0001606587-21-000488.txt : 20210429 0001606587-21-000488.hdr.sgml : 20210429 20210429155822 ACCESSION NUMBER: 0001606587-21-000488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Curi Wealth Management, LLC CENTRAL INDEX KEY: 0001851184 IRS NUMBER: 611764391 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21118 FILM NUMBER: 21870278 BUSINESS ADDRESS: STREET 1: 700 SPRING FOREST ROAD STREET 2: SUITE 235 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 984-202-2810 MAIL ADDRESS: STREET 1: 700 SPRING FOREST ROAD STREET 2: SUITE 235 CITY: RALEIGH STATE: NC ZIP: 27609 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001851184 XXXXXXXX 03-31-2021 03-31-2021 false Curi Capital

700 Spring Forest Road Suite 235 Raleigh NC 27609

13F HOLDINGS REPORT 028-21118 N Mark Paccione 984-202-2810 Mark Paccione Raleigh NC 04-29-2021 0 90 157793 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Alphabet Inc Class C CAP STK CL C 02079K107 444 215 SH SOLE NONE 215 0 0 Alphabet Inc Class A CAP STK CL A 02079K305 558 271 SH SOLE NONE 271 0 0 Amazon.com COM 023135106 383 124 SH SOLE NONE 124 0 0 American Tower COM 03027X100 290 1216 SH SOLE NONE 1216 0 0 Amgen Inc COM 031162100 205 826 SH SOLE NONE 826 0 0 Apple Inc COM 037833100 1290 10568 SH SOLE NONE 10568 0 0 Aspen Technology Inc. COM 045327103 389 2698 SH SOLE NONE 2698 0 0 Becton Dickinson & Company COM 075887109 348 1435 SH SOLE NONE 1435 0 0 Berkshire Hathaway Class B CL B NEW 084670702 362 1418 SH SOLE NONE 1418 0 0 Booking Holdings Inc COM 09857L108 219 94 SH SOLE NONE 94 0 0 CDW Corporation COM 12514G108 213 1290 SH SOLE NONE 1290 0 0 Cisco Systems COM 17275R102 233 4518 SH SOLE NONE 4518 0 0 Clearside Biiomedical Inc COM 185063104 61 25000 SH SOLE NONE 25000 0 0 Comcast Corp. Cl A CL A 20030N101 295 5458 SH SOLE NONE 5458 0 0 Cooper Companies COM NEW 216648402 381 994 SH SOLE NONE 994 0 0 Danaher Corp. COM 235851102 327 1453 SH SOLE NONE 1453 0 0 Disney, Walt Co. COM 254687106 292 1583 SH SOLE NONE 1583 0 0 Dollar General Corp. COM 256677105 264 1304 SH SOLE NONE 1304 0 0 Duke Energy Corp. COM NEW 26441C204 482 4998 SH SOLE NONE 4998 0 0 Netlease Corp Real Estate NETLEASE CORP 26922A248 2941 106990 SH SOLE NONE 106990 0 0 Ecolabs Inc. COM 278865100 212 990 SH SOLE NONE 990 0 0 Edwards Lifesciences Corp. COM 28176E108 381 4564 SH SOLE NONE 4564 0 0 Emerson Electric COM 291011104 240 2661 SH SOLE NONE 2661 0 0 Facebook CL A 30303M102 265 902 SH SOLE NONE 902 0 0 Fidelity MSCI Real Estate MSCI RL EST ETF 316092857 892 32471 SH SOLE NONE 32471 0 0 First Republic Bank of CA COM 33616C100 309 1858 SH SOLE NONE 1858 0 0 Fortune Brands Home & Security COM 34964C106 355 3708 SH SOLE NONE 3708 0 0 Global X US Infrastructure Dev US INFR DEV ETF 37954Y673 2029 80988 SH SOLE NONE 80988 0 0 Golub Capital Inc COM 38173M102 2323 158897 SH SOLE NONE 158897 0 0 Henry Jack and Associates Inc COM 426281101 275 1813 SH SOLE NONE 1813 0 0 Illinois Tool Works COM 452308109 448 2024 SH SOLE NONE 2024 0 0 IQ Merger Arbitrage IQ MRGR ARB ETF 45409B800 2639 80094 SH SOLE NONE 80094 0 0 Int'l Business Machines Corp. COM 459200101 899 6751 SH SOLE NONE 6751 0 0 Invesco S&P 500 Eql Wt Tech S&P500 EQL TEC 46137V282 1253 4645 SH SOLE NONE 4645 0 0 Invesco S&P 500 Buywrite S&P500 BUY WRT 46137V399 2788 128724 SH SOLE NONE 128724 0 0 Ishares Inc MSCI EM Asia MSCI EM ASIA ETF 464286426 704 7760 SH SOLE NONE 7760 0 0 iShares Select Dividend SELECT DIVID ETF 464287168 895 7848 SH SOLE NONE 7848 0 0 iShares S&P 500 Index CORE S&P500 ETF 464287200 15984 40179 SH SOLE NONE 40179 0 0 iShares S&P Mid Cap Index CORE S&P MCP ETF 464287507 5714 21953 SH SOLE NONE 21953 0 0 iShares US Technology