SR. COMPLIANCE OFFICER

0001849614-23-000003.txt : 20230809 0001849614-23-000003.hdr.sgml : 20230809 20230809171736 ACCESSION NUMBER: 0001849614-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENCOMPASS WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0001849614 IRS NUMBER: 471340605 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21106 FILM NUMBER: 231156290 BUSINESS ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 BUSINESS PHONE: 9713713450 MAIL ADDRESS: STREET 1: 15350 SW SEQUOIA PARKWAY STREET 2: SUITE 250 CITY: PORTLAND STATE: OR ZIP: 97224 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001849614 XXXXXXXX 06-30-2023 06-30-2023 ENCOMPASS WEALTH ADVISORS, LLC

15350 SW SEQUOIA PARKWAY SUITE 250 PORTLAND OR 97224

13F HOLDINGS REPORT 028-21106 N MICHELLE ELDRIDGE SR. COMPLIANCE OFFICER 971-371-3446 MICHELLE ELDRIDGE PORTLAND OR 08-09-2023 0 295 307481775 false INFORMATION TABLE 2 encompass_13f_q22023.xml iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 25261857 358426 SH SOLE 0 0 358426 iShares S&P 500 Value ETF Exchange Traded Fund 464287408 22744038 141101 SH SOLE 0 0 141101 iShares Core MSCI EAFE ETF Exchange Traded Fund 46432F842 12802203 189662 SH SOLE 0 0 189662 Lord Abbett Ultra Short Bond I Mutual Fund 54401E457 11875283 1203170 SH SOLE 0 0 1203170 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 11209934 112493 SH SOLE 0 0 112493 Airbnb Inc Common Stock 009066101 10375834 80960 SH SOLE 0 0 80960 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 9653482 192531 SH SOLE 0 0 192531 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 8890708 34001 SH SOLE 0 0 34001 Microsoft Corp Common Stock 594918104 7722407 22677 SH SOLE 0 0 22677 Apple Inc Common Stock 037833100 7119266 36703 SH SOLE 0 0 36703 Columbia Contrarian Core Inst2 Mutual Fund 19766M600 5340537 175676 SH SOLE 0 0 175676 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 5055537 109475 SH SOLE 0 0 109475 BlackRock Core Bond Instl Mutual Fund 09260B309 4427951 532846 SH SOLE 0 0 532846 Vanguard PRIMECAP Core Inv Mutual Fund 921921508 4396125 143196 SH SOLE 0 0 143196 Schwab Value Advantage Money Ultra Mutual Fund 808515696 4208979 4208979 SH SOLE 0 0 4208979 American Funds Europacific Growth F2 Mutual Fund 29875E100 4173730 76344 SH SOLE 0 0 76344 Costco Wholesale Corp Common Stock 22160K105 4038973 7502 SH SOLE 0 0 7502 Hartford Floating Rate I Mutual Fund 416649804 3912805 503579 SH SOLE 0 0 503579 iShares MSCI EAFE Small-Cap ETF Exchange Traded Fund 464288273 3379082 57292 SH SOLE 0 0 57292 JPMorgan Ultra-Short Municipal Inc ETF Exchange Traded Fund 46641Q654 3358249 66303 SH SOLE 0 0 66303 Vanguard Mega Cap Value ETF Exchange Traded Fund 921910840 2998353 28897 SH SOLE 0 0 28897 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 2954603 59943 SH SOLE 0 0 59943 Principal Diversified Income Instl Mutual Fund 74254V232 2852786 243620 SH SOLE 0 0 243620 Amazon.com Inc Common Stock 023135106 2703927 20742 SH SOLE 0 0 20742 Vanguard Mega Cap Growth ETF Exchange Traded Fund 921910816 2468271 10489 SH SOLE 0 0 10489 Roper Technologies Inc Common Stock 776696106 2461215 5119 SH SOLE 0 0 5119 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 