0001851277-22-000013.txt : 20220412 0001851277-22-000013.hdr.sgml : 20220412 20220412163754 ACCESSION NUMBER: 0001851277-22-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220411 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20220412 DATE AS OF CHANGE: 20220412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Secured Lending III CENTRAL INDEX KEY: 0001851277 IRS NUMBER: 866498423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01410 FILM NUMBER: 22822702 BUSINESS ADDRESS: STREET 1: ONE VANDERBILT AVENUE STREET 2: SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-813-4900 MAIL ADDRESS: STREET 1: ONE VANDERBILT AVENUE STREET 2: SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 8-K 1 csliii_20220411xappointmen.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 11, 2022

CARLYLE SECURED LENDING III
(Exact Name of Registrant as Specified in Charter)

Delaware No. 814-01410 86-6498423
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
One Vanderbilt Avenue, Suite 3400
New York, New York
 10017
(Address of Principal Executive Offices)
 (Zip Code)

Registrant’s telephone number, including area code: (212) 813-4900
N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class:Trading Symbol(s)Name of each exchange on which registered:
N/AN/AN/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐




Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective April 11, 2022, the Board of Trustees of Carlyle Secured Lending III (the “Company”), appointed Taylor Boswell, age 42, as a Class I Trustee of the Company and its President.

Mr. Boswell is a Partner and Managing Director within The Carlyle Group Inc.’s (“Carlyle”) Global Credit segment. He joined Carlyle in 2017 and today serves as Chief Investment Officer of the Company and of Carlyle Direct Lending, with responsibility for all aspects of that business’s investment activities.

Prior to joining Carlyle, Mr. Boswell was employed by Apollo Global Management (“Apollo”) from 2013 to 2017. At Apollo, Mr. Boswell served as a Managing Director and Investment Committee Member in the Illiquid Opportunistic Credit Business. Before joining Apollo in 2013, Mr. Boswell was a Director at Perella Weinberg Partners, where he spent seven years focused on corporate investing, as well as helping to grow that firm’s investment management business. Earlier in his career, Mr. Boswell served as an associate at Providence Equity Partners as well as an investment banking analyst at Deutsche Bank.

Mr. Boswell succeeds Linda Pace as the Company’s President. Ms. Pace continues in her role as the Company’s Chief Executive Officer and as a Trustee and the Chair of its Board of Trustees.






SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                    
Carlyle Secured Lending III
By:/s/ Joshua Lefkowitz
Name:Joshua Lefkowitz
Title:Chief Compliance Officer and Secretary

Date: April 11, 2022