Name,
Address and Year of
Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(4)
|
Other
Directorships Held by Trustee During the Past 5 Years |
Deborah A. DeCotis 1952 |
Chair of the Board, Trustee |
Since inception |
Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Member, Circle Financial Group (since 2009); Member, Council on Foreign Relations (since 2013); Trustee, Smith College (since 2017); and Director, Watford Re (since 2017). Formerly, Co-Chair Special Projects Committee, Memorial Sloan Kettering (2005-2015); Trustee, Stanford University (2010- 2015); Principal, LaLoop LLC, a retail accessories company (1999-2014); Director, Helena Rubenstein Foundation (1997-2010); and Director, Armor Holdings (2002-2010). |
29 |
Trustee, Allianz Funds
(2011-2021);
Trustee, Virtus Funds
(2021-Present) |
Sarah E. Cogan 1956 |
Trustee |
Since inception |
Retired Partner, Simpson Thacher & Bartlett LLP (law firm); Director, Girl Scouts of Greater New York, Inc. (since 2016); and Trustee, Natural Resources Defense Council, Inc. (since 2013). Formerly, Partner, Simpson Thacher & Bartlett LLP (1989-2018). |
29 |
Trustee, Allianz Funds
(2019-2021);
Trustee, Virtus Funds
(2021-Present) |
Joseph B. Kittredge, Jr. 1954 |
Trustee |
Since inception |
Trustee, Vermont Law School (since 2019); Director and Treasurer, Center for Reproductive Rights (since 2015); Formerly, Director (2013 to 2020) and Chair (2018 to 2020), ACLU of Massachusetts; General Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (2005-2018) and Partner (2007-2018); President, GMO Trust (institutional mutual funds) (2009-2018); Chief Executive Officer, GMO Trust (2009-2015); President and Chief Executive Officer, GMO Series Trust (platform based mutual funds) (2011-2013). |
29 |
Trustee, GMO Trust
(2010- 2018);
Chairman of the Board of Trustees,
GMO Series Trust (2011-
2018) |
William B. Ogden, IV 1945 |
Trustee |
Since inception |
Retired. Formerly, Asset Management Industry Consultant; and Managing Director, Investment Banking Division of Citigroup Global Markets Inc. |
29 |
Trustee, Allianz Funds
(2006-2021);
Trustee, Virtus AllianzGI
Closed-End Funds
(2021-Present) |
Name,
Address and Year of
Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(4)
|
Other
Directorships Held by Trustee During the Past 5 Years |
Alan Rappaport 1953 |
Trustee |
Since inception |
Adjunct Professor, New York University Stern School of Business (since 2011); Lecturer, Stanford University Graduate School of Business (since 2013); and Director, Victory Capital Holdings, Inc., an asset management firm (since 2013). Formerly, Advisory Director (formerly, Vice Chairman), Roundtable Investment Partners (2009-2018); Member of Board of Overseers, NYU Langone Medical Center (2015-2016); Trustee, American Museum of Natural History (2005-2015); Trustee, NYU Langone Medical Center (2007-2015); and Vice Chairman (formerly, Chairman and President), U.S. Trust (formerly, Private Bank of Bank of America, the predecessor entity of U.S. Trust) (2001-2008). |
29 |
Trustee, Allianz Funds
(2010-2021);
Chairman of the Board of Trustees,
Virtus AllianzGI Closed-End
Funds (2021-Present) |
E. Grace Vandecruze 1963 |
Trustee |
Since inception |
Founder and Managing Director, Grace Global Capital LLC, a strategic advisory firm to the insurance industry (since 2006); Director and Member of the Audit Committee and the Wealth Solutions Advisory Committee, M Financial Group, a life insurance company (since 2015); Director, The Doctors Company, a medical malpractice insurance company (since 2020); Chief Financial Officer, Athena Technology Acquisition Corp, a special purpose acquisition company (since 2021); Director, Link Logistic REIT, a real estate company (since 2021); Director and Member of the Investment & Risk Committee, Resolution Life Group Holdings, a global life insurance group (since 2021); and Director, Wharton Graduate Executive Board. Formerly, Director, Resolution Holdings (2015-2019). Formerly, Director, SBLI USA, a life insurance company (2015-2018). |
29 |
None |
Name,
Address and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
David N. Fisher(5)
1968
650 Newport
Center Drive,
Newport Beach, CA 92660 |
Trustee |
Since inception |