2151923 4828 SH SOLE 0 0 4828 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 2042719 9278 SH SOLE 0 0 9278 Vanguard Real Estate ETF Exchange Traded Fund 922908553 2037984 24389 SH SOLE 0 0 24389 Vanguard Small Cap Index Adm Mutual Fund 922908686 1963588 20602 SH SOLE 0 0 20602 Vanguard 500 Index Admiral Mutual Fund 922908710 1901232 4631 SH SOLE 0 0 4631 Texas Instruments Inc Common Stock 882508104 1862737 10350 SH SOLE 0 0 10350 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 1820534 9153 SH SOLE 0 0 9153 Berkshire Hathaway Inc B Common Stock 084670702 1722732 5052 SH SOLE 0 0 5052 American Funds American Mutual F2 Mutual Fund 027681824 1673803 33719 SH SOLE 0 0 33719 Schwab US Treasury Money Ultra Mutual Fund 808515472 1668517 1668517 SH SOLE 0 0 1668517 Dodge & Cox Stock I Mutual Fund 256219106 1662933 7312 SH SOLE 0 0 7312 AB Income Advisor Mutual Fund 01881M442 1621582 253769 SH SOLE 0 0 253769 Western Asset Core Bond I Mutual Fund 957663305 1584576 148786 SH SOLE 0 0 148786 Union Pacific Corp Common Stock 907818108 1571072 7678 SH SOLE 0 0 7678 Columbia Oregon Itmt Muncpl Bd Inst2 Mutual Fund 19766M691 1438252 124957 SH SOLE 0 0 124957 Amgen Inc Common Stock 031162100 1435004 6463 SH SOLE 0 0 6463 Boeing Co Common Stock 097023105 1420051 6725 SH SOLE 0 0 6725 Alphabet Inc A Common Stock 02079K305 1364460 11399 SH SOLE 0 0 11399 Principal MidCap Institutional Mutual Fund 74253Q747 1358873 37621 SH SOLE 0 0 37621 Touchstone Mid Cap Growth Y Mutual Fund 89154X534 1321720 39632 SH SOLE 0 0 39632 SPDR Gold Shares Exchange Traded Fund 78463V107 1301371 7300 SH SOLE 0 0 7300 Applied Materials Inc Common Stock 038222105 1206584 8348 SH SOLE 0 0 8348 American Funds Growth Fund of Amer F2 Mutual Fund 399874825 1193913 19659 SH SOLE 0 0 19659 Mastercard Inc A Common Stock 57636Q104 1181898 3005 SH SOLE 0 0 3005 Vanguard Ltd-Term Tx-Ex Adm Mutual Fund 922907886 1179066 110193 SH SOLE 0 0 110193 BlackRock Floating Rate Income Instl Mutual Fund 09260B747 1175362 122561 SH SOLE 0 0 122561 American Funds Capital Income Bldr F2 Mutual Fund 140194101 1133697 17642 SH SOLE 0 0 17642 Vanguard Interm-Term Bond Index Adm Mutual Fund 921937801 1087506 106933 SH SOLE 0 0 106933 iShares Russell 1000 Growth ETF Exchange Traded Fund 464287614 1068603 3883 SH SOLE 0 0 3883 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 1023891 25169 SH SOLE 0 0 25169 Johnson & Johnson Common Stock 478160104 1021093 6169 SH SOLE 0 0 6169 Lam Research Corp Common Stock 512807108 1019814 1586 SH SOLE 0 0 1586 Procter & Gamble Co Common Stock 742718109 1004064 6617 SH SOLE 0 0 6617 Chevron Corp Common Stock 166764100 961242 6109 SH SOLE 0 0 6109 NVR Inc Common Stock 62944T105 952593 150 SH SOLE 0 0 150 Ecolab Inc Common Stock 278865100 942785 5050 SH SOLE 0 0 5050 T. Rowe Price Capital Appreciation Mutual Fund 77954M105 923345 27904 SH SOLE 0 0 27904 iShares Russell 1000 Value ETF Exchange Traded Fund 464287598 917593 5814 SH SOLE 0 0 5814 Copart Inc Common Stock 217204106 912100 10000 SH SOLE 0 0 10000 Polen Growth Institutional Mutual Fund 360873657 892515 23255 SH SOLE 0 0 23255 JP Morgan 6.125 Perp '24 FRN Corporate Bonds 46625HJW1 888735 