0001850902-22-000034.txt : 20221117
0001850902-22-000034.hdr.sgml : 20221117
20221117194627
ACCESSION NUMBER: 0001850902-22-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220513
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gunstream Stephen
CENTRAL INDEX KEY: 0001861134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40538
FILM NUMBER: 221400220
MAIL ADDRESS:
STREET 1: 2290 BERT DRIVE
CITY: HOLLISTER
STATE: CA
ZIP: 95023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha Teknova, Inc.
CENTRAL INDEX KEY: 0001850902
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 943368109
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2451 BERT DRIVE
CITY: HOLLISTER
STATE: CA
ZIP: 95023
BUSINESS PHONE: 8316371100
MAIL ADDRESS:
STREET 1: 2451 BERT DRIVE
CITY: HOLLISTER
STATE: CA
ZIP: 95023
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-05-13
0
0001850902
Alpha Teknova, Inc.
TKNO
0001861134
Gunstream Stephen
C/O ALPHA TEKNOVA, INC.
2451 BERT DRIVE
HOLLISTER
CA
95023
1
1
0
0
President and CEO
Common Stock
2022-05-13
4
P
0
1292
10.931
A
1292
D
Common Stock
2022-11-14
4
P
0
1716
4.233
A
61008
D
Non-Qualified Stock Option (right to buy)
5.36
2022-11-15
4
A
0
87500
0.0
A
2032-11-15
Common Stock
87500
87500
D
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on November 15, 2021, and ending on May 14, 2022 (the Prior Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Prior Purchase Period, and (ii) 85% of fair market value on the last day of the Prior Purchase Period, in each case rounded up to the nearest whole cent per share.
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share.
The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant.
By: Damon Terrill For: Stephen Gunstream
2022-11-17