Managing Director and Co-Head of U.S. Global Wealth Management Strategic Accounts, PIMCO (since 2021); Managing Director and Head of Traditional Product Strategies, PIMCO (2015-2021); and Director, Court Appointed Special Advocates (CASA) of Orange County, a non-profit organization (since 2015). Formerly, Global Bond Strategist, PIMCO (2008-2015); and Managing Director and Head of Global Fixed Income, HSBC Global Asset Management (2005-2008). |
29 |
None |
John C. Maney(5)
1959
650 Newport
Center Drive,
Newport Beach, CA 92660 |
Trustee |
Since inception |
Senior Advisor to PIMCO (since June 2021); Consultant to PIMCO (since January 2020-June 2021); Non-Executive Director and a member of the Compensation Committee of PIMCO Europe Ltd (since 2017). Formerly, Managing Director of Allianz Asset Management of America L.P. (2005-2019); member of the Management Board and Chief Operating Officer of Allianz Asset Management of America L.P (2006-2019); Member of the Management Board of Allianz Global Investors Fund Management LLC (2007-2014) and Managing Director of Allianz Global Investors Fund Management LLC (2011-2014). |
29 |
None |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Eric D. Johnson1
1970 |
President |
Since inception |
Executive Vice President and Head of Funds Business Group Americas, PIMCO. President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Keisha Audain-Pressley 1975 |
Chief Compliance Officer |
Since inception |
Executive Vice President and Deputy Chief Compliance Officer, PIMCO. Chief Compliance Officer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Ryan Leshaw1
1980 |
Chief Legal Officer |
Since inception |
Executive Vice President and Senior Counsel, PIMCO. Chief Legal Officer, PIMCO-Managed Funds. Chief Legal Officer and Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Associate, Willkie Farr & Gallagher LLP. |
Joshua D. Ratner 1976 |
Senior Vice President |
Since inception |
Executive Vice President and Head of Americas Operations, PIMCO. Senior Vice President, PIMCO Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Peter G. Strelow1
1970 |
Senior Vice President |
Since inception |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Chief Administrative Officer, PIMCO. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Wu-Kwan Kit1
1981 |
Vice President; Senior Counsel and Secretary |
Since inception |
Senior Vice President and Senior Counsel, PIMCO. Vice President, Senior Counsel and Secretary, PIMCO-Managed Funds. Assistant Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Assistant General Counsel, VanEck Associates Corp. |
Jeffrey A. Byer1
1976 |
Vice President |
Since inception |
Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Elizabeth A. Duggan1
1964 |
Vice President |
Since inception |
Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Brian J. Pittluck1
1977 |
Vice President |
Since inception |
Senior Vice President, PIMCO. Vice President, PIMCO Managed Funds, PIMCO Funds, PIMCO Variable |
Bijal Parikh1
1978 |
Treasurer |
Since inception |
Senior Vice President, PIMCO. Treasurer, PIMCO- Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT. |
Colleen Miller 1980 |
Deputy Treasurer |
Since inception |
Senior Vice President, PIMCO. Deputy Treasurer, PIMCO-Managed Funds. Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Erik C. Brown 1967 |
Assistant Treasurer |
Since inception |
Executive Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Brandon T. Evans1
1982 |
Assistant Treasurer |
Since inception |
Vice President, PIMCO. Assistant Treasurer, PIMCO- Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Jason J. Nagler2
1982 |
Assistant Treasurer |
Since inception |
Senior Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
H. Jessica Zhang 1973 |
Assistant Treasurer |
Since inception |
Senior Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Name of Trustee |
Dollar
Range of Equity Securities in the Fund |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies* |
Independent Trustees |
|
|
Deborah A. DeCotis |
None |
Over $100,000 |
Sarah E. Cogan |
None |
$50,001-$100,000 |
E. Grace Vandecruze |
None |
$0 |
Hans W. Kertess** |
None |
Over $100,000 |
Joseph B. Kittredge, Jr. |
None |
Over $100,000 |
William B. Ogden, IV |
None |
Over $100,000 |
Alan Rappaport |
None |
Over $100,000 |
Name of Trustee |
Dollar
Range of Equity Securities in the Fund |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies* |
Interested Trustees |
|
|
John C. Maney |
None |
Over $100,000 |
David N. Fisher |
None |
Over $100,000 |
Name of Trustee |
Name of
Owners and Relations to Trustee |