895000 SH SOLE 0 0 895000 iShares MSCI ACWI ex US ETF Exchange Traded Fund 464288240 886551 18012 SH SOLE 0 0 18012 Hartford Multifactor Dev Mkts (exUS) ETF Exchange Traded Fund 518416102 883941 33584 SH SOLE 0 0 33584 Nike Inc B Common Stock 654106103 880286 7976 SH SOLE 0 0 7976 Vanguard Tax-Exempt Bond ETF Exchange Traded Fund 922907746 854744 17020 SH SOLE 0 0 17020 Fidelity Inv MM Fds Treasury Only Instl Mutual Fund 31607A802 841519 841519 SH SOLE 0 0 841519 Visa Inc Class A Common Stock 92826C839 836410 3522 SH SOLE 0 0 3522 Markel Group Inc Common Stock 570535104 829908 600 SH SOLE 0 0 600 Cisco Systems Inc Common Stock 17275R102 814925 15753 SH SOLE 0 0 15753 Starbucks Corp Common Stock 855244109 798864 8064 SH SOLE 0 0 8064 Progressive Corp Common Stock 743315103 794220 6000 SH SOLE 0 0 6000 Vanguard S&P 500 Growth ETF Exchange Traded Fund 921932505 788441 3103 SH SOLE 0 0 3103 Moody's Corporation Common Stock 615369105 782370 2250 SH SOLE 0 0 2250 Medtronic PLC Common Stock G5960L103 755105 8571 SH SOLE 0 0 8571 Columbia Large Cap Growth Inst Mutual Fund 19765P661 753861 13020 SH SOLE 0 0 13020 Meta Platforms Inc Class A Common Stock 30303M102 723118 2520 SH SOLE 0 0 2520 US Treasury 4.375 10/31/24 Treasury bill/note 91282CFQ9 716191 725000 SH SOLE 0 0 725000 Polen Growth Investor Mutual Fund 360873665 706930 19075 SH SOLE 0 0 19075 First Trust Value Line Dividend ETF Exchange Traded Fund 33734H106 701575 17500 SH SOLE 0 0 17500 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 691074 1559 SH SOLE 0 0 1559 Vanguard FTSE All-Wld ex-US SmCp ETF Exchange Traded Fund 922042718 689672 6243 SH SOLE 0 0 6243 Vanguard S&P 500 Value ETF Exchange Traded Fund 921932703 679163 4362 SH SOLE 0 0 4362 Target Corp Common Stock 87612E106 662863 5026 SH SOLE 0 0 5026 American Funds Growth Fund of Amer 529F2 Mutual Fund 399874742 643663 10580 SH SOLE 0 0 10580 Exxon Mobil Corp Common Stock 30231G102 635135 5922 SH SOLE 0 0 5922 Norfolk Southern Corp Common Stock 655844108 630393 2780 SH SOLE 0 0 2780 PRIMECAP Odyssey Aggressive Growth Mutual Fund 74160Q202 618647 14677 SH SOLE 0 0 14677 AB High Income Municipal Advisor Mutual Fund 018642744 613145 60587 SH SOLE 0 0 60587 Chubb Ltd Common Stock H1467J104 595781 3094 SH SOLE 0 0 3094 Vanguard CA Interm-Term Tax-Exempt Adm Mutual Fund 922021407 590083 52592 SH SOLE 0 0 52592 Fastenal Co Common Stock 311900104 589900 10000 SH SOLE 0 0 10000 American Funds Income Fund of Amer F2 Mutual Fund 453320822 589718 25922 SH SOLE 0 0 25922 Franklin Income Adv Mutual Fund 353496847 587068 259764 SH SOLE 0 0 259764 Intel Corp Common Stock 458140100 556793 16651 SH SOLE 0 0 16651 SPDR S&P MIDCAP 400 ETF Trust Exchange Traded Fund 78467Y107 555536 1160 SH SOLE 0 0 1160 Danaher Corp Common Stock 235851102 550080 2292 SH SOLE 0 0 2292 American Funds American Mutual 529-F-2 Mutual Fund 027681741 550067 11077 SH SOLE 0 0 11077 iShares Ultra Short-Term Bond ETF Exchange Traded Fund 46434V878 547264 10880 SH SOLE 0 0 10880 Alphabet Inc C Common Stock 02079K107 543512 4493 SH SOLE 0 0 4493 Tesla Motors Inc Common Stock 88160R101 538006 2055 SH SOLE 0 0 2055 Berkshire Hathaway Inc A Common Stock 084670108 517810 1 SH