-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JQD9RAWqNpXBn9dktGFNnv3ARSucFzq+j8SSBR2j7JXM4sm8rFE8P9qSBYsP2OEH 0Ir8f93kKm24vMWvdYrvIQ== 0000018532-01-500008.txt : 20010607 0000018532-01-500008.hdr.sgml : 20010607 ACCESSION NUMBER: 0000018532-01-500008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010531 FILED AS OF DATE: 20010606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-06776 FILM NUMBER: 1655029 BUSINESS ADDRESS: STREET 1: P O BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149815000 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 COMPANY DATA: COMPANY CONFORMED NAME: QUINN DAVID W CENTRAL INDEX KEY: 0001016222 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 14363 DALLAS PARKWAY STE 1000 CITY: DALLAS STATE: TX ZIP: 752408871 BUSINESS PHONE: 2148510500 MAIL ADDRESS: STREET 1: 14363 DALLAS PARKWAY CITY: DALLAS STATE: TX ZIP: 75219-1516 4 1 dwqform4.txt D. QUINN FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Quinn, David W. Centex Corporation 2728 N. Harwood, 9th Floor Dallas, TX 75201 2. Issuer Name and Ticker or Trading Symbol Centex Corporation (CTX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 05/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice Chairman 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------ - ------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------ - ------------------ Common Stock 05/07/01 M 35,000 A $17.5625 D Direct Common Stock 05/07/01 S (1) 35,000 D $45.2559 D Direct Common Stock 05/07/01 M 50,000 A $17.5625 D Direct Common Stock 05/07/01 S (1) 50,000 D $45.1516 D Direct Common Stock 05/10/01 M 25,000 A $23.8100 D Direct Common Stock 05/10/01 S (1) 25,000 D $44.5370 D Direct Common Stock 05/10/01 M 30,900 A $17.5625 D Direct Common Stock 05/10/01 S (1) 30,900 D $45.2500 400 D Direct Common Stock 3,663 I by 401(k) Plan Common Stock 05/07/01 S (1) 100,000 D $45.6500 40,500 I by Family Ltd Ptr shp Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------ - ------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------ - ------------------ Non-Qualified Stock Option $17.5625 05/07/01 M 35,000 (2) 04/01/07 (right to buy) Non-Qualified Stock Option $17.5625 05/07/01 M 50,000 (2) 04/01/07 (right to buy) Non-Qualified Stock Option $17.5625 05/10/01 M 30,900 (2) 04/01/07 (right to buy) Non-Qualified Stock Option $23.8100 05/10/01 M 25,000 (3) 04/01/10 (right to buy) Non-Qualified Stock Option $36.0600 04/01/09 (right to buy) Non-Qualified Stock Option $38.6875 04/01/08 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------ - ------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------ - ------------------ Non-Qualified Stock Option 05/07/01 Common Stock 35,000 D Direct (right to buy) Non-Qualified Stock Option 05/07/01 Common Stock 50,000 D Direct (right to buy) Non-Qualified Stock Option 05/10/01 Common Stock 30,900 0 D Direct (right to buy) Non-Qualified Stock Option 05/10/01 Common Stock 25,000 143,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 168,000 168,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 168,000 168,000 D Direct (right to buy) Explanation of Responses: (1) These shares were sold for the reporting person's family trust and estate planning purposes. (2) Shares vest over four years with 20% vesting on the date of grant of 04/01/97 and 20% vesting on each of the first four anniversaries of the date of grant. (3) Shares vest over four years with 20% vesting on the date of grant of 04/01/00 and 20% vesting on each of the first four anniversaries of the date of grant.
SIGNATURE OF REPORTING PERSON /S/ Quinn, David W. DATE 06/05/01 -----END PRIVACY-ENHANCED MESSAGE-----