Company |
Title of
Class |
Value
of Securities |
Percent of Class |
Sarah E. Cogan |
None |
N/A |
N/A |
N/A |
N/A |
Deborah A. DeCotis |
None |
N/A |
N/A |
N/A |
N/A |
Hans W. Kertess** |
None |
N/A |
N/A |
N/A |
N/A |
Joseph B. Kittredge, Jr. |
None |
N/A |
N/A |
N/A |
N/A |
William B. Ogden, IV* |
None |
N/A |
N/A |
N/A |
N/A |
Alan Rappaport |
None |
N/A |
N/A |
N/A |
N/A |
E. Grace Vandecruze |
None |
N/A |
N/A |
N/A |
N/A |
Name of Trustee |
Compensation from the Fund
for the Fiscal Year Ended June
30, 2021*# |
Pension
or Retirement Benefits
Accrued as Part of Fund
Expenses |
Estimated Annual Benefits
Upon Retirement |
Total Compensation from the Fund
Complex Paid to the Trustees for
the Calendar Year Ending
December 31, 2020** |
Sarah E. Cogan |
N/A |
N/A |
N/A |
$470,000 |
Deborah A. DeCotis |
N/A |
N/A |
N/A |
$535,000 |
Hans W. Kertess^ |
N/A |
N/A |
N/A |
$460,000 |
Joseph B. Kittredge, Jr. |
N/A |
N/A |
N/A |
$168,750*** |
William B. Ogden, IV |
N/A |
N/A |
N/A |
$465,000 |
Alan Rappaport |
N/A |
N/A |
N/A |
$535,000 |
Name of Trustee |
Compensation from the Fund
for the Fiscal Year Ended June
30, 2021*# |
Pension
or Retirement Benefits
Accrued as Part of Fund
Expenses |
Estimated Annual Benefits
Upon Retirement |
Total Compensation from the Fund
Complex Paid to the Trustees for
the Calendar Year Ending
December 31, 2020** |
E. Grace Vandecruze |
N/A |
N/A |
N/A |
N/A**** |
|
Total
Number of Other Accounts |
Total
Assets of All Other Accounts (in $ millions) |
Number of
Other Accounts Paying a Performance Fee |
Total Assets of Other Accounts Paying a Performance Fee
(in $ millions) |
Pramol Dhawan |
|
|
|
|
Registered Investment Companies |
7 |
$6,791.65 |
0 |
$0 |
Other Pooled Investment Vehicles |
19 |
$20,002.10 |
2 |
$5,657.84 |
Other Accounts |
13 |
$6,976.51 |
0 |
$0 |
Nikolas Skouloudis |
|
|
|
|
Registered Investment Companies |
0 |
$0 |
0 |
$0 |
Other Pooled Investment Vehicles |
18 |
$22,046.94 |
0 |
$0 |
Other Accounts |
13 |
$107,035.14
|
0 |
$0 |
Michal Bar |
|
|
|
|
Registered Investment Companies |
1 |
$184.29 |
0 |
$0 |
Other Pooled Investment Vehicles |
6 |
$2,158.54 |
0 |
$0 |
Other Accounts |
3 |
$776.11 |
0 |
$0 |
Facsimile: |
|
844.643.0432 |
|
Overnight Mail: PIMCO Interval Funds C/O DST Systems, Inc. 430 W. 7th Street Suite 219993 Kansas City, MO 64105-1407 |
RegularMail: PIMCO Interval Funds P.O. Box 219993 Kansas City, MO 64121-9993 |
E-mail: |
|
pimcoaltprocessing@dstsystems.com |
|
Initial Investment |
Subsequent Investments |
$2,500 per account |
$50 |
Initial Investment |
Subsequent Investments |
$1 million per account |
None |
Your Investment |
As a %
of offering price |
As a %
of net
amount invested |
Discount or commission
to dealers as %
of public offering price |
Less than $100,000 |
2.00%1 |
2.04%1
|
2.00%2
|
$100,000 – $249,999.99 |
1.00% |
1.01% |
1.00%3
|
$250,000 and over |
0.00%4
|
0.00%4
|
0.00%5
|
Your Investment |
As a %
of offering price |
As a %
of net
amount invested |
Discount or commission
to dealers as %
of public offering price |
Less than $100,000 |
2.00%1 |
2.04%1
|
2.00%2
|
$100,000 – $249,999.99 |
1.00% |
1.01% |
1.00%3
|
$250,000 and over |
0.00%4
|
0.00%4
|
0.00%5
|
Facsimile: |
|
844.643.0432 |
|
Facsimile: |
|
Overnight Mail: |
Regular Mail: |
PIMCO Interval Funds |
PIMCO Interval Funds |
C/O DST Systems, Inc. |
P.O. Box 219993 |
430 W. 7th Street |
Kansas City, MO 64121-9993 |
Suite 219993 |
|
Kansas City, MO 64105-1407 |
|
Email: |
|
pimcoaltprocessing@dstsystems.com |
|
Assets: |
|
Cash |
$100,000 |
Deferred Offering Cost |
54,550 |
Management reimbursement receivable |
234,484 |
Total Assets |
$389,034 |
Liabilities: |
|
Offering Cost |
$54,550 |
Organizational expense payable |
234,484 |
Total Liabilities |
$289,034 |
Net Assets |
$100,000 |
Net Assets Consist of: |
|
Paid in capital |
100,000 |
Net Assets |
$100,000 |
Net Assets: |
|
Institutional Class |
$100,000 |
Commons Shares Outstanding: |
|
Institutional Class |
10,000 |
Net Asset Value per Common Share Outstanding |
|
Institutional Class |
$10.00 |
Investment Income |
$0 |
Expenses: |
|
Organizational Expenses |
$234,484 |
Reimbursement by Manager |
(234,484) |
Total Expenses |
$0 |
Net Investment Income |
$0 |
Management Fee(1) |
Distribution and/or Servicing Fee(2) | ||||
All Classes |
Institutional Class |
Class A-1 |
Class A-2 |
Class A-3 |
Class A-4 |
1.30% |
N/A |
0.50% |
0.50% |
0.75% |
0.75% |