0001850902-23-000016.txt : 20230516 0001850902-23-000016.hdr.sgml : 20230516 20230516190751 ACCESSION NUMBER: 0001850902-23-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gunstream Stephen CENTRAL INDEX KEY: 0001861134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40538 FILM NUMBER: 23929258 MAIL ADDRESS: STREET 1: 2290 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Teknova, Inc. CENTRAL INDEX KEY: 0001850902 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 943368109 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 BUSINESS PHONE: 8316371100 MAIL ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 4 1 edgardoc.xml PRIMARY DOCUMENT X0407 4 2023-05-12 0 0001850902 Alpha Teknova, Inc. TKNO 0001861134 Gunstream Stephen C/O ALPHA TEKNOVA, INC. 2451 BERT DRIVE HOLLISTER CA 95023 1 1 0 0 President and CEO 0 Common Stock 2023-05-12 4 P 0 4665 1.666 A 108798 D The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2022, and ending on May 14, 2023 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share. By: Damon A. Terrill For: Stephen Gunstream 2023-05-16