The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class C | CAP STK CL C | 02079K107 | 444 | 215 | SH | SOLE | NONE | 215 | 0 | 0 | |
Alphabet Inc Class A | CAP STK CL A | 02079K305 | 558 | 271 | SH | SOLE | NONE | 271 | 0 | 0 | |
Amazon.com | COM | 023135106 | 383 | 124 | SH | SOLE | NONE | 124 | 0 | 0 | |
American Tower | COM | 03027X100 | 290 | 1,216 | SH | SOLE | NONE | 1,216 | 0 | 0 | |
Amgen Inc | COM | 031162100 | 205 | 826 | SH | SOLE | NONE | 826 | 0 | 0 | |
Apple Inc | COM | 037833100 | 1,290 | 10,568 | SH | SOLE | NONE | 10,568 | 0 | 0 | |
Aspen Technology Inc. | COM | 045327103 | 389 | 2,698 | SH | SOLE | NONE | 2,698 | 0 | 0 | |
Becton Dickinson & Company | COM | 075887109 | 348 | 1,435 | SH | SOLE | NONE | 1,435 | 0 | 0 | |
Berkshire Hathaway Class B | CL B NEW | 084670702 | 362 | 1,418 | SH | SOLE | NONE | 1,418 | 0 | 0 | |
Booking Holdings Inc | COM | 09857L108 | 219 | 94 | SH | SOLE | NONE | 94 | 0 | 0 | |
CDW Corporation | COM | 12514G108 | 213 | 1,290 | SH | SOLE | NONE | 1,290 | 0 | 0 | |
Cisco Systems | COM | 17275R102 | 233 | 4,518 | SH | SOLE | NONE | 4,518 | 0 | 0 | |
Clearside Biiomedical Inc | COM | 185063104 | 61 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
Comcast Corp. Cl A | CL A | 20030N101 | 295 | 5,458 | SH | SOLE | NONE | 5,458 | 0 | 0 | |
Cooper Companies | COM NEW | 216648402 | 381 | 994 | SH | SOLE | NONE | 994 | 0 | 0 | |
Danaher Corp. | COM | 235851102 | 327 | 1,453 | SH | SOLE | NONE | 1,453 | 0 | 0 | |
Disney, Walt Co. | COM | 254687106 | 292 | 1,583 | SH | SOLE | NONE | 1,583 | 0 | 0 | |
Dollar General Corp. | COM | 256677105 | 264 | 1,304 | SH | SOLE | NONE | 1,304 | 0 | 0 | |
Duke Energy Corp. | COM NEW | 26441C204 | 482 | 4,998 | SH | SOLE | NONE | 4,998 | 0 | 0 | |
Netlease Corp Real Estate | NETLEASE CORP | 26922A248 | 2,941 | 106,990 | SH | SOLE | NONE | 106,990 | 0 | 0 | |
Ecolabs Inc. | COM | 278865100 | 212 | 990 | SH | SOLE | NONE | 990 | 0 | 0 | |
Edwards Lifesciences Corp. | COM | 28176E108 | 381 | 4,564 | SH | SOLE | NONE | 4,564 | 0 | 0 | |
Emerson Electric | COM | 291011104 | 240 | 2,661 | SH | SOLE | NONE | 2,661 | 0 | 0 | |
CL A | 30303M102 | 265 | 902 | SH | SOLE | NONE | 902 | 0 | 0 | ||
Fidelity MSCI Real Estate | MSCI RL EST ETF | 316092857 | 892 | 32,471 | SH | SOLE | NONE | 32,471 | 0 | 0 | |
First Republic Bank of CA | COM | 33616C100 | 309 | 1,858 | SH | SOLE | NONE | 1,858 | 0 | 0 | |
Fortune Brands Home & Security | COM | 34964C106 | 355 | 3,708 | SH | SOLE | NONE | 3,708 | 0 | 0 | |
Global X US Infrastructure Dev | US INFR DEV ETF | 37954Y673 | 2,029 | 80,988 | SH | SOLE | NONE | 80,988 | 0 | 0 | |
Golub Capital Inc | COM | 38173M102 | 2,323 | 158,897 | SH | SOLE | NONE | 158,897 | 0 | 0 | |
Henry Jack and Associates Inc | COM | 426281101 | 275 | 1,813 | SH | SOLE | NONE | 1,813 | 0 | 0 | |
Illinois Tool Works | COM | 452308109 | 448 | 2,024 | SH | SOLE | NONE | 2,024 | 0 | 0 | |