SOLE 0 0 1 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 512744 7021 SH SOLE 0 0 7021 EV Tax Advantaged Dividend Inc Closed End Funds 27828G107 509390 22391 SH SOLE 0 0 22391 BlackRock Municipal 2030 Target Term Closed End Funds 09257P105 507032 24400 SH SOLE 0 0 24400 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 504414 12354 SH SOLE 0 0 12354 The Home Depot Inc Common Stock 437076102 503237 1620 SH SOLE 0 0 1620 iShares Gold Trust Exchange Traded Fund 464285204 503092 13825 SH SOLE 0 0 13825 Fidelity Tax-Exempt Money Market Prm Mutual Fund 316341403 499038 499038 SH SOLE 0 0 499038 US Treasury Bill 09/07/23 Treasury bill/note 912796YH6 495295 500000 SH SOLE 0 0 500000 Vanguard Interm-Term Tx-Ex Inv Mutual Fund 922907209 494666 36696 SH SOLE 0 0 36696 Amana Growth Institutional Mutual Fund 022865505 486319 7312 SH SOLE 0 0 7312 KLA Corp Common Stock 482480100 485020 1000 SH SOLE 0 0 1000 Verizon Communications Inc Common Stock 92343V104 475863 12795 SH SOLE 0 0 12795 Vanguard Real Estate Index Admiral Mutual Fund 921908877 474542 4008 SH SOLE 0 0 4008 iShares Russell 2000 ETF Exchange Traded Fund 464287655 464430 2480 SH SOLE 0 0 2480 AB Ultra Short Income ETF Exchange Traded Fund 00039J103 463571 9240 SH SOLE 0 0 9240 Vanguard CA Long-Term Tax-Exempt Adm Mutual Fund 922021506 454750 40315 SH SOLE 0 0 40315 PIMCO Income I-3 Mutual Fund 72202E393 453719 43585 SH SOLE 0 0 43585 Calamos Market Neutral Income I Mutual Fund 128119880 444428 30608 SH SOLE 0 0 30608 American Funds Invmt Co of Amer F2 Mutual Fund 461308827 442787 9341 SH SOLE 0 0 9341 PepsiCo Inc Common Stock 713448108 440268 2377 SH SOLE 0 0 2377 Hartford Capital Appreciation Y Mutual Fund 416645604 438930 9367 SH SOLE 0 0 9367 Pfizer Inc Common Stock 717081103 437815 11936 SH SOLE 0 0 11936 iShares US Real Estate ETF Exchange Traded Fund 464287739 432787 5001 SH SOLE 0 0 5001 Bank of America Corporation Common Stock 060505104 429928 14985 SH SOLE 0 0 14985 Victory Market Neutral Income I Mutual Fund 92647P654 425087 50366 SH SOLE 0 0 50366 American Funds Europacific Growth 529F2 Mutual Fund 298706763 421750 7700 SH SOLE 0 0 7700 International Business Machines Corp Common Stock 459200101 418704 3129 SH SOLE 0 0 3129 CarMax Inc Common Stock 143130102 418500 5000 SH SOLE 0 0 5000 Columbia Large Cap Growth Inst2 Mutual Fund 19766D378 413207 7119 SH SOLE 0 0 7119 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 403003 4119 SH SOLE 0 0 4119 Salesforce Inc Common Stock 79466L302 402144 1904 SH SOLE 0 0 1904 Illumina Inc Common Stock 452327109 401771 2143 SH SOLE 0 0 2143 American Century Equity Income Inv Mutual Fund 025076100 401369 45098 SH SOLE 0 0 45098 C.H. Robinson Worldwide Inc Common Stock 12541W209 396284 4201 SH SOLE 0 0 4201 BP PLC ADR Common Stock 055622104 387758 10988 SH SOLE 0 0 10988 Fidelity Advisor New Insights I Mutual Fund 316071604 383040 11881 SH SOLE 0 0 11881 American Funds Washington Mutual F2 Mutual Fund 939330825 381725 7056 SH SOLE 0 0 7056 Invesco Main Street Mid Cap Y Mutual Fund 00900R531 378091 12993 SH SOLE 0 0 12993 Vanguard Ltd-Term Tx-Ex Mutual Fund 922907704 371569 34726 SH SOLE 0 0 34726 Invesco QQQ Trust Exchange Traded