U.S. TECH ETF 464287721 702 8005 SH SOLE NONE 8005 0 0 iShares S&P Small Cap Index CORE S&P SCP ETF 464287804 3487 32135 SH SOLE NONE 32135 0 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 578 8049 SH SOLE NONE 8049 0 0 iShares JP Morgan USD Emg Mkt Bd JPMORGAN USD EMG 464288281 291 2680 SH SOLE NONE 2680 0 0 Ishares S&p Global Infrastructure Index GLB INFRASTR ETF 464288372 2198 48775 SH SOLE NONE 48775 0 0 iShares US Preferred Stock PFD AND INCM SEC 464288687 466 12151 SH SOLE NONE 12151 0 0 iShares Russell RUS TP200 GR ETF 464289438 203 1512 SH SOLE NONE 1512 0 0 Ishares A RATE CP BD ETF 46429B291 8410 151735 SH SOLE NONE 151735 0 0 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 3478 48280 SH SOLE NONE 48280 0 0 iShares Core MSCI Emerging Mkt CORE MSCI EMKT 46434G103 3320 51588 SH SOLE NONE 51588 0 0 Ishares 0-5YR INVT GR CP 46434V100 9366 180885 SH SOLE NONE 180885 0 0 iShares 0-5YR HI YL CP 46434V407 2704 59039 SH SOLE NONE 59039 0 0 JPMorgan Chase & Co. COM 46625H100 279 1835 SH SOLE NONE 1835 0 0 JPMorgan Alerian MLP Index ALERIAN ML ETN 46625H365 1915 115446 SH SOLE NONE 115446 0 0 Lowe's Cos. COM 548661107 619 3256 SH SOLE NONE 3256 0 0 MarketAxess Holdings Inc COM 57060D108 211 424 SH SOLE NONE 424 0 0 Microsoft Corporation COM 594918104 1411 5985 SH SOLE NONE 5985 0 0 Morgan Stanley COM NEW 617446448 318 4106 SH SOLE NONE 4106 0 0 NextEra Energy COM 65339F101 265 3508 SH SOLE NONE 3508 0 0 Nordson COM 655663102 345 1740 SH SOLE NONE 1740 0 0 Ptc Inc COM 69370C100 576 4187 SH SOLE NONE 4187 0 0 PepsiCo, Inc. COM 713448108 282 1998 SH SOLE NONE 1998 0 0 Procter & Gamble COM 742718109 246 1818 SH SOLE NONE 1818 0 0 Progressive Corp COM 743315103 374 3921 SH SOLE NONE 3921 0 0 Prospect Note NOTE 4.950% 7/1 74348TAR3 13 13000 SH SOLE NONE 13000 0 0 Raytheon Technologies Corp COM 75513E101 380 4928 SH SOLE NONE 4928 0 0 SPDR S & P Emerging Asia ASIA PACIF ETF 78463X301 1145 8722 SH SOLE NONE 8722 0 0 SPDR Ser Tr Wells Fargo PFD Stock WELLS FG PFD ETF 78464A292 1000 23044 SH SOLE NONE 23044 0 0 SPDR Doubleline Tot Ret Bd Fd SPDR TR TACTIC 78467V848 2301 47739 SH SOLE NONE 47739 0 0 SPDR Nuveen Blmbg Barclays ST Muni Bd NUVEEN BLMBRG SR 78468R739 305 6155 SH SOLE NONE 6155 0 0 SVB Finl Group COM 78486Q101 390 792 SH SOLE NONE 792 0 0 Schwab US Large Cap US LRG CAP ETF 808524201 29976 312152 SH SOLE NONE 312152 0 0 Schwab US Mid-Cap US MID-CAP ETF 808524508 8620 115823 SH SOLE NONE 115823 0 0 Schwab US Small-Cap US SML CAP ETF 808524607 4955 49721 SH SOLE NONE 49721 0 0 Schwab Emerging Mkts EMRG MKTEQ ETF 808524706 4743 149269 SH SOLE NONE 149269 0 0 Schwab International Equity INTL EQTY ETF 808524805 6347 168725 SH SOLE NONE 168725 0 0 Schwab US Agg Bond US AGGREGATE B 808524839 354 6573 SH SOLE NONE 6573 0 0 Schwab US REIT US REIT ETF 808524847 1413 34388 SH SOLE NONE 34388 0 0 Schwab Intl Small Cap INTL SCEQT ETF 808524888 1148 29133 SH SOLE NONE 29133 0 0 Starbucks Corp COM 855244109 257 2359 SH SOLE NONE 2359 0 0 TJX Companies Inc COM 872540109 345 5226 SH SOLE NONE 5226 0 0 Target COM 87612E106 249 1258 SH SOLE NONE 1258 0 0 Terminix Global Holdings Inc Com COM 88087E100 317 6670 SH SOLE NONE 6670 0 0 3M Company COM 88579Y101 233 1210 SH SOLE NONE 1210 0 0 Tyler Technologies Inc COM 902252105 206 487 SH SOLE NONE 487 0 0 Union Pacific Corp COM 907818108 264 1199 SH SOLE NONE 1199 0 0 UnitedHealth Group Inc COM 91324P102 453 1219 SH SOLE NONE 1219 0 0 Visa Inc Cl A COM CL A 92826C839 671 3171 SH SOLE NONE 3171 0 0 Whirlpool Corp. COM 963320106 213 967 SH SOLE NONE 967 0 0 IHS Markit LTD SHS G47567105 453 4685 SH SOLE NONE 4685 0 0 Steris Plc SHS USD G8473T100 416 2189 SH SOLE NONE 2189 0 0