-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G78s0SvGeoTTroMdpPFS7coT2/1zsyWQlJvIrOG7BkAb2exuN9IEHCIlZSP6uRKx cDCEOx08TBUqig1w2sEYQQ== 0000018532-97-000001.txt : 19970107 0000018532-97-000001.hdr.sgml : 19970107 ACCESSION NUMBER: 0000018532-97-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970106 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 97501346 BUSINESS ADDRESS: STREET 1: 3333 LEE PARKWAY SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: PO BOX 19000 STREET 2: PO BOX 19000 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 COMPANY DATA: COMPANY CONFORMED NAME: SMERGE RAYMOND G CENTRAL INDEX KEY: 0001016226 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CENTEX CORPORATION STREET 2: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 4 1 FORM 4 - DECEMBER 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Smerge, Raymond G. 2728 N. Harwood Dallas, TX 75201 USA 2. Issuer Name and Ticker or Trading Symbol Centex Corporation CTX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, Chief Legal Officer and Secretary 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, par value $0.|12/27/|M(1)| |2,000 |A |$13.50 | | | | 25 per share |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|12/27/|S(1)| |2,000 |D |$37.50 |300 |D | | 25 per share |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |1,800 (2) |I |By Trusts | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |3,480(3) |I |Centex Corp Profit Sharing | | | | | | | | | |Plan | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option Right to Buy |$13.50 |12/27|M(1)| |2,000 |D |____(|7/13/|Common Stock|2,000 | |3,000 |D | | | |/96 | | | | |4) |98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) This exercise and/or sale was made pursuant to and in reliance upon the exemption contained in Rule 16b-3. (2) Shares held by three trusts (of which the Reporting Person is trustee) for the benefit of three children of the Reporting Person. (3) Number of shares owned as of 1/2/97 by Trustee of Centex Corporation Profit Sharing Plan based on most recent plan information available to Reporting Person. Number of shares has been rounded to the nearest whole number. (4) Shares vested over six years at the rate of 20% a year, beginning on the second anniversary of the grant with full vesting on 7/13/94. SIGNATURE OF REPORTING PERSON \s\ Raymond G. Smerge DATE January 6, 1997 -----END PRIVACY-ENHANCED MESSAGE-----