Fund 46090E103 362668 982 SH SOLE 0 0 982 Vanguard Long-Term Tax-Exempt Mutual Fund 922907308 360703 33585 SH SOLE 0 0 33585 iShares S&P Mid-Cap 400 Value ETF Exchange Traded Fund 464287705 358350 3345 SH SOLE 0 0 3345 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 354431 1609 SH SOLE 0 0 1609 Intuitive Surgical Inc Common Stock 46120E602 353858 1035 SH SOLE 0 0 1035 BlackRock MuniHoldings Fund Closed End Funds 09253N104 351156 30194 SH SOLE 0 0 30194 Walt Disney Co Common Stock 254687106 341963 3830 SH SOLE 0 0 3830 Charles Schwab Corp Common Stock 808513105 340080 6000 SH SOLE 0 0 6000 Western Asset Short Duration Muni Inc I Mutual Fund 52469F176 339561 68877 SH SOLE 0 0 68877 Fidelity Contrafund K6 Mutual Fund 316071836 336650 16146 SH SOLE 0 0 16146 T. Rowe Price Group Inc Common Stock 74144T108 336000 3000 SH SOLE 0 0 3000 Vanguard Total Stock Mkt Idx Adm Mutual Fund 922908728 331947 3093 SH SOLE 0 0 3093 Microchip Technology Inc Common Stock 595017104 323420 3610 SH SOLE 0 0 3610 DFA US Sustainability Core 1 Mutual Fund 233203215 321242 9328 SH SOLE 0 0 9328 JPMorgan Chase & Co Common Stock 46625H100 317713 2184 SH SOLE 0 0 2184 Lord Abbett High Yield I Mutual Fund 54400N409 308762 49961 SH SOLE 0 0 49961 Dodge & Cox Stock X Mutual Fund 256206509 307402 1352 SH SOLE 0 0 1352 Fidelity Contrafund Mutual Fund 316071109 290317 19458 SH SOLE 0 0 19458 Nuveen S&P 500 Buy-Write Income Closed End Funds 6706ER101 289072 21621 SH SOLE 0 0 21621 United Parcel Service Inc Class B Common Stock 911312106 285366 1592 SH SOLE 0 0 1592 iShares Russell 1000 ETF Exchange Traded Fund 464287622 282738 1160 SH SOLE 0 0 1160 Sherwin-Williams Co Common Stock 824348106 282241 1063 SH SOLE 0 0 1063 Lord Abbett Short Duration Income A Mutual Fund 543916100 274781 72121 SH SOLE 0 0 72121 iShares Core S&P US Value ETF Exchange Traded Fund 464287663 274614 3509 SH SOLE 0 0 3509 Vanguard Strategic Equity Inv Mutual Fund 922038104 270873 8081 SH SOLE 0 0 8081 Republic Services Inc Common Stock 760759100 270345 1765 SH SOLE 0 0 1765 Abbott Laboratories Common Stock 002824100 267099 2450 SH SOLE 0 0 2450 American Funds SMALLCAP World 529-F-2 Mutual Fund 831681747 262970 4170 SH SOLE 0 0 4170 Mettler-Toledo International Inc Common Stock 592688105 262328 200 SH SOLE 0 0 200 iShares Global 100 ETF Exchange Traded Fund 464287572 254040 3340 SH SOLE 0 0 3340 AbbVie Inc Common Stock 00287Y109 252214 1872 SH SOLE 0 0 1872 Five9 Inc Common Stock 338307101 251390 3049 SH SOLE 0 0 3049 Kennebec Svng Bk 5.200 09/05/23 Certificate of Deposit 489265DR6 244956 245000 SH SOLE 0 0 245000 First Frmr Bk Tr 5.200 09/15/23 Certificate of Deposit 320165KK8 244949 245000 SH SOLE 0 0 245000 Franklin OR Tax Free Income Adv Mutual Fund 354724502 239490 23006 SH SOLE 0 0 23006 Honeywell International Inc Common Stock 438516106 233833 1127 SH SOLE 0 0 1127 American Funds Fundamental Invs F2 Mutual Fund 360802821 229928 3393 SH SOLE 0 0 3393 FedEx Corp Common Stock 31428X106 229308 925 SH SOLE 0 0 925 JPMorgan Large Cap Growth C Mutual Fund 4812C0522 227073 6411 SH SOLE 0 0 6411 US Treasury 2.500 01/31/24 Treasury bill/note 9128285Z9 226182 230000 SH SOLE 0 0 230000 Fidelity Capital & Income Mutual Fund 316062108 224629 24128 SH SOLE 0 0 24128 AT&T Inc Common Stock 00206R102 221596 13893 SH SOLE 0 0 13893 PIMCO Income I2 Mutual Fund 72201M719 219929 21127 SH SOLE 0 0 21127 Donaldson Co Inc Common Stock 257651109 218785 3500 SH SOLE 0 0 3500 AB Tax-Aware Short Duration ETF Exchange Traded Fund 00039J202 217152 8700 SH SOLE 0 0 8700 Victory Core Plus Intermediate Bond Fund Mutual Fund 903288835 217110 23885 SH SOLE 0 0 23885 Vanguard Value ETF Exchange Traded Fund 922908744 215992 1520 SH SOLE 0 0 1520 American Express Co Common Stock 025816109 214266 1230 SH SOLE 0 0 1230 Freeport-McMoRan Inc Common Stock 35671D857 213120 5328 SH SOLE 0 0 5328 Wells Fargo & Co Common Stock 949746101 211558 4957 SH SOLE 0 0 4957 Sibanye Stillwater Ltd Common Stock 82575P107 209040 33500 SH SOLE 0 0 33500 Caterpillar Inc Common Stock 149123101 206928 841 SH SOLE 0 0 841 Enterprise Products Partners LP Common Stock 293792107 206105 7822 SH SOLE 0 0 7822 Fidelity California Municipal MMk Instl Mutual Fund 31606Y108 203795 203795 SH SOLE 0 0 203795 Vanguard Ultra Short-Term Tx-Ex Adm Mutual Fund 922907803 202489 12972 SH SOLE 0 0 12972 RingCentral Inc Common Stock 76680R206 200078 6113 SH SOLE 0 0 6113 Zions Bancorp 5.250 09/07/23 Certificate of Deposit 98970LFL2 199982 200000 SH SOLE 0 0 200000 JP Morgan Chase 2.900 07/21/23 MATd Certificate of Deposit 46593LDC0 199724 200000 SH SOLE 0 0 200000 Ft na bk America 2.700 07/21/23 MATd Certificate of Deposit 32110YXS9 199692 200000 SH SOLE 0 0 200000 Columbia Short Term Bond Inst2 Mutual Fund 19766B299 178440 19044 SH SOLE 0 0 19044 American Funds Strategic Bond Fund;529F2 Mutual Fund 02631E748 176846 19118 SH SOLE 0 0 19118 Lord Abbett Floating Rate I Mutual Fund 543916134 154754 19296 SH SOLE 0 0 19296 Mfrs and Trader 5.200 08/31/23 Certificate of Deposit 564759SN9 149976 150000 SH SOLE 0 0 150000 Zions Bancorp 5.200 08/31/23 Certificate of Deposit 98970LF81 149976 150000 SH SOLE 0 0 150000 Fidelity Global ex US Index Mutual Fund 316146315 146849 10657 SH SOLE 0 0 10657 Fidelity New Markets Income Mutual Fund 315910836 140650 12104 SH SOLE 0 0 12104 Fidelity Advisor Equity Growth C Mutual Fund 315805754 124428 10617 SH SOLE 0 0 10617 Rithm Capital Corp Common Stock 64828T201 111115 11884 SH SOLE 0 0 11884 EV Tax-Mgd Gbl Div Equity Income Closed End Funds 27829F108 102252 12911 SH SOLE 0 0 12911 Fidelity Municipal Money Market Mutual Fund 316048107 100021 100021 SH SOLE 0 0 100021 Frst Rep Bk 4.450 07/03/23 MATd Certificate of Deposit 33616CLW8 99993 100000 SH SOLE 0 0 100000 California Bk Cm 5.150 09/05/23 Certificate of Deposit 13005CCN9 99973 100000 SH SOLE 0 0 100000 Bank of Utah 5.250 12/11/23 Certificate of Deposit 065427AL0 99971 100000 SH SOLE 0 0 100000 KeyBank 4.450 07/13/23 MATd Certificate of Deposit 49306SH66 99969 100000 SH SOLE 0 0 100000 Beal Bnk US 2.800 07/05/23 MATd Certificate of Deposit 07371DBM8 99965 100000 SH SOLE 0 0 100000 Associated Bank 5.050 09/22/23 Certificate of Deposit 045491MY0 99927 100000 SH SOLE 0 0 100000 Manufacturers 4.900 10/16/23 Certificate of Deposit 564796AK6 99866 100000 SH SOLE 0 0 100000 KeyBank 4.600 01/12/24 Certificate of Deposit 49306SH58 