8-K 1 dcrd-8k_20211001.htm 8-K - UNIT SEPARATION PR dcrd-8k_20211001.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 1, 2021

 

Decarbonization Plus Acquisition Corporation IV

(Exact name of registrant as specified in its charter)

 

Cayman Islands

 

001-40731

 

98-1585724

(State or other jurisdiction of

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

incorporation)

 

 

 

 

 

2744 Sand Hill Road, Suite 100

 

 

Menlo Park, CA

 

94025

(Address of principal executive offices)

 

(Zip Code)

 

(212) 993-0076
(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 ☐

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 ☐

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on 
which registered

Units, each consisting of one Class A ordinary share and one-half of one warrant

 

DCRDU

 

Nasdaq Capital Market

Class A ordinary share, par value $0.0001 per share

 

DCRD

 

Nasdaq Capital Market

Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share

 

DCRDW

 

Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company    ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

Item 8.01 Other Events.

On October 1, 2021, Decarbonization Plus Acquisition Corporation IV (the “Company”) issued a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing that the holders of the Company’s units may elect to separately trade the Class A ordinary shares and warrants included in the units commencing on October 1, 2021. Those units not separated will continue to trade on the Nasdaq Capital Market (“NASDAQ”) under the symbol “DCRDU,” and each of the Class A ordinary shares and warrants that are separated will trade on NASDAQ under the symbols “DCRD” and “DCRDW,” respectively.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)           Exhibits. The following exhibits are filed with this Form 8-K:

 

Exhibit No.

 

Description of Exhibits

99.1

 

Press Release dated October 1, 2021

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Decarbonization plus Acquisition Corporation IV

 

 

 

Date: October 1, 2021

By:

/s/ Peter Haskopoulos

 

Name:

Peter Haskopoulos

 

Title:

Chief Financial Officer, Chief Accounting Officer and Secretary