter in fiscal 2006, 8.25% per quarter in fiscal 2007 and 8.50% per quarter in fiscal 2008. |
7. This award vested as follows: 33 1/3% on 3/31/07 and 33 1/3% on 3/31/08 and the final 33 1/3% will vest on 3/31/09. |
8. This award will vest as follows: 33 1/3% on 3/31/09, 33 1/3% on 3/31/10 and 33 1/3% on 3/31/11. |
Remarks: |
/s/ James R. Peacock III as attorney-in-fact for Scott J. Richter | 07/14/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |