-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WhJz6pM+hlfRdWTkbJppCDh9a32/GL5AWMpHrjmCPWNqNOES79bqXwvumGyxPgoP 1NlqxLfQfCghYrdelw66ug== 0001140361-09-019401.txt : 20090820 0001140361-09-019401.hdr.sgml : 20090820 20090820170229 ACCESSION NUMBER: 0001140361-09-019401 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090818 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2728 N HARWOOD STREET 2: - CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-981-5000 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: - CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALK THOMAS J CENTRAL INDEX KEY: 0001222890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 091027058 MAIL ADDRESS: STREET 1: P O BOX 619100 CITY: DALLAS STATE: TX ZIP: 752619100 4 1 doc1.xml FORM 4 X0303 4 2009-08-18 1 0000018532 CENTEX CORP CTX 0001222890 FALK THOMAS J PO BOX 619100 DALLAS TX 75261-9100 1 0 0 0 Common Stock 2009-08-18 4 D 0 8673 D 9430 D Common Stock 2009-08-18 4 D 0 9430 D 0 D Common Stock 2009-08-18 4 D 0 10441 D 0 I Family Limited Partnership Employee Stock Option (right to buy) 45.24 2009-08-18 4 D 0 3460 D 2011-05-14 Common Stock 3460 0 D Employee Stock Option (right to buy) 57.36 2009-08-18 4 D 0 2840 D 2012-05-12 Common Stock 2840 0 D Employee Stock Option (right to buy) 47.75 2009-08-18 4 D 0 4976 D 2013-07-13 Common Stock 4976 0 D Employee Stock Option (right to buy) 38.54 2009-08-18 4 D 0 6822 D 2014-07-27 Common Stock 6822 0 D Employee Stock Option (right to buy) 14.63 2009-08-18 4 D 0 17241 D 2015-07-01 Common Stock 17241 0 D Disposed of pursuant to an Agreement and Plan of Merger dated as of April 7, 2009 between Centex Corporation and Pulte Homes, Inc. ("Merger Agreement") in exchange for a restricted stock unit covering 8,456 shares of Pulte common stock to be settled on August 6, 2012. Disposed of pursuant to the Merger Agreement in exchange for (a) 9,194 shares of Pulte common stock owned directly, and (b) 10,150 shares of Pulte common stock owned indirectly. On the merger effective date, shares of Pulte common stock had a market value of $12.33 per share. This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 3,373 shares of Pulte common stock for $46.40 per share. This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 2,769 shares of Pulte common stock for $58.84 per share. This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 4,851 shares of Pulte common stock for $48.98 per share. This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 6,651 shares of Pulte common stock for $39.53 per share. This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 16,809 shares of Pulte common stock for $15.01 per share. James R. Peacock III as attorney-in-fact for Thomas J. Falk 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----