0000899243-21-029741.txt : 20210723 0000899243-21-029741.hdr.sgml : 20210723 20210723182423 ACCESSION NUMBER: 0000899243-21-029741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210721 FILED AS OF DATE: 20210723 DATE AS OF CHANGE: 20210723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BICKHAM JEREMIAH RAWLINS CENTRAL INDEX KEY: 0001871157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40645 FILM NUMBER: 211111866 MAIL ADDRESS: STREET 1: 180 N. STETSON AVENUE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RYAN SPECIALTY GROUP HOLDINGS, INC. CENTRAL INDEX KEY: 0001849253 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 NORTH STETSON AVENUE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (646) 604-3935 MAIL ADDRESS: STREET 1: 180 NORTH STETSON AVENUE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: MAVERICK SPECIALTY, INC. DATE OF NAME CHANGE: 20210304 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-21 0 0001849253 RYAN SPECIALTY GROUP HOLDINGS, INC. RYAN 0001871157 BICKHAM JEREMIAH RAWLINS TWO PRUDENTIAL PLAZA 180 N. STETSON AVENUE, SUITE 4600 CHICAGO IL 60601 0 1 0 0 See Remarks Common Units [Obligation to Sell] 2021-07-21 4 D 0 40293 22.325 D Class A Common Stock 40293 0 D Class C Common Incentive Units [Right to Buy] 23.50 2021-07-21 4 A 0 24014 A Class A Common Stock 24014 24014 D Class C Common Incentive Units [Right to Buy] 23.50 2021-07-21 4 A 0 666667 A Class A Common Stock 666667 666667 D Represents Common Units of Ryan Specialty Group, LLC ("Common Units") sold to the Issuer pursuant to the Mandatory Participation described in the Issuer's preliminary prospectus filed on July 12, 2021 for cash in an amount equal to the Issuer's initial public offering price per share less underwriting discounts and commissions. Such sale was approved by the Board of the Issuer for purposes of Rule 16(b)(3). The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Represents Class C Common Incentive Units of Ryan Specialty Group, LLC which vest in equal amounts on the third, fourth and fifth anniversaries of the grant date. Such grant was approved by the Board of the Issuer for purposes of Rule 16(b)(3).The Class C Common Incentive Units will be exchangeable into Common Units, which will then be immediately redeemed on a one-for-one basis for Class A Common Stock, par value $0.001 ("Class A Common Stock"), of the Issuer based on the value of Common Units and the fair market value of the Class A Common Stock at the time of the applicable exchange. The participation threshold of Class C Common Incentive Units equal to the initial public offering price of the Issuer's Class A Common Stock. Represents Class C Common Incentive Units of Ryan Specialty Group, LLC which vest 10% each year from July 21, 2024 until July 21, 2030 on the anniversary of the grant date, and 30% on the tenth anniversary of the grant date. Such grant was approved by the Board of the Issuer for purposes of Rule 16(b)(3). The Class C Common Incentive Units will be exchangeable into Common Units, which will then be immediately redeemed on a one-for-one basis for Class A Common Stock, par value $0.001 ("Class A Common Stock"), of the Issuer based on the value of Common Units and the fair market value of the Class A Common Stock at the time of the applicable exchange. The participation threshold of Class C Common Incentive Units equal to the initial public offering price of the Issuer's Class A Common Stock. Executive Vice President and Chief Financial Officer /s/ Mark Katz by Power of Attorney 2021-07-23