-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBJrttd8g6qy1MpeV7VAw5mgHPB9a3Qv63oWdpMdUK/YIcmahtdZlSbdysvx1EVd nZe+J9mCqCxOhVcxdUMDWg== 0001140361-09-019418.txt : 20090820 0001140361-09-019418.hdr.sgml : 20090820 20090820171702 ACCESSION NUMBER: 0001140361-09-019418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090818 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Catherine R CENTRAL INDEX KEY: 0001322028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 091027137 MAIL ADDRESS: STREET 1: 1600 TECHNOLOGY WAY STREET 2: P.O. BOX 231 CITY: LATROBE STATE: PA ZIP: 15650 FORMER NAME: FORMER CONFORMED NAME: Smith Cathy R DATE OF NAME CHANGE: 20050329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2728 N HARWOOD STREET 2: - CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-981-5000 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: - CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 4 1 doc1.xml FORM 4 X0303 4 2009-08-18 1 0000018532 CENTEX CORP CTX 0001322028 Smith Catherine R 2728 N HARWOOD DALLAS TX 75201-1516 0 1 0 0 EVP & CFO Common Stock 2009-08-18 4 J 0 23987 11.95 D 207356 D Common Stock 2009-08-18 4 D 0 112002 D 95354 D Common Stock 2009-08-18 4 D 0 23393 D 71961 D Common Stock 2009-08-18 4 D 0 71961 D 0 D Employee Stock Option (right to buy) 52.48 2009-08-18 4 D 0 58717 D 2013-10-16 Common Stock 58717 0 D Employee Stock Option (right to buy) 45.53 2009-08-18 4 D 0 22576 D 2014-05-10 Common Stock 22576 0 D Employee Stock Option (right to buy) 22.08 2009-08-18 4 D 0 94816 D 2015-05-07 Common Stock 94816 0 D Forfeiture of restricted stock units awarded May 13, 2009 pursuant to the terms of the award agreement and the Agreement and Plan of Merger dated as of April 7, 2009 between Centex Corporation and Pulte Homes, Inc. ("Merger Agreement"). Disposed of pursuant to the Merger Agreement in exchange for 69,395 shares of Pulte common stock, after reduction of shares to pay tax liability upon the vesting of restricted stock. Disposed of pursuant to the Merger Agreement in exchange for 22,808 shares of Pulte common stock owned directly. Disposed of pursuant to the Merger Agreement in exchange for 70,161 shares of restricted Pulte common stock that vest 1/3 each on March 31, 2010, 2011 and 2012, and are subject to partial accelerated vesting in the event of a qualified termination. On the merger effective date, shares of Pulte common stock had a market value of $12.33 per share. This option, which provided for vesting in 5 equal annual installments beginning October 16, 2007, was assumed by Pulte Homes, Inc. in the merger and replaced with a fully vested option to purchase 57,249 shares of Pulte common stock for $53.83 per share. This option, which provided for vesting in 3 equal annual installments beginning March 31, 2009, was assumed by Pulte Homes, Inc. in the merger and replaced with a fully vested option to purchase 22,011 shares of Pulte common stock for $46.70 per share. This option, which provided for vesting in 3 equal annual installments beginning March 31, 2009, was assumed by Pulte Homes, Inc. in the merger and replaced with a fully vested option to purchase 92,445 shares of Pulte common stock for $22.65 per share. James R. Peacock III as attorney-in-fact for Catherine R. Smith 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----