IQ Merger Arbitrage | IQ MRGR ARB ETF | 45409B800 | 2,639 | 80,094 | SH | SOLE | NONE | 80,094 | 0 | 0 | |
Int'l Business Machines Corp. | COM | 459200101 | 899 | 6,751 | SH | SOLE | NONE | 6,751 | 0 | 0 | |
Invesco S&P 500 Eql Wt Tech | S&P500 EQL TEC | 46137V282 | 1,253 | 4,645 | SH | SOLE | NONE | 4,645 | 0 | 0 | |
Invesco S&P 500 Buywrite | S&P500 BUY WRT | 46137V399 | 2,788 | 128,724 | SH | SOLE | NONE | 128,724 | 0 | 0 | |
Ishares Inc MSCI EM Asia | MSCI EM ASIA ETF | 464286426 | 704 | 7,760 | SH | SOLE | NONE | 7,760 | 0 | 0 | |
iShares Select Dividend | SELECT DIVID ETF | 464287168 | 895 | 7,848 | SH | SOLE | NONE | 7,848 | 0 | 0 | |
iShares S&P 500 Index | CORE S&P500 ETF | 464287200 | 15,984 | 40,179 | SH | SOLE | NONE | 40,179 | 0 | 0 | |
iShares S&P Mid Cap Index | CORE S&P MCP ETF | 464287507 | 5,714 | 21,953 | SH | SOLE | NONE | 21,953 | 0 | 0 | |
iShares US Technology | U.S. TECH ETF | 464287721 | 702 | 8,005 | SH | SOLE | NONE | 8,005 | 0 | 0 | |
iShares S&P Small Cap Index | CORE S&P SCP ETF | 464287804 | 3,487 | 32,135 | SH | SOLE | NONE | 32,135 | 0 | 0 | |
iShares MSCI EAFE Small Cap Index | EAFE SML CP ETF | 464288273 | 578 | 8,049 | SH | SOLE | NONE | 8,049 | 0 | 0 | |
iShares JP Morgan USD Emg Mkt Bd | JPMORGAN USD EMG | 464288281 | 291 | 2,680 | SH | SOLE | NONE | 2,680 | 0 | 0 | |
Ishares S&p Global Infrastructure Index | GLB INFRASTR ETF | 464288372 | 2,198 | 48,775 | SH | SOLE | NONE | 48,775 | 0 | 0 | |
iShares US Preferred Stock | PFD AND INCM SEC | 464288687 | 466 | 12,151 | SH | SOLE | NONE | 12,151 | 0 | 0 | |
iShares Russell | RUS TP200 GR ETF | 464289438 | 203 | 1,512 | SH | SOLE | NONE | 1,512 | 0 | 0 | |
Ishares | A RATE CP BD ETF | 46429B291 | 8,410 | 151,735 | SH | SOLE | NONE | 151,735 | 0 | 0 | |
iShares Core MSCI EAFE | CORE MSCI EAFE | 46432F842 | 3,478 | 48,280 | SH | SOLE | NONE | 48,280 | 0 | 0 | |
iShares Core MSCI Emerging Mkt | CORE MSCI EMKT | 46434G103 | 3,320 | 51,588 | SH | SOLE | NONE | 51,588 | 0 | 0 | |
Ishares | 0-5YR INVT GR CP | 46434V100 | 9,366 | 180,885 | SH | SOLE | NONE | 180,885 | 0 | 0 | |
iShares | 0-5YR HI YL CP | 46434V407 | 2,704 | 59,039 | SH | SOLE | NONE | 59,039 | 0 | 0 | |
JPMorgan Chase & Co. | COM | 46625H100 | 279 | 1,835 | SH | SOLE | NONE | 1,835 | 0 | 0 | |
JPMorgan Alerian MLP Index | ALERIAN ML ETN | 46625H365 | 1,915 | 115,446 | SH | SOLE | NONE | 115,446 | 0 | 0 | |
Lowe's Cos. | COM | 548661107 | 619 | 3,256 | SH | SOLE | NONE | 3,256 | 0 | 0 | |
MarketAxess Holdings Inc | COM | 57060D108 | 211 | 424 | SH | SOLE | NONE | 424 | 0 | 0 | |
Microsoft Corporation | COM | 594918104 | 1,411 | 5,985 | SH | SOLE | NONE | 5,985 | 0 | 0 | |
Morgan Stanley | COM NEW | 617446448 | 318 | 4,106 | SH | SOLE | NONE | 4,106 | 0 | 0 | |
NextEra Energy | COM | 65339F101 | 265 | 3,508 | SH | SOLE | NONE | 3,508 | 0 | 0 | |
Nordson | COM | 655663102 | 345 | 1,740 | SH | SOLE | NONE | 1,740 | 0 | 0 | |
Ptc Inc | COM | 69370C100 | 576 | 4,187 | SH | SOLE | NONE | 4,187 | 0 | 0 | |
