0000899243-23-016896.txt : 20230705 0000899243-23-016896.hdr.sgml : 20230705 20230705163013 ACCESSION NUMBER: 0000899243-23-016896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230629 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Healthcare AI Acquisition LLC CENTRAL INDEX KEY: 0001848867 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41145 FILM NUMBER: 231069585 BUSINESS ADDRESS: STREET 1: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND BUSINESS PHONE: 447958369725 MAIL ADDRESS: STREET 1: 7 STANLEY GARDENS CITY: LONDON STATE: X0 ZIP: W112ND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Healthcare AI Acquisition Corp. CENTRAL INDEX KEY: 0001848861 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 THE GREEN, STE 15614 CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 718-308-7234 MAIL ADDRESS: STREET 1: 8 THE GREEN, STE 15614 CITY: DOVER STATE: DE ZIP: 19901 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-29 0 0001848861 Healthcare AI Acquisition Corp. HAIA 0001848867 Healthcare AI Acquisition LLC 190 ELGIN AVENUE GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0 Class A ordinary shares 2023-06-29 4 C 0 2105770 A 2105770 D Class B ordinary shares 2023-06-29 4 C 0 2105770 D Class A ordinary shares 2105770 0 D As described in the issuer's registration statement on Form S-1 (File No. 333-261193) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. On June 29, 2023, the reporting person elected to convert all 2,105,770 of its Class B ordinary shares into Class A ordinary shares. The reporting person is controlled by a five-member board of managers composed of Simon Cottle, Patrick Hargutt, Roger Priaulx, Dawn Howe and Arya Bolurfrushan. The approval of a majority of the managers is required to approve an action of the reporting person. Under the so-called "rule of three," if voting and dispositive decisions regarding an entity's securities are made by three or more individuals, and a voting or dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity's securities. This is the situation with regard to the reporting person. Based upon the foregoing analysis, no individual manager of the reporting person exercises voting or dispositive control over any of the securities held by the reporting, even those in which such manager holds a pecuniary interest. Accordingly, none of them will be deemed to have or share beneficial ownership of such securities. /s/ Patrick Hargutt, as Authorized Signatory 2023-07-05