Chief Compliance Officer

0001951757-24-000383.txt : 20240424 0001951757-24-000383.hdr.sgml : 20240424 20240424171800 ACCESSION NUMBER: 0001951757-24-000383 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240424 DATE AS OF CHANGE: 20240424 EFFECTIVENESS DATE: 20240424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Rock Advisors, LLC CENTRAL INDEX KEY: 0001846991 ORGANIZATION NAME: IRS NUMBER: 821105309 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21052 FILM NUMBER: 24871595 BUSINESS ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 BUSINESS PHONE: (203) 920-4774 MAIL ADDRESS: STREET 1: 187 DANBURY ROAD STREET 2: SUITE 201 CITY: WILTON STATE: CT ZIP: 06897 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846991 XXXXXXXX 03-31-2024 03-31-2024 Round Rock Advisors, LLC

187 DANBURY ROAD SUITE 201 WILTON CT 06897

13F HOLDINGS REPORT 028-21052 N Erika Morro Chief Compliance Officer (203) 920-4774 Erika Morro Wilton CT 04-24-2024 0 190 417410382 false INFORMATION TABLE 2 F_13F_RoundRock_Q12024.xml 3M CO COM SHS 88579Y119 530771 5004 SH SOLE 0 0 5004 ABBVIE INC COM 00287Y109 3637994 19978 SH SOLE 0 0 19978 ADVANCED MICRO DEVICES INC COM 007903107 223627 1239 SH SOLE 0 0 1239 AGNICO EAGLE MINES LTD COM 008474108 888785 14900 SH SOLE 0 0 14900 AIR PRODS & CHEMS INC COM 009158106 2716331 11212 SH SOLE 0 0 11212 ALPHABET INC CAP STK CL C 02079K107 6543761 42978 SH SOLE 0 0 42978 ALPHABET INC CAP STK CL A 02079K305 1799237 11921 SH SOLE 0 0 11921 AMAZON COM INC COM 023135106 6540502 36274 SH SOLE 0 0 36274 AMEREN CORP COM 023608102 702842 9503 SH SOLE 0 0 9503 AMERICAN EXPRESS CO COM 025816109 382334 1679 SH SOLE 0 0 1679 AMERIPRISE FINL INC COM 03076C106 892225 2035 SH SOLE 0 0 2035 AMPHENOL CORP NEW CL A 032095101 982531 8518 SH SOLE 0 0 8518 APPLE INC COM 037833100 16146507 94160 SH SOLE 0 0 94160 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VANGUARD INDEX FDS SMALL CP ETF 922908751 1109035 4852 SH SOLE 0 0 4852 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 277277 577 SH SOLE 0 0 577 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2056157 42935 SH SOLE 0 0 42935 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 349494 6907 SH SOLE 0 0 6907 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2852969 36903 SH SOLE 0 0 36903 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 873834 10854 SH SOLE 0 0 10854 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2218867 12151 SH SOLE 0 0 12151 VANGUARD STAR FDS VG TL INTL STK F 921909768 238969 3963 SH SOLE 0 0 3963 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 692489 13803 SH SOLE 0 0 13803 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 31501720 260366 SH SOLE 0 0 260366 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1478880 18139 SH SOLE 0 0 18139 VANGUARD WORLD FD ESG INTL STK ETF 921910725 559298 9732 SH SOLE 0 0 9732 VANGUARD WORLD FD ESG US CORP BD 921910691 213852 3408 SH SOLE 0 0 3408 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