-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ME8YazLRT8gOuegLrFYP8XNO6p2kRejDH0uHz0Rxh87WPbC+o1YR0STUa47yctl5 WfgrF47kGwotXkZMi+CFUA== 0000018532-02-000007.txt : 20020413 0000018532-02-000007.hdr.sgml : 20020413 ACCESSION NUMBER: 0000018532-02-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020110 COMPANY DATA: COMPANY CONFORMED NAME: SMERGE RAYMOND G CENTRAL INDEX KEY: 0001016226 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CENTEX CORPORATION STREET 2: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06776 FILM NUMBER: 2506405 BUSINESS ADDRESS: STREET 1: P O BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149815000 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 4 1 smerge1201f4.txt FORM 4 SMERGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Smerge, Raymond G. Centex Corporation 2728 N. Harwood, 9th Floor Dallas, TX 75201 2. Issuer Name and Ticker or Trading Symbol Centex Corporation (CTX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Exec. Vice President, Chief Legal Officer & Secretary 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ---------------------------------------------------------------------------------------------------------------------- - -------------- 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ---------------------------------------------------------------------------------------------------------------------- - -------------- Common Stock 12/14/01 M 1,600 A $17.5625 D Direct Common Stock 12/14/01 S 1,600 D $54.0000 D Direct Common Stock 12/14/01 M 15,500 A $38.6875 D Direct Common Stock 12/14/01 S 15,500 D $54.0000 600 D Direct Common Stock 2,042 I by 401(k) Plan Common Stock 1,200 I by Trust Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ---------------------------------------------------------------------------------------------------------------------- - -------------- 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ---------------------------------------------------------------------------------------------------------------------- - -------------- Non-Qualified Stock Option $17.5625 12/14/01 M 1,600 (1) 04/01/07 (right to buy) Non-Qualified Stock Option $38.6875 12/14/01 M 15,500 (1) 04/01/08 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ---------------------------------------------------------------------------------------------------------------------- - -------------- 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ---------------------------------------------------------------------------------------------------------------------- - -------------- Non-Qualified Stock Option 12/14/01 Common Stock 1,600 0 D Direct (right to buy) Non-Qualified Stock Option 12/14/01 Common Stock 15,500 56,500 D Direct (right to buy) Explanation of Responses: (1) Shares vest over four years with 20% vesting on the date of grant and 20% vesting on each of the first four anniversaries of the date of grant.
SIGNATURE OF REPORTING PERSON /S/ Smerge, Raymond G. DATE 01/09/02 -----END PRIVACY-ENHANCED MESSAGE-----