0001104659-21-061940.txt : 20210505 0001104659-21-061940.hdr.sgml : 20210505 20210505215347 ACCESSION NUMBER: 0001104659-21-061940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Jianwei CENTRAL INDEX KEY: 0001858469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40368 FILM NUMBER: 21895489 MAIL ADDRESS: STREET 1: 3 STONER AVE CITY: GREAT NECK STATE: NY ZIP: 11021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TradeUP Global Sponsor LLC CENTRAL INDEX KEY: 0001858472 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40368 FILM NUMBER: 21895488 BUSINESS ADDRESS: STREET 1: 3 STONER AVE CITY: GREAT NECK STATE: NY ZIP: 11021 BUSINESS PHONE: 646-325-6119 MAIL ADDRESS: STREET 1: 3 STONER AVE CITY: GREAT NECK STATE: NY ZIP: 11021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TradeUP Global Corp CENTRAL INDEX KEY: 0001847075 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 981584130 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (732) 910-9692 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 tm2114428d7_form4.xml FORM 4 X0306 4 2021-05-03 0 0001847075 TradeUP Global Corp TUGC 0001858469 Li Jianwei 437 MADISON AVENUE, 27TH FLOOR NEW YORK NY 10022 1 1 1 0 Chief Financial Officer 0001858472 TradeUP Global Sponsor LLC C/O TRADEUP GLOBAL CORPORATION 437 MADISON AVENUE, 27TH FLOOR NEW YORK NY 10022 1 0 1 0 Class A Ordinary Shares 2021-05-03 4 P 0 215000 10 A 215000 D Class A Ordinary Shares 2021-05-03 4 M 0 850000 0 A 1065000 D Class B Ordinary Shares 2021-05-03 4 M 0 850000 0 D Class A Ordinary Shares 850000 240000 D TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor. On May 3, 2021 in connection with the Issuer's initial public offering, (i) Sponsor purchased from the Issuer 215,000 Class A Shares at a purchase price of $10.00 per share. In connection with the closing of the Issuer's initial public offering, on May 3, 2021, 850,000 Class B Shares were converted into Class A Shares. TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest. The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. /s/ Jianwei Li 2021-05-05 /s/ Jianwei Li, Title: Manager 2021-05-05