0001850902-22-000033.txt : 20221117 0001850902-22-000033.hdr.sgml : 20221117 20221117194559 ACCESSION NUMBER: 0001850902-22-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gelhaus Ken CENTRAL INDEX KEY: 0001895283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40538 FILM NUMBER: 221400218 MAIL ADDRESS: STREET 1: 2290 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Teknova, Inc. CENTRAL INDEX KEY: 0001850902 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 943368109 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 BUSINESS PHONE: 8316371100 MAIL ADDRESS: STREET 1: 2451 BERT DRIVE CITY: HOLLISTER STATE: CA ZIP: 95023 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-11-14 0 0001850902 Alpha Teknova, Inc. TKNO 0001895283 Gelhaus Ken C/O ALPHA TEKNOVA, INC. 2451 BERT DRIVE HOLLISTER CA 95023 0 1 0 0 Chief Commercial Officer Common Stock 2022-11-14 4 P 0 1422 4.233 A 1422 D Non-Qualified Stock Option (right to buy) 5.36 2022-11-15 4 A 0 72500 0.0 A 2032-11-15 Common Stock 72500 72500 D The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan (the ESPP), for the ESPP purchase period commencing on May 15, 2022, and ending on November 14, 2022 (the Purchase Period). This transaction is also exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at the lesser of (i) 85% of fair market value on the first trading day of the Purchase Period, and (ii) 85% of fair market value on the last day of the Purchase Period, in each case rounded up to the nearest whole cent per share. The number of shares subject to the option shall vest in 48 equal monthly installments on the same day of each month after November 15, 2022, the date of grant. By: Damon Terrill For: Kenneth Gelhaus 2022-11-17