0001104659-21-061940.txt : 20210505
0001104659-21-061940.hdr.sgml : 20210505
20210505215347
ACCESSION NUMBER: 0001104659-21-061940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Jianwei
CENTRAL INDEX KEY: 0001858469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40368
FILM NUMBER: 21895489
MAIL ADDRESS:
STREET 1: 3 STONER AVE
CITY: GREAT NECK
STATE: NY
ZIP: 11021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TradeUP Global Sponsor LLC
CENTRAL INDEX KEY: 0001858472
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40368
FILM NUMBER: 21895488
BUSINESS ADDRESS:
STREET 1: 3 STONER AVE
CITY: GREAT NECK
STATE: NY
ZIP: 11021
BUSINESS PHONE: 646-325-6119
MAIL ADDRESS:
STREET 1: 3 STONER AVE
CITY: GREAT NECK
STATE: NY
ZIP: 11021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TradeUP Global Corp
CENTRAL INDEX KEY: 0001847075
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 981584130
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (732) 910-9692
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
tm2114428d7_form4.xml
FORM 4
X0306
4
2021-05-03
0
0001847075
TradeUP Global Corp
TUGC
0001858469
Li Jianwei
437 MADISON AVENUE, 27TH FLOOR
NEW YORK
NY
10022
1
1
1
0
Chief Financial Officer
0001858472
TradeUP Global Sponsor LLC
C/O TRADEUP GLOBAL CORPORATION
437 MADISON AVENUE, 27TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Class A Ordinary Shares
2021-05-03
4
P
0
215000
10
A
215000
D
Class A Ordinary Shares
2021-05-03
4
M
0
850000
0
A
1065000
D
Class B Ordinary Shares
2021-05-03
4
M
0
850000
0
D
Class A Ordinary Shares
850000
240000
D
TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor.
On May 3, 2021 in connection with the Issuer's initial public offering, (i) Sponsor purchased from the Issuer 215,000 Class A Shares at a purchase price of $10.00 per share.
In connection with the closing of the Issuer's initial public offering, on May 3, 2021, 850,000 Class B Shares were converted into Class A Shares.
TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.
The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
/s/ Jianwei Li
2021-05-05
/s/ Jianwei Li, Title: Manager
2021-05-05