0001225208-21-012174.txt : 20210909
0001225208-21-012174.hdr.sgml : 20210909
20210909160825
ACCESSION NUMBER: 0001225208-21-012174
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210826
FILED AS OF DATE: 20210909
DATE AS OF CHANGE: 20210909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Butler Michael Joseph
CENTRAL INDEX KEY: 0001879983
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40762
FILM NUMBER: 211244493
MAIL ADDRESS:
STREET 1: C/O CASCADIA CAPITAL
STREET 2: 1000 2ND AVENUE SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cascadia Acquisition Corp.
CENTRAL INDEX KEY: 0001846968
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 862105250
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 2ND AVENUE SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206.436.2514
MAIL ADDRESS:
STREET 1: 1000 2ND AVENUE SUITE 1200
CITY: SEATTLE
STATE: WA
ZIP: 98104
4
1
doc4.xml
X0306
4
2021-08-26
0001846968
Cascadia Acquisition Corp.
CCAIU
0001879983
Butler Michael Joseph
1000 2ND AVENUE, SUITE 1200
SEATTLE
WA
98104-1050
1
1
1
Chairman of the Board
Class B Common Stock
2021-08-26
4
J
0
75000.0000
0.0060
D
Class A Common Stock
75000.0000
4237500.0000
I
By Cascadia Acquisition Sponsor LLC
Class B Common Stock
2021-08-30
4
J
0
937500.0000
0.0060
D
Class A Common Stock
937500.0000
3300000.0000
I
By Cascadia Acquisition Sponsor LLC
As described in the issuer's registration statement on Form S-1 (File No. 333-258515) (the "Registration Statement") under the heading "Description of Securities-Founders Shares," the shares of Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer upon the consummation of the issuer's initial business combination on a one-for-one basis, subject to certain adjustment, and have no expiration date.
In connection with the issuer's initial public offering and the appointment of Edgar Lee, Scott Prince and Arun Venkatadri to the issuer's board of directors, Cascadia Acquisition Sponsor LLC ("Sponsor") assigned 25,000 Class B shares to each of Edgar Lee, Scott Prince and Arun Venkatadri.
These shares represent Class B common stock held by the Sponsor and include up to 562,500 shares of Class B common stock that are subject to forfeiture depending on the extent to which the underwriters of the issuer's initial public offering exercise their over-allotment option as described in the Registration Statement.
As a manager of the Sponsor, the reporting person may be deemed to share beneficial ownership of the shares of Class B common stock held by the Sponsor. The reporting person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.
In connection with the closing of the issuer's initial public offering, Cascadia Acquisition Sponsor LLC ("Sponsor") transferred an aggregate of 937,500 Class B shares to anchor investors pursuant to investment agreements by and among the issuer, the Sponsor and each anchor investor as described in the Registration Statement under the heading "Summary - The Offering - Expression of Interest."
/s/ Jamie Boyd, Attorney-in-Fact
2021-09-09