-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QrBopNzWEdVfI5SAoMAv5B26ku5+WuOnU3BNQXmfXqvQL2bi6fIR2NPJjhCwZs5n 5F3TfViLf6ShE1TJzcOGQg== 0000018532-00-000004.txt : 20000110 0000018532-00-000004.hdr.sgml : 20000110 ACCESSION NUMBER: 0000018532-00-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTEX CORP CENTRAL INDEX KEY: 0000018532 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 750778259 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-06776 FILM NUMBER: 503191 BUSINESS ADDRESS: STREET 1: P O BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: PO BOX 199000 STREET 2: 2728 N HARWOOD CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: CENTEX CONSTRUCTION CO INC DATE OF NAME CHANGE: 19681211 COMPANY DATA: COMPANY CONFORMED NAME: ALBRIGHT MICHAEL S CENTRAL INDEX KEY: 0001016205 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CENTEX CORPORATION STREET 2: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2145596500 MAIL ADDRESS: STREET 1: P O BOX 199000 CITY: DALLAS STATE: TX ZIP: 75219 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Albright, Michael S. Centex Corporation 2728 N. Harwood, 9th Floor Dallas, TX 75201-1516 2. Issuer Name and Ticker or Trading Symbol Centex Corporation (CTX) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SVP - Administration 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 32 D Direct Common Stock 3,098 I by 401(k) Plan Common Stock 12/29/99 M 20,000 A $8.5625 I by Family Ltd Ptr shp Common Stock 12/29/99 M 4,000 A $8.8750 I by Family Ltd Ptr shp Common Stock 12/29/99 M 6,000 A $12.5625 30,000 I by Family Ltd Ptr shp Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $8.5625 12/28/99 J (1) V 20,000 04/01/97 04/01/01 (right to buy) Non-Qualified Stock Option $8.8750 12/28/99 J (1) V 4,000 07/19/96 07/19/00 (right to buy) Non-Qualified Stock Option $12.5625 12/28/99 J (1) V 6,000 04/25/97 05/25/04 (right to buy) Non-Qualified Stock Option $17.5625 04/01/07 (right to buy) Non-Qualified Stock Option $38.6875 04/01/08 (right to buy) Non-Qualified Stock Option $8.5625 12/28/99 J (1) V 20,000 04/01/97 04/01/01 (right to buy) Non-Qualified Stock Option $8.5625 12/29/99 M 20,000 04/01/97 04/01/01 (right to buy) Non-Qualified Stock Option $8.8750 12/28/99 J (1) V 4,000 07/19/96 07/19/00 (right to buy) Non-Qualified Stock Option $8.8750 12/29/99 M 4,000 07/19/96 07/19/00 (right to buy) Non-Qualified Stock Option $12.5625 12/28/99 J (1) V 6,000 04/25/97 05/25/04 (right to buy) Non-Qualified Stock Option $12.5625 12/29/99 M 6,000 04/25/97 05/25/04 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 12/28/99 Common Stock 20,000 0 D Direct (right to buy) Non-Qualified Stock Option 12/28/99 Common Stock 4,000 0 D Direct (right to buy) Non-Qualified Stock Option 12/28/99 Common Stock 6,000 0 D Direct (right to buy) Non-Qualified Stock Option Common Stock 47,400 47,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 48,000 48,000 D Direct (right to buy) Non-Qualified Stock Option 12/28/99 Common Stock 20,000 I by Family Ltd (right to buy) Ptrshp Non-Qualified Stock Option 12/29/99 Common Stock 20,000 0 I by Family Ltd (right to buy) Ptrshp Non-Qualified Stock Option 12/28/99 Common Stock 4,000 I by Family Ltd (right to buy) Ptrshp Non-Qualified Stock Option 12/29/99 Common Stock 4,000 0 I by Family Ltd (right to buy) Ptrshp Non-Qualified Stock Option 12/28/99 Common Stock 6,000 I by Family Ltd (right to buy) Ptrshp Non-Qualified Stock Option 12/29/99 Common Stock 6,000 0 I by Family Ltd (right to buy) Ptrshp Explanation of Responses: (1) The Reporting Person transferred his nonqualified stock option for consideration to his family limited partnership. The Reporting Person, who is a general partner of his family limited partnership, claims an exemption for this transaction under Rule 16a-13 because the transaction is merely a change in the form of beneficial ownership.
SIGNATURE OF REPORTING PERSON /S/ Albright, Michael S. DATE 01/04/00 -----END PRIVACY-ENHANCED MESSAGE-----