-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UlDoW62Y2Oj808Mab33/fjAtPmfSNOSz2llb/6jDhLPqifQc4vCJMAvKEthGAPs2 9lHIMZQptdOjFgYauDah3A== 0000018532-96-000017.txt : 19961008 0000018532-96-000017.hdr.sgml : 19961008 ACCESSION NUMBER: 0000018532-96-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961007 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 96640233 BUSINESS ADDRESS: STREET 1: 3333 LEE PARKWAY SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: PO BOX 19000 STREET 2: PO BOX 19000 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 COMPANY DATA: COMPANY CONFORMED NAME: GILLILAN WILLIAM J III CENTRAL INDEX KEY: 0001016212 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CENTEX CORPORATION STREET 2: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 4 1 FORM 4 - SEPTEMBER 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Gillilan III, William J 3333 Lee Parkway Suite 1100 Dallas, TX 75219 USA 2. Issuer Name and Ticker or Trading Symbol Centex Corporation CTX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year September 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President and Chief Operating Officer 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, par value $0.|9/13/9|M(1)| |5,000 |A |$8.50 | | | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|9/13/9|S(1)| |5,000 |D |$33.00 | | | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|9/13/9|M(1)| |5,000 |A |$8.50 | | | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|9/13/9|S(1)| |5,000 |D |$33.25 | | | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|9/13/9|M(1)| |5,000 |A |$8.50 | | | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $0.|9/13/9|S(1)| |5,000 |D |$33.50 |52 |D | | 25 per share |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option Right to Buy (2|$8.50 |9/13/|M(1)| |5,000 |D |____(|11/12|Common Stock|5,000 | | | | | ) | |96 | | | | |3) |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option Right to Buy (2|$8.50 |9/13/|M(1)| |5,000 |D |____(|11/12|Common Stock|5,000 | | | | | ) | |96 | | | | |3) |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option Right to Buy (2|$8.50 |9/13/|M(1)| |5,000 |D |____(|11/12|Common Stock|5,000 | |40,000 (4) |D | | ) | |96 | | | | |3) |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) This exercise and/or sale was made pursuant to and in reliance upon the exemption contained in Rule 16b-6(b). (2) The Plan pursuant to which the reported option was granted empowers the Stock Option Committee, in its discretion, to allow tax withholding at the time of exercise. (3) Shares vest based on achievement of certain levels of return on net assets and earnings. Any unvested options automatically vest on July 12, 1987. (4) Of such shares, 26,252 are not currently exerciable. SIGNATURE OF REPORTING PERSON \s\ William J Gillilan III DATE October 7, 1996 -----END PRIVACY-ENHANCED MESSAGE-----