PepsiCo, Inc. | COM | 713448108 | 282 | 1,998 | SH | SOLE | NONE | 1,998 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 246 | 1,818 | SH | SOLE | NONE | 1,818 | 0 | 0 | |
Progressive Corp | COM | 743315103 | 374 | 3,921 | SH | SOLE | NONE | 3,921 | 0 | 0 | |
Prospect Note | NOTE 4.950% 7/1 | 74348TAR3 | 13 | 13,000 | SH | SOLE | NONE | 13,000 | 0 | 0 | |
Raytheon Technologies Corp | COM | 75513E101 | 380 | 4,928 | SH | SOLE | NONE | 4,928 | 0 | 0 | |
SPDR S & P Emerging Asia | ASIA PACIF ETF | 78463X301 | 1,145 | 8,722 | SH | SOLE | NONE | 8,722 | 0 | 0 | |
SPDR Ser Tr Wells Fargo PFD Stock | WELLS FG PFD ETF | 78464A292 | 1,000 | 23,044 | SH | SOLE | NONE | 23,044 | 0 | 0 | |
SPDR Doubleline Tot Ret Bd Fd | SPDR TR TACTIC | 78467V848 | 2,301 | 47,739 | SH | SOLE | NONE | 47,739 | 0 | 0 | |
SPDR Nuveen Blmbg Barclays ST Muni Bd | NUVEEN BLMBRG SR | 78468R739 | 305 | 6,155 | SH | SOLE | NONE | 6,155 | 0 | 0 | |
SVB Finl Group | COM | 78486Q101 | 390 | 792 | SH | SOLE | NONE | 792 | 0 | 0 | |
Schwab US Large Cap | US LRG CAP ETF | 808524201 | 29,976 | 312,152 | SH | SOLE | NONE | 312,152 | 0 | 0 | |
Schwab US Mid-Cap | US MID-CAP ETF | 808524508 | 8,620 | 115,823 | SH | SOLE | NONE | 115,823 | 0 | 0 | |
Schwab US Small-Cap | US SML CAP ETF | 808524607 | 4,955 | 49,721 | SH | SOLE | NONE | 49,721 | 0 | 0 | |
Schwab Emerging Mkts | EMRG MKTEQ ETF | 808524706 | 4,743 | 149,269 | SH | SOLE | NONE | 149,269 | 0 | 0 | |
Schwab International Equity | INTL EQTY ETF | 808524805 | 6,347 | 168,725 | SH | SOLE | NONE | 168,725 | 0 | 0 | |
Schwab US Agg Bond | US AGGREGATE B | 808524839 | 354 | 6,573 | SH | SOLE | NONE | 6,573 | 0 | 0 | |
Schwab US REIT | US REIT ETF | 808524847 | 1,413 | 34,388 | SH | SOLE | NONE | 34,388 | 0 | 0 | |
Schwab Intl Small Cap | INTL SCEQT ETF | 808524888 | 1,148 | 29,133 | SH | SOLE | NONE | 29,133 | 0 | 0 | |
Starbucks Corp | COM | 855244109 | 257 | 2,359 | SH | SOLE | NONE | 2,359 | 0 | 0 | |
TJX Companies Inc | COM | 872540109 | 345 | 5,226 | SH | SOLE | NONE | 5,226 | 0 | 0 | |
Target | COM | 87612E106 | 249 | 1,258 | SH | SOLE | NONE | 1,258 | 0 | 0 | |
Terminix Global Holdings Inc Com | COM | 88087E100 | 317 | 6,670 | SH | SOLE | NONE | 6,670 | 0 | 0 | |
3M Company | COM | 88579Y101 | 233 | 1,210 | SH | SOLE | NONE | 1,210 | 0 | 0 | |
Tyler Technologies Inc | COM | 902252105 | 206 | 487 | SH | SOLE | NONE | 487 | 0 | 0 | |
Union Pacific Corp | COM | 907818108 | 264 | 1,199 | SH | SOLE | NONE | 1,199 | 0 | 0 | |
UnitedHealth Group Inc | COM | 91324P102 | 453 | 1,219 | SH | SOLE | NONE | 1,219 | 0 | 0 | |
Visa Inc Cl A | COM CL A | 92826C839 | 671 | 3,171 | SH | SOLE | NONE | 3,171 | 0 | 0 | |
Whirlpool Corp. | COM | 963320106 | 213 | 967 | SH | SOLE | NONE | 967 | 0 | 0 | |
IHS Markit LTD | SHS | G47567105 | 453 | 4,685 | SH | SOLE | NONE | 4,685 | 0 | 0 | |
Steris Plc | SHS USD | G8473T100 | 416 | 2,189 | SH | SOLE | NONE | 2,189 | 0 | 0 |