99565 100000 SH SOLE 0 0 100000 Ally Bank 2.850 12/29/23 Certificate of Deposit 02007GUA9 98793 100000 SH SOLE 0 0 100000 Capitl One NA 3.300 07/01/24 Certificate of Deposit 14042RSH5 97881 100000 SH SOLE 0 0 100000 Fidelity Money Market Premium Mutual Fund 31617H805 90432 90432 SH SOLE 0 0 90432 Northway Bank 4.850 10/16/23 Certificate of Deposit 66727LAR7 84873 85000 SH SOLE 0 0 85000 US Ban 5.250 12/14/23 Certificate of Deposit 90354KCF3 79978 80000 SH SOLE 0 0 80000 BOA 5.250 09/14/23 Certificate of Deposit 06051VV78 74993 75000 SH SOLE 0 0 75000 MSBNA 4.100 10/06/23 Certificate of Deposit 61690UT26 74726 75000 SH SOLE 0 0 75000 Invesco Senior Floating Rate Y Mutual Fund 00141G831 74501 11322 SH SOLE 0 0 11322 US Treasury 4.500 11/30/24 Treasury bill/note 91282CFX4 74204 75000 SH SOLE 0 0 75000 US Treasury 4.250 09/30/24 Treasury bill/note 91282CFN6 74016 75000 SH SOLE 0 0 75000 Wells Fargo Bank 4.600 10/02/23 Certificate of Deposit 9497634X1 59873 60000 SH SOLE 0 0 60000 Lord Abbett Short Duration Income F Mutual Fund 543916464 59173 15531 SH SOLE 0 0 15531 Lord Abbett Short Duration Income I Mutual Fund 543916688 55090 14459 SH SOLE 0 0 14459 North Easton Sav 4.850 10/16/23 Certificate of Deposit 659282AA5 54918 55000 SH SOLE 0 0 55000 Flushing Bank 5.350 10/03/23 Certificate of Deposit 34387AGA1 50006 50000 SH SOLE 0 0 50000 First Fed Bnk 5.300 09/29/23 Certificate of Deposit 32017MBB0 50000 50000 SH SOLE 0 0 50000 TIAA FSB 5.300 12/21/23 Certificate of Deposit 87270LHL0 49999 50000 SH SOLE 0 0 50000 Umpqua 5.050 07/14/23 MATd Certificate of Deposit 90421MEP4 49996 50000 SH SOLE 0 0 50000 BOA 5.250 12/14/23 Certificate of Deposit 06051VV52 49986 50000 SH SOLE 0 0 50000 Discover Bank 5.000 09/27/23 Certificate of Deposit 2546733H7 49955 50000 SH SOLE 0 0 50000 Valley Natl Bank 5.300 06/21/24 Certificate of Deposit 919853JT9 49919 50000 SH SOLE 0 0 50000 US Treasury Bill 09/05/23 Treasury bill/note 912797GR2 49544 50000 SH SOLE 0 0 50000 US Treasury Bill 09/21/23 Treasury bill/note 912796CR8 49427 50000 SH SOLE 0 0 50000 US Treasury Bill 09/28/23 Treasury bill/note 912796CS6 49377 50000 SH SOLE 0 0 50000 US Treasury 4.250 05/31/25 Treasury bill/note 91282CHD6 49371 50000 SH SOLE 0 0 50000 US Treasury Bill 10/12/23 Treasury bill/note 912797FA0 49273 50000 SH SOLE 0 0 50000 US Treasury Bill 10/19/23 Treasury bill/note 912797FB8 49220 50000 SH SOLE 0 0 50000 US Treasury Bill 11/16/23 Treasury bill/note 912797FK8 49022 50000 SH SOLE 0 0 50000 US Treasury Bill 11/24/23 Treasury bill/note 912797FL6 48964 50000 SH SOLE 0 0 50000 US Treasury Bill 12/28/23 Treasury bill/note 912796ZN2 48706 50000 SH SOLE 0 0 50000 WAUKESHA STATE 4.850 07/28/23 MATd Certificate of Deposit 94308PAD8 44986 45000 SH SOLE 0 0 45000 Harborone Bk 5.300 09/18/23 Certificate of Deposit 41166HCZ7 40000 40000 SH SOLE 0 0 40000 MidFirst Bank 5.250 09/21/23 Certificate of Deposit 59740JR76 39996 40000 SH SOLE 0 0 40000 US Ban 4.900 08/03/23 MATd Certificate of Deposit 90354KBE7 39986 40000 SH SOLE 0 0 40000 Truist Bank 4.600 09/22/23 Certificate of Deposit 89788HCC5 39924 40000 SH SOLE 0 0 40000 Bank Ozk 4.900 02/06/24 Certificate of Deposit 06418CFF8 39900 40000 SH SOLE 0 0 40000 Wells Fargo Bank 4.650 12/29/23 Certificate of Deposit 9497634V5 39847 40000 SH SOLE 0 0 40000 US Treasury 0.625 01/15/26 TIPS 912828N71 36500 30000 SH SOLE 0 0 30000 Am Ex Bk 4.000 10/12/23 Certificate of Deposit 02589AE32 29876 30000 SH SOLE 0 0 30000 Flushing Bank 5.350 10/02/23 Certificate of Deposit 34387AFZ7 25003 25000 SH SOLE 0 0 25000 Ally Bank 5.250 09/15/23 Certificate of Deposit 02007GP49 24998 25000 SH SOLE 0 0 25000 Santander Bank 5.250 02/26/24 Certificate of Deposit 80280JWA5 24982 25000 SH SOLE 0 0 25000 Beal Bnk US 4.600 08/23/23 Certificate of Deposit 07371DLJ4 24970 25000 SH SOLE 0 0 25000 Customers Bank 4.800 11/24/23 Certificate of Deposit 23204HNH7 24941 25000 SH SOLE 0 0 25000 Wells Fargo Bank 4.550 11/03/23 Certificate of Deposit 9497633J3 24922 25000 SH SOLE 0 0 25000 JP Morgan Chase 4.000 09/26/23 Certificate of Deposit 46593LPP8 24918 25000 SH SOLE 0 0 25000 MSBNA 4.000 09/29/23 Certificate of Deposit 61690US68 24909 25000 SH SOLE 0 0 25000 Portland Ore Swr Sys Rev 3.000 10/01/28 '24 Municipal Bonds 736742VT1 24814 25000 SH SOLE 0 0 25000 Flushing Bank 5.000 07/06/23 MATd Certificate of Deposit 34387AFS3 19999 20000 SH SOLE 0 0 20000 Bank of Blue Val 4.800 07/13/23 MATd Certificate of Deposit 06070PBU9 19997 20000 SH SOLE 0 0 20000 City Natl Bk 4.900 08/01/23 MATd Certificate of Deposit 17801DGK6 19994 20000 SH SOLE 0 0 20000 Firstrust Saving 4.850 01/12/24 Certificate of Deposit 337630CC9 19946 20000 SH SOLE 0 0 20000 Portland Ore Urban Renewal & R 4.750 06/15/25 '23 Municipal Bonds 736746VX3 15009 15000 SH SOLE 0 0 15000 Oregon St 3.250 08/01/38 CALd Municipal Bonds 68608UTZ9 15000 15000 SH SOLE 0 0 15000 Portland Ore Swr Sys Rev 3.000 06/01/30 '25 Municipal Bonds 736742XK8 10043 10000 SH SOLE 0 0 10000 NM Bk Tr 4.750 08/02/23 MATd Certificate of Deposit 64707PAK2 9995 10000 SH SOLE 0 0 10000 Local Ore Cap Assets Program 3.500 06/01/34 '23 Municipal Bonds 53957KFN2 9805 10000 SH SOLE 0 0 10000 US Treasury 3.000 07/31/24 Treasury bill/note 91282CFA4 9747 10000 SH SOLE 0 0 10000 Fannie Mae FNCL 256022 5.500 12/01/35 CMO/MBS/ABS 31371MLB1 411 31050 SH SOLE 0 0 31050 Fannie Mae FNCL 725424 5.500 04/01/34 CMO/MBS/ABS 31402C4H2 249 26025 SH SOLE 0 0 26025 Fannie Mae FNCL 357797 5.500 06/01/35 CMO/MBS/ABS 31376KNN2 220 17000 SH SOLE 0 0 17000 Fannie Mae FNCL 555876 5.500 10/01/33 CMO/MBS/ABS 31385XQ59 150 15000 SH SOLE 0 0 15000 Govt Natl Mrtg G2SF 003081 7.000 05/20/31 CMO/MBS/ABS 36202DM65 114 45000 SH SOLE 0 0 45000 Fannie Mae FNCL 937906 5.500 07/01/37 CMO/MBS/ABS 31412XNX8 114 19000 SH SOLE 0 0 19000 Fannie Mae FNCL 962491 5.500 04/01/38 CMO/MBS/ABS 31414CXU7 113 13000 SH SOLE 0 0 13000 Govt Natl Mrtg G2SF 002714 6.500 02/20/29 CMO/MBS/ABS 36202DAP6 61 25000 SH SOLE 0 0 25000 Govt Natl Mrtg G2SF 001901 8.000 11/20/24 CMO/MBS/ABS 36202CDE0 4 25000 SH SOLE 0 0 25000 Healthier Choices Mgmt Corp Common Stock 42226N109 1 1000000 SH SOLE 0 0 1000000 Lehman Bros Hldg 6.500 10/25/27 MTN DFTd Corporate Bonds 525ESCFR5 0 70000 SH SOLE 0 0 70000 Lehman Bros Hldg Inc Escrow Structured Notes 525ESCW62 0 21500 SH SOLE 0 0 21500 Esc Cef Nuveen Inter Closed End Fund Closed End Funds 670ESC037 0 23000 SH SOLE 0 0 23000